HomeMy WebLinkAboutR-2024-106 FMLC Revenue Bonds Series 2024A RESOLUTION OF THE CITY COMMISSION OF THE CITY OF DANIA
BEACH. FLORIDA AUTHORIZING A LOAN IN AN AMOUNT NOT TO
EXCEED $35,OOO,OOO FROM THE FLORIDA MUNICIPAL LOAN COUNCIL
TO ACQUIRE. CONSTRUCT. RENOVATE. AND EQTJIP CERTAIN
CAPITAL PROJECTS AND TO REFUND ALL OR A PORTION OF THE
CITY OF DANIA BEACH. FLORIDA CAPITAL IMPROVEMENT REVENUE
NOTE. SERIES 2024. EACH AS DESCRIBED HEREINI APPROVING THE
FORM OF AND THE EXECUTION AND DELIVERY OF A LOAN
AGREEMENT WITH THE FLORIDA MUNICIPAL LOAN COUNCIL:
APPROVING THE FORM OF THE SLJMMARY NOTICE OF SALE AND THE
OFFICIAL NOTICE OF SALE: APPROVING THE FORM OF AND THE
EXECUTION AND DELIVERY OF A CONTINUING DISCLOSURE
ACREEMENT: AUTHORTZING THE DISTRIBUTION OF THE
PRELIMINARY OFFICIAL STATEMENT AND I'HE OFFICIAL
STATEMENT IN CONNECTION WITH THE FLORIDA MUNICIPAL LOAN
COUNCIL REFUNDING AND IMPROVEMENT REVENUE BONDS. SERIES
2024C (CITY OF DANIA BEACH SERIES): PROVIDINC CERTAIN OTHER
MATTERS IN CONNECTION WITH THE MAKING OF SLJCH LOAN:
PROVIDING FOR CONFLICTS: FURTHER. PROVIDING FOR AN
EFFECTIVE DATE.
WHEREAS, participating govemmental units have created the Florida Municipal Loan
Council (the "Council") pursuant to a certain lnterlocal Agreement and pursuant to Chapter 163.
Part I. Florida Statutes. for the purpose of issuing its bonds to make loans to participating
governmental units for qualified projects: and
WHEREAS, the City of Dania Beach. Florida (the "Borrower" ). a municipal
corporation. is duly created and existing pursuant to the Constitution and laws of the State ol
Florida (the "State"); and
WHEREAS, there is a substantial need fbr the continued preservation of the welfare and
convenience of the Borro*'er and its citizens to finance the acquisition, construction. and
equipping of certain capital improvements to the stormwater utility system of the Borrower,
including, but not limited to. drainage projects. replacement of piping. and installation of tidal
valves on outlall piping, all as more particularly described in the plans and specilications on file
with the Borrower, as the same may be amended and supplemented from time to time by the
Borrower (collectively, the "Project"); and
RESOLT-rrroN No. 202{- ic(,
WHEREAS, on April 17.2024, the Borrower issued its Capital lmprovement Revenue
Note, Series 2024 in the principal amount ofnot to exceed $6,000,000 (the "Refunded Note") lor
the purpose of financing certain capital improvements to the stormwater utility system of the
Borrower. including. but not limited to. the Southeast Drainage Project Phase I lthe "Retunded
Project"): and
WHEREAS, it is determined that it is necessary and desirable and in the best interest of
the Borrower to refinance the Refunded Note in order to provide lor the long-term permanent
financing for the Refunded Project: and
WHEREAS, the Borrower has determined that retinancing the Refunded Note and
financing the Project through a financing program through the Council. which regularll
undertakes projects requiring significant debt financing within the State, would provide fbr low.
cost refinancing of the Relunded Note and low-cost financing ol the Project through
administrative support and access to experience and knowledge in accessing the capital marketsl
and
WHEREAS, the Borrower has determined that it is in the best interest of the Borrower
and the citizens thereol to request the Council to issue its Florida Municipal Loan Council
Refunding and Improvement Revenue Bonds, Series 2024C lCity of Dania Beach Series) (the
"Bonds"). on behall ol the Borrower and to borrow funds through a new financing (the "Loan")
secured b1 a Loan Agreement. between the Borrower and the Council (the "Loan Agreement").
to finance the Project; and
WHER-EAS, debt senice on the Loan w'ill be secured by a covenant to budget and
appropriate all legally available revenues and taxes of the Borrower derived from any source
r.l'hatsoever other than ad valorem taxation on real and personal property. including. but not
limited to the stormwater special assessment imposed by the Borrower (the "Non-Ad Valorem
Revenues"): and
WHEREAS, the Non-Ad Valorem Revenues shall be sullcient to pay all principal of
and interest and prepayment premium. if any. on the Loan. as the same becomes due, and to
make all required deposits or payments required by this Resolution and the Loan Agreement; and
WHEREAS, the Borrower shall never be required to levy ad valorem taxes or use the
proceeds thereof to pay debt service on the Loan or to make any other payments to be made
RESoLUTToN#2014 (x
under this Resolution or the Loan Agreement. The [-oan shall not constitute a lien on anv
property owned or situated within the geographic limits ol the Borrower.
NOW, THEREFORE, BE IT RESOLVED BY THE CITY COMMISSION OF THE
CITY OF DANIA BEACH, FLORIDA, AS FOLLOWS:
Section l. AdoDtion of Representations. -lhat thc lbrc going Whereas paragraphs
are hereby ratified and confirmed as being true. and the same are hereby made a specific part ol
this Resolution.
Section 2. Authoritr. That this Resolution is ado pted pursuant to ('hapter 166.
Florida Statutes. the Charter ofthe Borro*er. and other applicable provisions ol Iaw.
Section -3. Authorization of the Refinancinq and Financing. That the retlnancin
ofthe Refunded Note and the tinancing olthe Project are herebl' authorized
Section -1. Neqotiated Loan. Ihat duc to thc com plicated nature of the tinancing.
the ability' of the Council to access additional markets. and fbr the Borrower to receive the
benef-rts of favorable interest rates and lorler issuance costs. it is hereby determined that it is in
the best interest ofthe Borrou'er that the Loan to the Borrou'er be made tiom the proceeds ofthe
Bonds. as opposed to the Borrower borrowing funds pursuant to a public or negotiated sale
conducted by' the Borrower.
Section 5. Loan Amount.That the principal amount ol the Loan to the Borrower
evidenced bl the Loan Agreement shall not exceed $35.000.000 (without regard to original issue
discount or premium). The Loan shall be made as a tax-exempt borrou'ing. which shall include.
but is not limited to. the costs of funding a resen'e fund. if any. the costs ol issuance incurred by
the Borrou'er and the Council, administrative fees olthe Florida League of Cities, Inc.. and other
ongoing costs. and shall bear interest and shall be repayable according to the terms and
conditions set forth in the Loan Agreement.
Section 6. ArrDroval and Deliven of Loan Aqreement. 'l-hat the Nla;-or. as attested
by the Cit) Clerk. and approved as to form and correctness by the City Attomey, or their dul)'
authorized designee. are hereby authorized and directed to execute and deliver the Loan
Agreement to evidence the Loan and to undertake all actions in respect to the Loan Agreement.
nhich is in substantially the lbrm attached hereto as Exhibit A with such changes. amendments.
modiflcations. deletions. and additions as may be approved by the Mayor, the City Clerk, or their
duly authorized designee, the execution thereolbeing conclusive evidence ofsuch approval.
RESOLUTION #2024.\ D(P
Section 7. Arrproval and Deliven of Continuing Disclosure Agreement. That the
May'or. the City Manager. the Ciry" Clerk. or anl other appropriate officers of the Borrouer are
authorized and directed to execute and deliver a Continuing Disclosure Agreement conceming
compliance r,"ith the rules of the Securities and Exchange Commission conceming continuing
disclosure bl the Borrower. to be entered into bl and betu'een the Borrower and the Florida
League ol Cities. Inc.. as dissemination agent. in substantiall)'the lorm attached as Exhibit B
with such changes. amendments, modifications. deletions. and additions as may be approved b1'
the Mayor. the City Manager. the Cit-v Clerk. or their duly authorized designee. the execution
thereol being conclusive evidence of such approval.
Section 8. Delcgation of Authoritr to ADDrove terms of the Bondsl Aooroval of
Summan' Notice of Salc and Official Notice of Sale.
(A) Subject to full satisfaction of the conditions set forth in Section 8(E) hereof. the
Council is hereby authorized, upon consultation with the Mayor, the City Manager. or their duly
authorized designee, to approve, in accordance with the provisions hereof, the terms of the
Bonds. including, but not limited to: (i) the dated date; (ii) the aggregate principal amount: (iii)
whether such bonds are issued as serial bonds or term bonds; (iv) the maturity dates and
amountsl (v) the interest rates. prices, yields, and interest payment dates; (vi) the optional
redemption f-eatures. if any: (vii) the amortization installments and other mandatory redemption
features. if an1; (viii) the reserve requirement, ifany; (ix) the sale date and the delivery date; (x)
the application ofthe proceeds; and (xi) all other details ofthe Bonds.
(B) lt is herebl fbund. determined. and declared that it is in the best interest ol the
public and the Borrouer to provide for the Council to sell the Bonds b1- competitive bid.
(C) The lbrm ol the Summary Notice of Sale attached hereto as Exhibit C-l (the
"Summary Notice olSale") and the form ofthe Official Notice ofSale attached hereto as Exhibit
C-2 (the "Official Notice of Sale"). are hereby approved. with such changes. amendments.
modifications. deletions, and additions as may be approved by the Mayor. the Citl Manager. or
their duly' authorized designee. The Borrower hereby authorizes the Council to publish the
Summary Notice of Sale in a newspaper publication pursuant to the requirements of law. and the
Council's distribution of the Oflciat Notice of Sale based on the advice of Public Resources
Advisory Group Inc.. the financial advisor to the Borrower (the "Financial Advisor").
-1 RESOLUTION #2024- \D(C
(D) The Mayor. the Cir"v" Manager. or their duly authorized designee. is herebl'
authorized. in light of market conditions and in order to minimize the Borrower's interest costs.
to determine the bid date. based on the advice of the Financial Advisor as to the most
advantageous date for such sale.
(E) The Mayor. the CiB- Manager. or their duly authorized designee, is hereby
authorized to direct the Council to a$,-ard the Bonds to the responsive bidder offering to purchase
the Bonds at the lowest true interest cost (the "Purchaser") in accordance with the Olficial Notice
of Sale; provided, however, that (a) the aggregate principal amount (without regard to original
issue discount or premium) of the Bonds shall not exceed $35.000,000; (b) the true interest cost
ol the Bonds shall not to exceed 6.00%; (c) the Bonds shall be subject to redemption prior to
maturit) as described in the Official Notice of Sale; and (d) the final maturity date of the Bonds
shall not be later than October l. 2054. The May'or. the City Manager. or their dull' authorized
designee. is hereby authorized to direct the Council to award the sale of the Bonds to the
Purchaser pursuant to the terms hereof and of the Official Notice of Sale. In accordance with the
provisions of the Official Notice of Sale. the Mayor. the City Manager, or their duly authorized
designee. may, in their discretion, direct the Council to reject any and all bids.
(F) Prior to the Delivery of the Bonds, the Purchaser, as applicable. shall provide the
Borrower a disclosure statement and truth-in-bonding infbrmation complying with Section
2l 8.385. Florida Statutes.
(G) The Borrower hereby determines that the amount of the reserve requirement tbr
the Bonds shall be determined based upon the advice of the Financial Advisor and the Council as
final11 established at the time of marketing the Bonds and included in the Indenture (as deflned
herein): provided" hou,ever. such resen'e requirement shall not be greater than (i) the maximum
annual debt senice requirement of the Bonds. (ii) l25Yo of the average annual debt senice
requirement of the Bonds. or (iii) an amount equal to l0% of the proceeds of the sale of the
Bonds; provided further such reserve requirement may be lower than such amounts or zero. Ifthe
reserve requirement for the Bonds is greater than zero, and upon consultation with the Financial
Advisor and the Council it is determined to be the most economical or prudent structure, the
Mayor, the City Manager, or their duly authorized designee. hereby directs the Council to solicit
bids tiom surety bond providers in order to obtain the most favorable premiums on a surety
bond. The Bonouer hereby authorizes the Council to accept. execute, and deliler a commitment
RESOLUTION #20?4. \ OG
ofthe surety bond provider that provides the terms and provisions which. after consultation with
the Financial Advisor. is in the best interest ofthe Borrower. The Borrower hereby authorizes the
Council to purchase a surety bond tbr the Bonds equal to the reserve requirement from a suretl'
bond provider and pay'ment tbr such sureq' bonds is herebl* authorized from proceeds of the
Bonds. after consultation w'ith the Financial Adl isor. If a surety bond is purchased. the Borror.rer
hereby authorizes the Council to enter into a financial guarant)- agreement lor the Bonds uith a
surety bond provider.
(H) The Borrower hereby authorizes the Purchaser to opt to insure. at its expense, all,
some. or none of the Bonds with a municipal bond insurance policy in accordance with the
Summary Notice of Sale and the Official Notice of Sale. and further authorizes the Ma"v',or. the
City Manager. or their duly authorized designee, based on the advice of the Financial Advisor
and the Council. to direct the Council to take any actions and do all things necessary in order to
accept such municipal bond insurance poticy in connection with the issuance of the Bonds to the
extent that it is in the best economic interest of the Borrower.
Section 9. lndenture. That Borrower here by acknowledges and consents to the
Bonds being issued by the Council pursuant to a Trust Indenture, and any supplemental
indentures thereto (the "lndenture"). to be executed by the Council and The Bank ofNew York
Mellon Trust Company, N.A.. as trustee (the "Trustee").
Section I0. Preliminan And Final Official Statement. That the preparation and
distribution of a preliminary and final otlcial statement (collectively. the "Oflficial Statement").
nhich is substantially in the form attached hereto as Exhibit D. in connection vnith the offering
and sale of the Bonds is hereby authorized. The sections of the Official Statement relating to the
Borrou,er are herebl'approved and adopted by the Borrower with such changes. amendments.
modiflcations. deletions, and additions as may be approved by the Mayor. Citl' Manager. or their
dul.v authorized designee. The Mayor. the Cit)' Manager, or their dull' authorized designee is
hereby authorized to deem the Preliminarl Official Statement "final" nithin the meaning of Rule
l5c2-12 under the Securities Exchange Act of 1934 in the lorm as mailed. Execution ol a
certiflcate by the Mayor. the Cit!' Manager. or lheir duly authorized designee. deeming the
Preliminary Olficial Statement "final" as described above shall be conclusive evidence of the
approval of any changes, amendments. modifications, deletions. and additions.
6 RESoLUTToN #2024- ( Clt'
Section I 1 Other Instrumcnts. I l.rat tl.re Nla )'or. rhe Cit) Clerk. the Citl Attomel'.
the Cit)- Manager. or an.v other appropriate offlcers. attome! s. and other agents or employees of
the Borrower are authorized and directed to pertbrm all acts and things required by this
Resolution, the Loan Agreement, the Continuing Disclosure Agreement. the Summary Notice ol
Sale, the Official Notice ofSale, the Indenture, and the Official Statement, or otherwise desirable
or consistent with the requirements thereof and hereof, for the full, punctual. and complete
pertbrmance ol all the terms. covenants. and agreements contained in this Resolution, the Loan
Agreement. the Continuing Disclosure Agreement. the Summary Notice of Sale. the Official
Notice ol Sale. the Indenture. and the Official Statement (including but not limited to. the
execution ofall tax documents relating to the tax exempt status olthe Loan). and they are hereby'
authorized to execute and deliver all documents that shall be required by bond counsel,
disclosure counsel, the Council, the Purchaser. or the Trustee. All actions taken to date by the
oi-ficers of the Borrower in turtherance of the issuance of the Bonds and the making of the Loan
are hereby approved, confirmed. and ratified.
Section 12. Reneal Of Resolutions In Conflict That all resolutions or parts of
resolutions in conflict herewith are hereby'repealed to the extent ofsuch contlict
Section 1-1.Severabilitl Clause. 'l'hat if an 1 phrase. clause. sentence. paragraph. or
section of this Resolution is lor any reason held invalid or unconstitutional by the judgment or
decree of a court of competent jurisdiction, such invalidity or unconstitutionality shatl not alfect
the validity of the remaining phrases. clauses, sentences, paragraphs, or sections of this
Resolution.
Section 14. Effective Date. That this Resolution shall take efl-ect immediatel) upon
its adoption
A wlursr r1,,o,oPASSED A\D ADOPTEI) on
Motion b1 lg.>\L
I
second br
THIS SPACE INTENTIONALLY LEFT Bt-ANK
L AuxWn
1 RESOLUTION .2011-llQl
FINAL VOTE ON ADOPTION:Unanimous
Yes No
Commissioner Joyce L. Davis
Commissioner Tamara James
Commissioner Marco Salvino
Vice Mal or Lori Leuellen
Mayor Archibald J. Ryan IV
ATTES
ELOLA
CITY CLERK
APPROVED AS TO FORM AND CORR SS:
BO TSIS
TTORNEY
ARCHIB
MAYOR
E
C
AN IV
It
J
A"/1,6,4b;
RESOLUTToN #2oz+-\ ok
EXHIBIT A
I RESoLUTToN #2024- i Clg
FORM OF LOAN A(;REEMENT
LOAN ACREEMENT
By and Betlveen
FLORIDA MUNICIPAL LOAN COUNCIL
CITY OF DANIA BEACH, FLORIDA
Dated as of 7,2021
FLORIDA MUNICIPAL LOAN COUNCIL
REFUNDING AND IMPROVEMENT REVENUE BONDS, SERIES 2024C
(CITY OF DANIA BEACH SERIES)
and
This Instrument Prepared Bv:
jason M. Breth, Esquire
Bryant Miller Olive P.A.
1545 Raymond Diehl Road, Suite 300
Tallahassee. Florida 32308
and
fol-inda Herring, Esquire
Bryant Miller Olive P.A.
SunTrust Intemational Center
1 SE 3rd Avenue, Suite 2200
Miami, Florida 33131
FMLC lcit) oi D.lnlr Berch Senes)
Loan Agrr{rmcnt
TABLE OF CONTENTS
ARTICLE I - DEFINITIONS ........................
SECTION 1.01. Definitions .........................
ARTICLE II - REPRESENTATIONS, WARRANTIES, AND COVENANTS OF
BORROWER AND COUNCIL.
SECTION 2.01. Representations, Warranties, and Covenants .................
SECTION 2.02. Covenants of Borrower..-...
ARTICLE III . THE LOAN.....,......,,.
SECTION 3.01. The Loan ..............................
SECION 3.02. Evidence of Loan ................
SECTION 3.04. Portion of Loan for Purposes of Financing the Refunding ...
SECTION 3.04. Portion of Loan for Purposes of Financing the Project..........
ARTICLE IV - LOAN TERM AND LOAN CLOSING REQUIREMENTS,,,,,..............
SECTION 4.01 . Commencement of Loan Term.
SECTION 4.02. Termination of Loan Term
SECTION 4.03. Loan Ciosing Submissions .......
ARTICLE V - LOAN REPAYMENTS
SECTION 5.01. Payment of Basic Payments.....
SECTION 5.02. Payment of Surety Bond Costs; Funding of Reserve Fund
SECTION 5.03. Payment of Additional Payments.........
SECTION 5.0-1. Interest Earnings or Investment Losses and Excess
Payments..........
SECTION 5.05. Obligations of Borrower Unconditional
SECTION 5.06. Refunding Bonds
SECTION 5.07. Prepayment.........
ARTICLE VI - DEFEASANCE...................
ARTICLE VII - ASSIGNMENT AND PAYMENT BY THIRD PARTIES......,,,...-..
SECTION 7.01. Assignment by Council .....
SECTION 7.02. Assignment by Borrower..
ARTICLE VIII - EVENTS OF DEFAULT AND REMEDIES.......
SECTION 8.01. Events of Detault Defi ned.......................
SECTION 8.02. Notice of Default
Pase
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FMLC (Citv of Dama B€ach Series)
Loan Alireement
29
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SECTION 8.03. Remedies on Default........
SECTION 8.04. [Reserved I .
SECTION 8.05. No Remedy Exclusive; Waiver, Notice
.31
.31
-Jt
.31SECTION 8.06. Application of Monel,s
ARTICLE IX - MISCELLANEOUS ..,,................
SECTION 9.01.
SECTION 9.02.
SECTION 9.03.
SECTION 9.04.
SECTION 9.05.
SECTION 9.06.
SECTION 9.07.
SECTION 9.08.
SECTION 9.09.
Notices............
Binding Effect
Severability ....
Amendments, Changes and Modifications
Execution in C()unterparts
Applicable Lan,
Benefit of Bondholders; Compliance with Indenture
Consents and Approvals .
Immunity of Officers, Employees and Members of
Council and Borrower...
Captions...........
No Pecuniary Liability of Council
Payments Due on Holidays ..........
Calculations.....
Time of Payment.............................
32
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... ' '. '. '...., - - -, - - -..3 3
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SECTION
SECTION
SECTION
SECTION
SECTION
9.10.
9.1't.
9.72.
9.1.3.
9.74.
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EXHIBIT A
EXHIBIT B
EXHIBIT C
EXHIBIT D
EXHIBIT E
USE OF LOAN PROCEEDS
CERTIFIED RESOLUTION OF BORROWER
OPiNION OF BORROWER'S COUNSEL
DEBT SERVICE SCHEDULE
FORM OF REQUISITION CERNFICATE
FMLC (Citv of Dania B€ach S€ne\)
ll
LOAN ACREEMENT
This Loan Agreement (the "Loan Agreement"), is dated as of 7, 2021, and
entered into by and between the FLORIDA MUNICIPAL LOAN COUNCIL (the "Council"), a
separate legal entity and public body corporate and politic duly created and existing under the
Constitution and laws of the State of Florida (the "State"), and the CITY OF DANIA BEACH,
FLORIDA (the "Borrower"), a dulv constituted municipality under the laws of the State.
WITNESSETH
WHEREAS, pursuant to the authori$ of the Act (as hereinafter defined), the Council
desires to loan to the Borrower the amount necessar), to enable the Borrower to finance,
refinance, or reimburse the Costs (as hereinafter defined) of the Proiect (as hereinafter defined),
and the Borrower desires to borrow such amount from the Council subject to the terms and
conditions of and ior the purposes set forth in this Loan Agreement; and
WHEREAS, the Council is a separate legal entity and public body corporate and politic
duly created and existing under the laws of the State organized and existing under and by
virtue of that certain Interlocal Agreement by and among, initially, the City of Deland, Florida,
the Citv of Rockledge, Florida, and the City of Stuart, Florida, as amended and supplemented,
together rvith the additional govemmental entities lvho become members of the Council, in
accordance with Chapter 163, Part l, Florida Statutes, as amended (the "lnterlocal Act"); and
WHEREAS, the Council has determined that there is substantial need within the State
for a financing program (the "Program") r,hich will provide funds for qualifying projects for the
participating borrowers, including the Borror.ver; and
WHEREAS, the Council is authorized under the lnterlocal Act to issue its revenue bonds
to provide funds for such purposes; and
WHEREAS, the Council has determined that the public interest will best be served and
that the purposes of the Interlocal Act can be more advantageously obtained by the Council's
issuance of revenue bonds in order to loan funds to the Borrower to finance or refinance the
Project; and
WHEREAS, the Borrower has determined that a covenant to budget and appropriate
legally available non-ad valorem revenues, as described herein, shall secure this Loan
Agreement; and
1
FMLC (Citv of Dania Bcach Series)
Loan Agreement
WHEREAS, the Borron'er is authorized under and pursuant to the Act to enter into this
Loan Agreement for the purposes set forth herein; and
WHEREAS, the Borrower has determined that there is a substantial need for the
financing or refinancing of the Proiect, as applicable; and
WHEREAS, the Council and the Borrorver have determined that the lending of funds by
the Council to the Borrower pursuant to the terms of this Loan Agreement and that certain
Tmst Indenture, dated as of 1,2021, by and between the Council and the Trustee (as
hereinafter defined), including any amendments and supplements thereto (the "Indenture"),
relating to the issuance of the Bonds (as hereinafter defined), will assist in the development and
maintenance of the public welfare of the residents of the State and the areas served bv the
Borrorver, and shall serve a public purpose bv improving the health and living conditions, and
pror.iding adequate governmental services, facilities, and programs and rvill Promote the most
efficient and economical development of such sen,ices, facilities, and programs in the State; and
WHEREAS, neither the Council, the Borrower, the State, nor any political subdivision
thereof (other than the Borrower to the extent of its obligations under the Loan Agreement
only), shall in any way be obligated to pay the principal of, premium, if any, or interest on those
certain revenue bonds of the Council designated the "Florida Municipal Loan Council
Refunding and Improvement Revenue Bonds, Series 202.1C (Cit)'of Dania Beach Series)" (the
"Bonds") as the same shall become due, and the issuance of the Bonds shall not directly,
indirectly, or conhngently obligate the Council, the Borrower, the State, or any political
subdivision or municipal corporation thereof to levy or pledge any form of ad valorem taxation
for their payment but shall be payable solely from the funds and revenues pledged under and
pursuant to this Loan Agreement and the [ndenture.
NOW, THEREFORE, for and in consideration of the premises hereinafter contained, the
parties hereto agree as follows:
ARTICLE I
DEFINITIONS
SECTION 1.01. Definitions. Unless the context or use indicates another meaning or
intent, the following words and terms as used in this Loan Agreement shall have the following
meanings, and any other hereinafter defined words and terms, shall have the meanings as
therein defined.
"Accountant" or "Accountants" means an independent certified public accountant or a
firm of independent certified public accountants.
"Act" means, collectively, to the extent applicable to the Borrower, Chapter 163, Part I,
Florida Statutes, Chapter 166, Part ll, Florida Statutes, and Chapter 125, Part I, Florida Statutes,
each as amended, and all other applicable provisions of larv.
FMLC (Citr" ol Danir Beach Series)
2
"Additional Pavments" means payments required by Section 5.03 hereof
"Adjusted Essential Expenditures" means essential expenditures for general govemment
and public safety as show,n in the Borrower's audited financial statements less any revenues
derived from ad valorem taxation on real and personal property that are legally available to pay
for such expenditures.
["Altemate Suretv Bond" means any letter of credit or suretv bond obtained to replace
the Surelv Bond then in effect pursuant to the tndenture.l
["Altemate Surety Bond Provider" means any provider of an Alternate Surety Bond.]
"Authorized Representative" means, when used pertaining to the Council, the Chairman
of the Council and such other designated members, aSents, or representatives as mav hereafter
be selected by Council resolution; and, when used n,ith reference to a Borrower r,vhich is a
municipality, means the person performing the functions of the Mayor (or Deputy, Actin& or
Vice Mayor) or City Manager of such Borrower thereof, or other officer authorized to exercise
the pon'ers and perfomrs the duties of the Mayor or City Manager; and, when used with
reference to an act or document, also means anv other person authorized by resolution or
ordinance to perform such act or sign such document.
"Balloon Indebtedness" means Debt, 25% or more of the original principal of which
matures during any one Fiscal Year.
"Basic Pavments" means the pat'ments denominated as such in Section 5.01 hereof.
"Bond Counsel" means Bryant Miller Olive P.A., Miami, Florida, or any other nationally
recognized bond counsel, selected by the Council.
["Bond Insurance Poliry" means the municipal bond insurance poliry of the Bond
Insurer guaranteein6; the scheduled payment when due of the principal of and interest on the
Bonds as provided therein.]
["Bond Insurer" means and any successors or assigns thereto.l
"Bondholder" or "Holder," "holder of Bonds," "Orvner," or "or,\'ner of Bonds," rvhenever
used herein with respect to a Bond, means the Person in w,hose name such Bond is registered.
"Btlnds" means the $_ Florida Municipal Loan Council Retunding and
Improvement Revenue Bonds, Series 2024C (City of Dania Beach Series) issued pursuant to
Article II of the Indenture.
a
FMLC (Citv of Dania B€ach Senes)
Loan A8reement
"Borrower" means the City of Dania Beach, Florida, the govemmental unit which is
described in the iirst paragraph and on the cover page of this Loan Agreement and which is
borrowing and using the Loan proceeds to finance, refinance, and/or be reimbursed for, all or a
portion of the Costs of the Project.
"Business Da1'" means any day of the year which is not a Saturday or Sundav or a day on
which banking institutions located in New York City or the State are required or authorized to
remain closed or on rvhich the New York Stock Exchange is closed.
"Certificate," "StatemenL" "Request," "Requisition," or "Order" of the Council mean,
respectively, a written certificate, statement, reques! requisition, or order signed in the name of
the Council by its Chairman, Program Administrator, or such other person as may be
designated and authorized to sign for the Council; or of the Borrower mean, respectively, a
written certiticate, statement, request, requisition, or order signed in the name of the Borrorver
by its Mayor (or Deputy, Acting or Vice Mayor) or City Manager, or such other person as mav
be designated and authorized to sign for the Borrower. Any such instrument and supporting
opinions or representations, if any, may, but need not, be combined in a single instrument with
any other instrument, opinion, or representation, and the two or more so combined shall be
read and construed as a single instrument.
"Closing" means the closing of a Loan pursuant to the lndenture and this Loan
Agreement.
"Closing Memorandum" means the closing memorandum prepared in connection with
the Closing of the Bonds and the Loan.
"Code" means the Intemal Revenue Code of 1986, as amended from time to time,
including, when appropriate, the statutory predecessor thereof, or anv applicable
corresponding provisions of anv future lau's of the United States of America relating to federal
income taxation, and except as otherwise provided herein or required by the context hereof,
includes interpretations thereof contained or set forth in the applicable regulations of the
Department of the Treasury (including applicable final or temporary regulations and also
including regulations issued pursuant to the statutory predecessor of the Code, the applicable
rulings of the Intemal Revenue Service (including published Revenue Rulings and private letter
rulings), and applicable court decisions).
"Costs" mean the purchase price of any project acquired; the cost of improvements; the
cost of construction, extension or enlar6;ement; the cost of all lands, properties, rights, easements
and franchises acquired; the cost of all machinery and equipment, financing charges, interest
during construction; and, if deemed advisable, for one year after comPletion of construction,
cost of investigations, audits, and engineering and legal sen'ices; and all other exPenses
necessary or incident to determining the feasibility or practicability of such acquisition or
construction, administrative expense and such other expenses as may be necessary or incident
FMLC (Cit) of Dania Beach Series)
+
to the financing herein authorized and to the acquisition or construction of a project and the
placing of the same in operation. Any obligation or expense incurred bv the Borrower prior to
the issuance of bonds for engineering studies and for estimates of cost and of revenues, and for
other technical, financiaf or legal services in connection with the acquisition or construction of
anv project, may be regarded as a part of the cost of such project.
"Council" means the Florida Municipal Loan Council
"Counsel" means an attomey duly admitted to practice law before the highest court of
the State and, without limitation, may include legal counsel tbr either the Council, a Borrorver,
or the Trustee.
"Debt" means at any date (without duplication) all of the following to the extent that
they are guaranteed or secured by or payable in whole or in part from any Non-Ad Valorem
Revenues (a) all obligations of the Borrower for borrowed money or evidenced by bonds,
debentures, notes, or other similar instruments; (b) all indebtedness of other persons to the
extent guaranteed by, the Non-Ad Valorem Revenues of the Borrower; and (c) any obligation o[
the Borroter for borro*'ed monev or evidenced by bonds, debentures, notes, or other similar
instruments nhere the security provided by the Non-Ad Valorem Revenues is not the primary
security for the obligation or is a backup pledge for the obligation; provided, however, if with
respect to anv obligation contemplated in (b) or (c) above, such obligation shall not be
considered "Debt" for purposes of this Loan Agreement unless the Borrorver has actuallv used
Non-Ad Valorem Revenues to satisfy such obligation during the immediately preceding Fiscal
Year or reasonably expects to use Non-Ad Valorem Revenues to satisfy such obligation in the
current or immediately succeeding Fiscal Year. After an obligation is considered "Debt" as a
result of the proviso set forth in the immediately preceding sentence, it shall continue to be
considered "Debt" until the Borrower has not used any Non-Ad Valorem Revenues to satisfy
such obligation for two conseotive Fiscal Years.
"Default" means an event or condition the occurrence of which would, with the lapse of
time or the giving of notice or both, become an E',,ent of Default.
"Event of Default" shall have the meaning ascribed to such term in Section 8.01 of this
Loan Agreement.
"Fiscal Year" means the tiscal year of the Borrower
'Funds" means the funds created pursuant to Sechon 4.02 of the Indenture related to the
Bonds
"Govemmental Obligations" means (i) non-callable direct obligations of the United
States of America ("Treasuries"), (ii) evidences of ownership of proportionate interests in future
interest and principal payments on Treasuries held by a bank or trust company as custodian,
FMLC (Citr- of Dania Beach Series)
Loan Agreem€nt
l
under which the owner of the investment is the real party in interest and has the right to
proceed directly and individually against the obligor and the underlying Treasuries are not
available to any Person claiming through the custodian or to rvhom the custodian mav be
obligated, or (iii) any combination of the foregoing.
"lndenture" means the Trust Indenture dated as of 1, 202,1, between the
Council and the Trustee, including any indentures amendatory or supplemental thereto,
pursuant to which (a) the Bonds are authorized to be issued, and (b) the Council's interest in the
Trust Estate is pledged as security for the pal.rnent of the principal of, premium, if an1', and
interest on the Bonds.
"lnterest Payment Date" means April 1 and October 1 of each year, commencing April 1,
2025
"lnterest Period" means the semi-annual Period betrveen Interest Payment Dates
"lnterlocal Act" means Chapter 763, PartI, Florida Statutes.
"lnterlocal Agreement" means that certain Interlocal Agreement originallv dated as oi
December 1, 1998, initially among the City of Stuart, Florida, the City of Rockledge, Florida, and
the City of Deland, Florida, together with the additional govemmental entities who become
members of the Council, all as amended and supplemented from time to time.
"Loan" means the loan made to the Borrower from proceeds of the Bonds in order to (a)
finance the Costs of the Project and (b) prepay the Refunded Note and therebv refinance the
Costs of the Project, each in the amounts specified in Section 3.01 herein.
"Loan Agreement" means this Loan Agreement and any amendments and suPplements
hereto.
"Loan Repavments" means the Payments of principal and interest and other Pavments
payable bir the Borrower pursuant to the provisions of this Loan Agreement, including, without
limitation, Additional Payments.
"Loan Term" means the term provided for in Article IV of this Loan Agreement
["Moody's" means Moody's Investors Service, lnc., a corPoration organized and existing
under the laws of the State of Delaware, its successors and assigns, and, if such corporation
shall be dissolved or liquidated or shall no longer perform the functions of a securities rating
agencl', "Moody's" shall be deemed to refer to anv other nationallv recognized securities rahng
agencv designated by the Council, with the approval of the Bond Insurer, by notice to the
Trustee.]
6
FMLC (Cilv of Dania B€ach S€ncs)
"Net Non-Ad Valorem Revenues Available For Debt Service" means the Non-Ad
Valorem Revenues minus Adjusted Essential Expenditures.
"Non-Ad Valorem Revenues" means all revenues and taxes of the Borrower derived
from any source whatsoever, other than ad valorem taxation on real and personal property, and
which are legally, available to make the Loan Repayments.
"Person" or "person" means an individual, a corporation, a partnership, an association, a
trust, or any other entity or organization, including a govemment or political subdivision or an
agencv or instrumentalitv thereof.
"Principal Pay'ment Date" means the maturitv date or mandatory redemption date of any
Boncl
"Program Administrator" means the Florida League of Cities, Inc., a non-profit Florida
corporation.
"Project" means a govemmental undertaking approved bv the goveming bodl'of a
Borrower for a public purpose, including the refinancing of any hdebtedness, rvhich shall
include the Borrower's Project detailed on Exhibit A hereof.
"Refunded Note" means the not to exceed $6,000,000 City of Dania Beach, Florida
Capital Improvement Revenue Note, Series 2024.
"Revenues" means all Loan Repayments paid to the Trustee for the accounts of the
Borrower for deposit in the Series 2024C Principal Fund and Series 2024C Revenue Fund to pay
principal of, premium, if any, and interest on the Bonds upon reclemption, at maturity, or to pay
interest on the Bonds when due, and all receipts of the Trustee credited to the Borrower under
the provisions of this Loan Agreement.
["S&P" means Standard & Poor's Clobal Ratings, a corporation organized and existing
under the laws of the State of New Yor( its successors and assigns, and, if such corporation
shall be dissolved or liquidated or shall no longer perfbrm the functions of a securities rating
agenc1,, "S&P" shall be deemed to refer to anv other nationally recognized securities rating
agency designated by the Council, with the approval of the Bond Insurer, bv notice to the
Trustee.l
"Series 202{C Cost of Issuance Fund" means the fund bv that name established pursuant
to Section 4.02 of the [ndenture related to the Bonds.
FMLC (Cit_v- of Dania Bc.rirh Series)
Loan Agreement
7
"Program" means the Council's program of making the Loan under the Act and
pursuant to the Indenture.
"Series 2024C Principal Fund" means the fund by that name established pursuant to
Section ,1.02 of the Indenture related to the Bonds.
"Series 2024C Project Loan Fund" means the fund by that name established pursuant to
Section 1.02 of the Indenture related to the Bonds.
["Series 2024C Reserve Fund" means the fund by that name established Pursuant to
Section 4.02 of the Indenture.l
"Series 2024C Revenue Fund" means the fund bv that name established Pursuant to
Section {.02 of the Indenture related to the Bonds.
"State" means the State of Florida
[ 'Su rety Bond Provider" means and any successors or assigns
thereto or anl' Altemate Suretv Bond Provider.]
"Trust Estate" means the property, rights, Revenues, and other assets pledged and
assigned to the Trustee pursuant to the Granting Clauses of the Indenture.
"Trustee" means The Bank of New York Mellon Trust ComPany, N.A., as trustee, or any
successor thereto under the Indenture-
SECTION 1.02. Uses of Phrases. Words of the masculine gender shall be deemed and
construed to include correlative words of the feminine and neuter genders. Unless the context
shall otherwise indicate, the words "Bond," "Bondholder," "Owner," and "person" shall include
the plural as well as the singular number, and the word "person" shall include corporations and
associations, including public bodies, as well as persons. All references herein to specific
Sections of the Code refer to such Sections of the Code and all successor or replacement
provisions thereto.
IRemainder of page intentionalJl' )eft blank]
FMLC (City of Dania Beach S€ries)
Loan Agrccment
il
I
["Surety Bond" means the Municipal Bond Debt Service Reserve Insurance Policy No.
as amended, modified, and supplemented from time to time, issued by the Surety
Bond Provider guaranteeing certain payments into the respective reserve funds lvith respect to
the Bonds and any other series of the Council's bonds, as provided therein, or any Altemate
Surety Bond.l
ARTICLE II
REPRESENTATIONS, WARRANTIES, AND COVENANTS
OF BORROWER AND COUNCIL
SECTION 2.01. Representations. Warranties, and Covenants. The Borrower
represents, warrants, and covenants on the date hereof for the benefit of the Council, the
Trustee, the Borrower, Ithe Bond Insurer,] and Bondholders, as applicable, as follon,s:
(.r) Organizatitrn and Autht-,ritr. The Borrurr.'r:
(1) is a duly organized and r.alidly existing municipality of the State and is a
dulv organized and validll' existing Borrower; and
(2) has all requisite power and authority to own and operate its properties, to
finance the Costs of the Project, to refinance and prepay the Refunded Note, to covenant
to budget and appropriate the Non-Ad Valorem Revenues, and to carrv on its activities
as norv conducted and as presently proposed to be conducted.
(b)Full Disclosure. There is no fact that the Borrower knorys of which has not been
specifically disclosed in n,riting to the Council [and the Bond Insurer,] that materially and
adversely affects or, except for pending or proposed legislation or regulations that are a matter
of general public information affecting the State municipalities generally, that will materiallv
affect adverselv the properties, activities, prospects, or condition (financial or othenvise) of the
Borrou'er or the ability of the Borrower to perform its obligations under this Loan Agreement.
The audited financial statements, including, but not limited kr the audited financial
statements for the Borron'er's Fiscal Year ended September 30,2023, balance sheets, and anv
other written statement fumished by the Borrower to the Council[, the Bond lnsurer,] and
as underrvriter of the Bonds (the "Underrvriter") were prepared in accordance rvith
Cenerally Accepted Accounting Principles ("GAAP") and do not contain any untrue statement
of a material fact or omit to state a material fact necessary to make the statements contained
therein or herein not misleading. There is no fact known to the Borrower which the Borrower
has not disclosed to the Council[, the Bond Insurer,] and the Underwriter in writing which
materiallv aff'ects adverselv or is likell, to materially affect adversely the financial condition of
the Borrorver, or its ability to make the payments under this Loan Agreement rvhen and as the
same become due and payable.
(c) Pendins Litication. There are no proceeJines oendine. or to the knowledre of
the Borrorver threatened, against or affecting the Borrower, except as specifically described in
writing to the Council[, the Bond Insurer,] and the Undenvriter in anv court or before anv
gor.ernmental authority or arbitration board or tribunal that, if adversely determined, r,r,ould
materially and adversely affect the properties, prospects, or condition (financial or otherwise) of
FMLC (Citv ot Dania B€ach Series)
Loan Agreement
I
the Borrou,er, or the existence or powers or ability of the Borrower to enter into and perform its
obligations under this Loan Agreement.
(.1)Borrou.inq Legal and Authorized. The execution and delive ry of this Loan
Agreement and the consummation of the transactions provided for in this Loan Agreement and
compliance by the Borrower w,ith the provisions of this Loan Agreement:
(1) are within the powers of the Borrower and have been duly and effectively
authorized by all necessary action on the part of the Borrower; and
(2) do not and will not (i) conflict rvith or result in any material breach of anv
of the terms, conditions, or provisions of, or constitute a default under, or result in the
creation or imposition of any lien, charge, or encumbrance upon any ProPerty or assets
of the Borrower pursuant to any indenture, loan agreement, or other agreement or
instrument (other than this Loan Agreement) or restriction to which the Borrower is a
party or by which the Borrower, its properties, or operations are bound as of the date of
this Loan Agreement, or (ii) with the giving of notice or the passage of time or both,
constitute a breach or default or so result in the creation or imposition of anv lien,
charge, or encumbrance, which breach, default, lien, charge, or encumbrance (described
in (i)or (ii)) could materially and adversely affect the validity or the enforceability of this
Loan Agreement or the Borrower's ability to perform fully its obligations under this
Loan Agreement; nor does such action result in anv violation of the provisions of the
Act, or anv laws, ordinances, govemmental rules or regulations, or court orders to
lvhich the Borrower, its properties, or operations may be bound.
(e)No Defaults. No event has occurred and no condition exists that constitutes an
Event of Default, or which, upon the execution and delivery of this Loan Agreement and/or the
passage of time or giving of notice or bot[ would constitute an Event of Default. The Borrower
is not in violation in any material respect, and has not received notice of any claimed violahon
(except such violations as (i) heretofore have been specifically disclosed in rvriting to, and have
been in rvriting specifically consented to by the Council [and the Bond lnsurer,] and (ii) do not,
and shall not, have any material adverse effect on the transactions herein contemplated and the
compliance by the Borrower with the terms hereof), of any terms of any agreement or other
instrument to which it is a party or by which it, its properties, or operations may be bound,
rvhich may materially adverselv affect the ability of the Borrower to perform hereunder.
(0 Governmental Consent- The Borrorver has obtaine d, or will obtain, all permits,
approvals, and findings of non-reviewability required as of the date hereof by anv
govemmental body or officer for the acquisition, construction, installation, and/or equipping of
the Project, including but not limited to, construction and renovation work necessary for such
acquisition, construction, renovation, installation, and/or equipping, the financing or
refinancing thereof, or the reimbursement of the Borrower therefor, or the use of the Project; the
Borrorver has complied with or will comply with all applicable provisions of larv requiring anv
FMLC icity of Dinia B€ach Series)
10
notification, declarahon, iiling, or registration rvith any agency or other govemmental body or
officer in connection rvith the acquisition, construction, and/or equipping of the Project,
including, but not limited to, construction and renovation work necessary for such acquisition,
construction, renovation, installation, and/or equipping, financing or refinancing thereof, or
reimbursement of the Borrower therefor. Any such action, acquisition, construction, renovation,
installation, equipping, financing, refinancing, or reimbursement contemplated in this Loan
Agreement is consistent with, and does not violate or cont-lict with, the terms of any, such
agencv or other govemmental consent, order, or other action which is applicable thereto. No
further consent, approval, or authorization of, or filing, regiskation or qualification rvith, any
governmental authority is required on the part of the Borrower as a condition to the execution
and deliverv of this Loan Agreement, or to amounts becominfJ outstanding hereunder.
(s)Compliance rvith Lan,. The Borrorver is in com pliance rl,ith alI laws, ordinances,
and govemmental rules and regulations to which it is subjec! and rvhich are material to its
properties, operations, finances, or status as a municipal corporation.
(h)Use of Proceeds
(1)Nen, Construclion Portion of the Proiect.
(i) The Borrower deems it necessary, desirable, and in the best
financial interest of the Borrower to finance the acquisition, construction, and/or
equipping of the nerv construction portion of the Project. The financing of such
porhon of the Project in the manner herein provided is herebv authorized. The
Borrower rvill appl1. a portion of the proceeds of the Loan from the Council for
the financing of the Costs of the Project as set fnrth in Exhibit A herekr
Simultaneously with the closing of the Loan, a portion of the proceeds of the
Loan will, at the Borrower's request and instruction as provided in Section 3.04
hereof, be transferred by the Underrvriter directlv to the Trustee for deposit by
the Trustee into the Series 2024C Project Loan Fund established pursuant to the
Indenture. On the Closing Date, the Borroner w,ill provide the Trustee with the
Closing Memorandum and thereafter, a requisition in the form of the requisition
attached hereto as Exhibit E for the expenditure of the amounts of the Loan in the
Series 202-lC Project Loan Fund. If any component of the Project listed in Exhibit
{ is not paid for out of the proceeds of the Loan at the Closing of the Loan,
Borrower shall, as quickly as reasonably possible, with due diligence, and in any
event prior to 2077, rse the remainder of the proceeds of the Loan
Iisted in Exhibit A and anv investment earnins> thereon [o oav Lhe Costs trf the
Project, provided that, such time limit may be extended by the u,ritten consent of
the Council with notice to the Trustee. The Borrow.er mav amend Exhibit A to
provide for the financing of different or additional Projects if the Borrower, after
the date hereof, deems it to not be in the interest of the Borrower to acquire or
construct any item of the Project or the Costs of the Proiect prove to be less than
FVLC (Citr ('i Danh Beach Serie\)
1.1
the amounts listed on Exhibit A and the investment eamings thereon, without
the consent of the Council or the Trustee @ut with notice thereto); provided,
however, the Borrower must obtain an opinion of Bond Counsel to the effect that
such an amendment and the completion of the revised Project *,ill not adverselv
affect the validity or tax-exempt status of the Bonds regarding the amended
Exhibit A.
(ii) Costs of the Project which may be financed include, but are not
limited to, all reasonable or necessary direct or indirect costs of or incidental to
the acquisitiory construction, renovation, installation, or equipping of the Project,
including operational expenses during the construction period which would
qualify for capitalization under GAAP, the incidental costs of placing the same in
use, and financing expenses (including costs of issuance, the application or
origination fees, if any, of the Council, [premium and fees paid to the Bond
Insurer,] and the Borrower's Counsel fees). Costs of the Project shall not include
operating expenses.
(i) The Borror.r'er has heretofore issued and has presently outstanding
and unpaid the Refunded Note. The Borrower deems it necessary, desirable, and
in the best financial interest of the Borrower that the Refunded Note be prepaid
in order to provide for the long-term permanent financing for the Proiects as set
forth in Exhibit A hereto. The refinancing and PrePavment of the Refunded Note
in the manner herein provided is herebl' authorized.
(ii) The Borrower will apply a Portion of the proceeds of the Loan
from the Council for the refinancing of the Refunded Note and therebv refinance
the Projects as set forth in Exhibit A hereto. Simultaneously with the closing of
the Loan, a suificient portion of the proceeds of the Loan will, at the Borrorver's
request and instruction as provided in Section 3.0.1 hereof and in the Closing
Memorandum, be transferred by the Underr.vriter directly to the holder of the
Refunded Note to effectuate the prepayment of the principal of, premium, if any,
and interest on the Refunded Note.
(3) The Borrower understands that the actual Loan proceeds received by it
are less than the sum of the face amount of the Loan Agreement plus the reoffering
premium and less any discount in an amount eclual to a discount as described in Section
3.01 hereof. The Borrower will accordingly be responsible for repaying, through the
Basic Payments portion of its Loan Repayments, the portion of the Bonds issued to fund
its Loan including the portion issued to fund the underwriting discount, net original
issue premium, and other fees and costs of issuing the Bonds.
FMLC (Cat_v" of Dama Beach S€n€s)
l2
(2) Refunding Portion of the Project.
(1) The Borrower covenants that it will make no use of the proceeds of the
Bonds rvhich are in its control at anv time during the term of the Bonds rvhich rvould
cause such Bonds to be "Arbitrage Bonds" u.ithin the meaning of Section 148 of the
Code.
(5) The Borror.r,er, by the Trustee's acceptance of the Indenture, covenants
that the Borrorver shall neither take anv action nor fail to take anv action or to the extent
that it may do so, permit any other party to take any action rvhich, if either taken or not
taken, would adversely affect the exclusion from gross income for Federal income tax
purposes of interest on the Bonds.
(i)
proceeds
Pro ect All items constituting the Project are permitted to be financed rvith the
of the Bonds and the Loan pursuant to the Act
(i) Compliance with Interlocal Act and Interlocal Agreement. The Council herebv
covcnants and represents that all agreements and transactions provided for herein or
contemplated herebv are in full compliance rvith the terms of the Interlocal Agreement and the
lnterlocal Act.
SECTION 2.02. Covenants of Borrower. The Borro*,er makes the following covenants
and representations as of the date first above rvritten and such covenants shall continue in full
force and effect during the Loan Term:
(a)for Loan R ent. Sub iect to the provisions of Section 2.02(k) hereof,
the Borrow,er covenants and agrees to appropriate in its annual budget, by amendment, if
required, and to pav rvhen due under this Loan Agreement as promptl), as money becomes
available directly to the Trustee for deposit directly into the appropriate Fund established in the
Indenture, amounts of Non-Ad Valorem Revenues of the Borrower sufficient to satisfy the Loan
Repayment as required under this Loan Agreement. Such covenant is subject in all respects to
the payment of obligations secured by a pledge of such Non-Ad Valorem Revenues heretofore
or hereafter entered into. Such covenant and agreement on the part of the Borrower to budget
and appropriate such amounts of Non-Ad Valorem Revenues shall be cumulative and shall
continue until such Non-Ad Valorem Revenues or other legally available tunds in amounts
sufficient to make all required Loan Repayments, including delinquent Loan Repayments, shall
have been budgeted, appropriated, and actually paid to the Trustee for deposit into th€.
appropriate Fund. The Borrorver further ackror,r,ledges and agrees that the Indenture shall be
deemed to be entered into for the benefit of the Holders of any of the Bonds and that the
obligations of the Borrower to include the amount of any deficiency in Loan Repayments in
each of its annual budgets and kr pay such deficiencies from Non-Ad Valorem Revenues may
be enforced in a court of competent jurisdiction in accordance with the remedies set forth herern
and in the Indenture. Notwithstanding the foregoing or any provision of this Loan Agreement
to the contrary, the Borrower does not covenant to maintaln any services or programs no!\,
fMLC (Citv of Dania Berch Series)
Loan Atreement
13
maintained by the Borrower which generate Non-Ad Valorem Revenues or to maintain the
charges it presently collects for any such sen ices or programs.
(b) Delil'erv of Information to the Council [and the Bond lnsurer]. The Borrou'er
shall deliver to the Council [and the Bond Insurer] as soon as available and in any event rvithin
270 days after the end of each Fiscal Year an audited statement of its financial position as of the
end of such Fiscal Year and the related statements of revenues and expenses, fund balances, and
changes in fund balances for such Fiscal Year, all reported by an independent certified public
accountant, whose report shall state that such audited financial statements present fairlv
Borrorver's financial position as of the end of such Fiscal Year and the results of operations and
changes in financial position for such Fiscal Year-
(c) [Provide Financial Information to the Bond lnsurer. The Borrower's chief finance
officer shall, at the reasonable request of the Bond Insurer, discuss Borrower's financial matters
with the Bond Insurer or their designee and provide the Bond lnsurer with copies of any
documents reasonablv requested by the Bond lnsurer or its designee unless such documents or
material are protected or privileged from disclosure under applicable State larv.]
(d) [Reserved]
(e)Anti-Dilution Test
(1) During such time as the Loan is outstanding hereunder, as a condition to
the Borrorver issuing any additional Debt, the Borrorver shall certifv to the Council that
the average annual Net Non-Ad Valorem Revenues Available For Debt Service for the
two prior Fiscal Years equals at least 150o1, of the maximum annual debt service on all
Debt, including the maximum annual debt service on the Debt proposed to be issued.
The calculations required by this section shall be determined using the average of actual
receipts for the prior trvo fiscal years based on the most recent available audited
financial statements of the Borrolver.
(2) For purposes of the covenants contained in this Section 2.02(e), maximum
annual debt service on the Debt means, (i) with resPect to the Debt that bears interest at
a fixed interest rate, the actual maximum annual debt service, and, with resPect b the
Debt rvhich bears interest at a variable interest rate, maximum annual debt service on
such Debt shall be determined assuming that interest accrues on such Debt at the
current "Bond Buyer Rerenue Bontl Inder" as published inThlBottd BuVT no more than
tu'o weeks prior to any such calculation; provided, however, if any Debt, rvhether
bearing interest at a fixed or variable interest rate, constitutes Balloon Indebtedness,
maximum annual debt service on such Debt shall be determined assuming such Debt is
amortized over 25 vears on an approximately level debt service basis, and (ii) with
respect to Debt that is a revolving line of credit, the maximum annual debt service for
such indebtedness shall be deemed to be fully drau'n and amortized over a five-1'ear
FMLC (Citr- of Dinlr Bc.rch S€ries)
l-l
period, assuming level debt service based on the fixed interest rate on such loan or the
assumptions for variable rate indebtedness.
(3) For purposes of the covenants contained in this Section 2.02(e), if the Debt
is also payable from additional revenues that are not legally available to pav debt service
on the Loan, the maximum annual debt service on such Debt shall be discounted by the
amount that will be covered by such additional revenues.
(1) In the event additional Debt is issued for the purpose of refunding any
Debt then outstandin& the conditions of this Section 2.02(e) shall not apply, provided
that the issuance of such additional Debt shall not result in an increase of the debt
service on the applicable Debt in anv Fiscal Year ending on or before the maturitv date
of the Bonds.
(5) Notwithstanding anything herein to the contrary, the provisions of this
Section 2.02(e) may be amended, supplemented, or waived from time to hme only r,r,.ith
the written consent of the Council, the Borrou,er, and the Bond Insurer.
(0 Further Assurance. The Borrorver shall execute and deliver to the Trustee all
such documents and instruments and do all such other acts and things as may be reasonably
necessary to enable the Trustee to exercise and en(orce its rights under this Loan Agreement
and to realize thereon, and record and file and re-record and re-file all such documents and
instruments, at such time or times, in such manner and at such place or places, all as mav be
reasonablv necessarv or required bv the Trustee to validate, presen'e, and protect the position
of the Trustee under this Loan Agreement.
(e)Kee I l-l of liec lt of Account. The Borrorver shall kee p or cause to
be kept proper records and books of account, in which correct and complete entries will be
made in accordance with generally accepted accounhng principles, consistentlv applied (except
for changes concurred in by the Borrorver's independent auditors) ref'lecting all of its financial
transactions.
(h) Pa],ment of Taxes, Etc. The Borrower shall pay all legally contracted obligations
rvhen due and shall pay all taxes, assessments, and govemmental charges or levies imposed
upon it or upon its income or profits, or upon anv properties belonging to it, prior to the date on
which penalties attach thereto, and all lawful claims, r.vhich, if unpaid, might become a lien or
charge upon any of its properties, provided that it shall not be required to pay anv such tax,
assessment, charge, levy, or claim which is being contested in good faith and by appropriate
proceedings, which shall operate to stay the enforcement thereof.
(i)Com liance with Law The Borrower shall comply with the requirements
of all applicable laws, the terms of all grants, rules, regulations, and larvful orders of any
governmental authority, non-compliance with which would, singularly or in the aggregate,
FMLC (Citv of Dania Beach Series)
15
materially adversely affect its business, properties, eamings, prospects, or credit, unless the
same shall be contested by it in good faith and by appropriate proceedings which shall operate
to stay the enlorcement thereof.
(i)Tax-exempt Status of Bonds. The Council and the Borrolver understand that it is
the intention hereof that the interest on the Bonds be excludable from the gross income of the
Holders thereof for federal income tax purposes. In furtherance thereot the Borrower and the
Council each agree that they will take all action within thelr control which is necessary in order
for the interest on the Bonds or this Loan to remain excludable from gross income for federal
income taxation purposes and shall refrain from taking any action i,r'hich results in such interest
becoming included in gross income.
The Borrower and the Council further covenant that, to the extent they have control over
the proceeds of the Bonds, they will not take any action or fail to take any action with resPect to
the investment of the proceeds of any Bonds, rvith respect to the Payments derived from the
Bonds or hereunder or u'ith respect to the issuance of other Council obligations, rvhich action or
failure to act may cause the Bonds to be "arbitrage bonds" within the meaning of such term as
used in Section 1{8 of the Code and the regulations promulgated thereunder. ln furtherance of
the covenant contained in the preceding sentence, the Borrower and the Council agree to
comply with the Tax Certificate as to Arbitrage (the "Tax Certificate") and the provisions of
Section 141 through 150 of the Intemal Revenue Code of 1986, as amended, including the letter
of instruction attached as an Exhibit to the Tax Certificate, delivered by Bond Counsel to the
Borrou,er and the Coulcil simultaneously rvith the issuance of the Bonds, as such letter mav be
amended from time to time, as a source of guidelines for achieving compliance rvith the Code.
The covenants of the Council and the Borrower contained in this subsection shall
survive the termination of this Loan Agreement.
(k)Iniorma RcDorts The Borrower covenants to provide the Council with all
materials and information it possesses or has the ability to possess, which is necessary to enable
the Council to file all reports required under Section 149(e) of the Code to assure that interest
paid by the Council on the Bonds shall, for Purposes of the federal income tax, be excluded
from gross income.
(1) An-vthing in this Loan Agreement to the contrary notwithstandinS, it is
understood and agreed that all obligations of the Borrower hereunder shall be payable
only from Non-Ad Valorem Revenues budgeted and appropriated as provided for
hereunder and nothing herein shall be deemed to pledge ad valorem taxation revenues
or to permit or conshtute a mortgage or lien upon anv assets or ProPerty owned by the
Borrolver and no Bondholder or anv other person, including the Council[, the Bond
Insurer,] or the Trustee, may compel the levv of ad valorem taxes on real or personal
16
(l) LimitedObligations.
FMLC (City of Dnnh Beach S€nes)
property within the boundaries of the Borrower. The obligations hereunder do not
constitute an indebtedness of the Borrorver r^,ithin the meaning of any constitutional,
statutorv, or charter provision or limitation, and neither the Trustee, the Council, the
Bondholders, [the Bond lnsurer,] nor any other person shall have the right to compel the
exercise of the ad valorem taxing power of the Borron'er or taxation of any real or
personal property therein for the payment by the Borrower of its obligations hereunder.
Except to the extent expresslv set forth in this Loan Agreement, this Loan Agreement
and the obligations of the Borrorver hereunder shall not be construed as a limitation on
the ability of the Borrower to pledge or covenant to pledge the Non-Ad Valorem
Revenues or any revenues or taxes of the Borrorver for other legally permissible
purposes. Notwithstanding any provisions of this Loan Agreement, the Indenture or
the Bonds to the contrary, the Borron,er shall never be obligated to maintain or continue
any oi the activities of the Borrorver rvhich generate user service charges, regulatory
fees, or anv Non-Ad Valorem Revenues or the rates for such services or regulatorv fees.
Neither this Loan Agreement nor the obligations of the Borrower hereunder shall be
construed as a pledge of or a lien on all or any legally available Non-Ad Valorem
Revenues of the Borrolver, but shall be payable solely as provided in Section 2.02(a)
hereof and is subject in all respects to the provisions of Section 166.2.11, Florida Statutes,
and is subject, further, to the payment of services and programs which are for essential
public purposes affecting the health, welfare, and safety of the inhabitants of the
Borrolver. The Council and the Borrower mutually agree and understand that the
amounts available to be budgeted and appropriated to make Loan Repayments
hereunder are subject to the obligation of the Borrower to provide essential sert.ices;
horver.er, such obligation is cumulative and would carrv over from Fiscal Year to Fiscal
Year.
(2) It is the intent of the parties hereto and they do hereby covenant and
agree, that the Iiability of the Borrower hereunder is a several tiability of the Borrower
expressly limited to the Loan Repayments, and the Borron'er shall have no joint tiability
rvith the Council for any of their respecfive liabilities, except to the extent expressly
provided herein.
(1) The Borrorver will file or cause to be filed with the Council [and the Bond
Insurer] any official statement issued by, or on behalf of, the Borrower in connection
with the incurrence of arr1, additional indebtedness by the Borrower secured by Non-Ad
Valorem Revenues. Such official statements shall be filed within 60 days after the
publication thereof.
(2) The Borrorver agrees to provide to the Council [and the Bond Insurer],
not later than December 31st of each year, a certificate of its Chief Financial Officer or
Finance Director stating that to the best of its knowledge the Borrolver is in compliance
FMLC (Citv of Dania B€ach Series)
Loan Atreement
77
(m) ReportinsReouircments.
with the terms and conditions of this Loan Agreement, or, specifying the nature of any
noncompliance and the remedial action taken or proposed to be taken to cure such
noncompliance.
Such indemnitl' shall not be restricted in anv rvav by any limitation on the amount or
tvpe of damap;es, compensatiory or benefits payable under anv workers' comPensahon acts,
disability benefit acts, or other emplovee benefits acts or an)' other similar laws but shall be
limited by State larv relating to the ability of govemmental units to indemnify parties for the
actions of such govemmental units, including but not limited to Section 768.2E, Florida Statutes.
An indemnified person shall promptly notify the Borrower in n'riting of any claim or
action brought against it, in respect of which indemnity may be sought against the Borrower,
setting forth, to the extent reasonably practicable under the circumstances, the particulars of
such claim or action, and the Borrorver will promptly assume the defense thereof rvith its in-
house counsel or, at its electiory the emplovment of competent outside counsel reasonablv
satisfactory to such indemnified person and the payment of all expenses.
An indemnified person may employ separate counsel with resPect to any such claim or
action and participate in the defense thereof, but, except as provided herein, the fees and
expenses of such separate counsel shall not be payable by the Borrower unless such
emplovment has been specifically authorizecl by the Borrower, which such authorization shall
not be unreasonably withheld, or unless such employment was occasioned bv conflicts of
interest bet\\.een and amon€; indemnified persons and/or the Borrorver. If the Borrower shall
fail to assume the defense of any action as required hereunder, or, within a reasonable time after
FMLC (City ot Danin Bcnch &,ries)
IE
(n) lndemnitv. To the full extent permitted under the laws of the State, the Borrower
will pay, and will protect, indemnify, save, and hold harmless, the Council, the Trustee, each
member, officer, commissioner, employee, and agent of any of the Council, the Trustee, and
each other person, if anv, lvho has the power, directly or indirectly, to direct or cause the
direction of the management and policies of the Council, harmless from and against, any and all
liabilities, losses, damaS;es, costs, and expenses (including reasonable attorneys'fees, costs, and
expenses), suits, claims and judgments of whatsoever kind and nature (including those in anv
manner directly or indirectly arising or resulting from, out of, or in connection with, any injurl'
to, or death of, an,v person or any damage to proPerty resulhng from the use or operation of the
Project) in anv manner arising out of or in connection with the acceptance or administration of
the trusts established pursuant to the Indenture or the action or failure to act of the Borrower, its
successors and assigns, or the agents, contractors. employees, licensees, or otherlvise of the
Borroryer or its successors and assigns in connection rvith, the Project financed and refinanced
with the proceeds of the Loan, or the breach or violation of any agreement, covenant,
representation, or warrantv of the Borrower set forth in this Loan Agreement or anv document
delivered pursuant hereto or thereto or in connection herewith or therewith. Such
indemnification shall not apply to any actions caused by the gross negligence or willful
misconduct of the partv seeking such indemnification.
commencement of such action, to retain outside counsel, if it so elects or if it becomes necessary
due to conflict, reasonably satisfactory to the indemnified person, the fees, costs, and expenses
oI counsel to such indemni{ied person hereunder shall be paid by the Borrower.
The provisions of this Section 2.02(n) shall survive the termination of this Loan
Agreement or the sooner resignation or removal of the Trustee and shall inure to the benefit of
the Trustee's successors and permitted assigns.
IRemainder of page intentionalll' left blank]
FMLC (City of Danin Beach Series)
Loan Agreemont
79
ARTICLE III
THE LOAN
SECTION 3.01. The Loan. The Council herebv agrees to loan to the Borrower and the
Borrower herebv agrees to borrow from the Council the principal amount of
rvhich after Iadding][subtracting] the [net] [bond premium][original issue discount] of
results in $_ of Loan proceeds. This amount includes an amount equal to
which reflects the Borrower's costs of issuance[, the premiums for the Bond
5
$
lnsurance Policy and the Suret_v Bond,] and the Underwriter's discount. The amounts advanced
to the Borrower net of the costs of issuance, [the premiums for the Bond Insurance Poliry and
the Surety Bond,] and the Underwriter's discount are to be used by the Borrower for the
purposes of financing and refinancing the Costs of the Project.
SECTION 3.03. Portion of Loan for Purpose of Refunding. The Borron'er
acknowledges that the Council, pursuant to the Borrower's request ancl instruction, is applying
a portion of the proceeds of the Loan in the amount of $as set forth and as directed
b1' the terms of the Closing Memorandum, to refinance and prepay the Refunded Note. The
Borrorver covenants that it n'ill direct no other use of such portion of the Loan proceeds and
agrees to the disbursement of the Loan proceeds in such manner.
SECTION 3.04. Portion of Loan for Purpose of Financing the Proiect. The Borrower
acknowledges that the Council, pursuant to the Borrower's request ancl instruction, is
depositing a portion the proceeds of the Loan in the amount of $- into the Series
202,1C Project Loan Fund in order to finance the acquisition, construction, renovation,
installation, and/or equipping of the new construction portion of the Proiect and $-
into the Series 2024C Cost of Issuance Fund in order to pay costs of issuing the Loan and the
Bonds, each as set forth and as directed b1' the terms of the Indenture. The Borrorver
understands the amount of $- is being withheld by the Undern'riter [and the amounts
ofS and S are being transmitted directly bv the Underwriter to the Bond
Insurer and the Suretv Bond Provider, respectively.] On the Closing Date, the Borro*'er will
provide the Trustee lvith the Closing Memorandum and thereafter, a requisition in substantially
the form of the requisition attached hereto as Exhibit E for the expenditure of the amounts of
the Loan in the Series 2024C Project Loan Fund.
IRemainder of page intentionally left blank]
FMLC (City of Dania Beach Series)
Loan ASreement
20
SECTION 3.02. Evidence of Loan. The Borrower's obligation hereunder to rePay
amounts advanced pursuant to Section 3.01, together with interest thereon, and other Pavments
required under this Loan Agreement, shall be evidenced by this Loan Agreement.
ARTICLE IV
LOAN TERM AND LOAN CLOSING REQUIREMENTS
SECTION 4.01. Commencement of Loan Term. The Borrower's obligations under this
Loan Agreement shall commence on the date hereof unless otherwise provided in this Loan
Agreement.
SECTION 4.02. Termination of Loan Term. The Borrower's obligations under this
Loan Agreement shall terminate after payment in full of all amounts due under this Loan
Agreement and all amounts not theretofore paid shall be due and payable at the times and in
the amounts set iorth in Exhibit D attached hereto; provided, horle,,,er, that all covenants and
all obligations pror.ided hereunder specified to so survive (including the obligation of the
Borrorver to pav the rebate obligations of the Council owed on the Bonds and agreed to by the
Borrorver pursuant to Section 5.03(b)(vii) hereol [and any amounts owed to the Bond Insurer])
shall survive the termination of this Loan Agreement and the payment in fult of principal and
interest hereunder. Upon termination of the Loan Term as provided above, the Council and the
Trustee shall deliver, or cause to be delivered, to the Borron'er an acknorvledgment thereof.
SECTION 4.03. Loan Closing Submissions. Concurrentll' with the execution and
delivery of this Loan Agreement, the Council or the Borrorver are providing to the Trustee the
following documents each dated the date of such execuhon and delivery, except all opinions
and certificates shall be dated the date of Closing:
(a) A certified copy of the resolution of the Borrower substantially in the form of
Exhibit B attached hereto authorizing the Loan and this Loan Agreement;
(b) An opinion of the Borrower's Counsel substantiallv in the form of Exhibit C
attached hereto to the effect that the Loan Agreement is a valid and binding obligation of the
Borror"",er and opining to such other matters as may be reasonably required by Bond Counsel[,
Counsel to the Bond Insurer,] and underwriter's Counsel and acceptable to Borrower's Counsel;
(c) A certificate of the officials of the Borrower to the effect that the representations
and rvarranties of the Borrower are true and corect;
(d) A certificate signed by the Authorized Representative of the Borrorver, in iorm
and substance satisfactorv to Bond Counsel, stating (i) the estimated dates and the amounts of
projected expenditures for the Project, and (ii) that it is reasonably anticipated bv the Borrorver
that the Loan proceeds will be fully advanced therefor and expended by the Borrower prior to
2027, and that the proiected expenditures are based on the reasonable expectations
of the Borrower having due regard for its capital needs and the revenues available for the
repavment thereof.
FMLC (City of DnniJ B€.rch Series)
Loan Agreement
27
(e) This executed Loan Agreement;
(0 [Reserved;]
(h) An opinion of Bond Counsel (addressed to the Council, the Trustee, the
Underwriter, [the Bond Insurer,] and the Borrower) to the effect that the financing and
refinancing from the proceeds of the Loan pursuant to this Loan Agreement is permitted under
the Act, the Indenture and the resolution of the Borrower, and will not, in and of itseli cause the
interest on the Bonds to be included in gross income for federal income tax purposes, or
adversely aft'ect the validitv, due authorization for, or legality of the Bonds;
(i) An opinion of Council's Counsel (addressed to the Council, the Trustee, [the
Bond lnsurer,] the Underwriter, and the Borrorver) to the effect that the Loan Agreement and
Indenture are valid and binding obligations of the Council and opining to such other matters as
may be reasonably required by Bond Counsel [, Counsel to the Bond Insurer,] underwriter's
Counsel, and Borrower's Counsel and acceptable to Council's Counsel;
(i) An opinion of Disclosure Counsel (addressed to the Council, the Underwriter,
and the Borrower) to the effect that based upon their participation in the preparation of the
official statement, but without having undertaken to determine independently the acotrary,
completeness, or faimess of the statements contained therein, they have no reason to believe
that the official statement contains any untrue statement of a material fact or omits to state a
material fact necessary to make the statements therein, in light of the circumstances under
rvhich they rvere made, not misleading; and
(k) Such other certificates, documents, opinions, and information as the Council, the
Borrower, the Trustee, [the Bond Insurer,], Bond Counsel, Disclosure Counsel, Council's
Counsel, or Borrower's Counsel may require, such requirement to be evidenced (in the case of
parties other than the Trustee) by written notice of such party to the Trustee of such
recluirement.
FMLC {Citv of Dania Beactl S€ries)
2)
(S) A standard opinion of Bond Counsel (addressed to the Council, the Trustee, the
Underwriter, [the Bond Insurer,] and the Borrower) to the effect that (i) the resolution of the
Council constitutes a valid and binding obligation of the Council enforceable against the
Council in accordance with its terms; (ii) the Indenture has been duly executed by the Council
and, assuming due authorization, execution and delivery by the Trustee, constitutes a valid and
binding obligation of the Council enforceable upon the Council in accordance with its terms;
(iii) the Bonds have been dull' authorized, executed, and delivered by the Council and are valid
and special obligations of the Council enforceable in accordance lvith their terms, pa1'able solelv
from the sources provided therefor in the Indenture; and (ir') the interest on the Bonds is
excludable from gross income for federal income tax purposes;
ARTICLE V
LOAN REPAYN,{ENTS
SECTION 5.01. Payment of Basic Payments. The Borrorver shall pay to the order of the
Council all Loan Repal'ments in lawtul monev of the United States of America to the Trustee.
No such Loan Repavment shall be in an amount such that interest on the Loan is in excess of the
maximum rate alloned by the laws of the State of Florida or of the United States of America.
The Loan shall be repaid in Basic Payments, consisting of:
(a) principal in the amounts and on the dates set forth in Exhibit D plus
(b)
Exhibit D.
interest calculated at the rates, in the amounts and on the dates set forth in
On or before the 10th day of the month immediately preceding each Principal Payment
Date and Interest Payment Date, the Trustee shall give Borrower notice in writing of the total
amount of the next Basic Payment due. The Basic Payments shall be due on each March 20th
and September 20th, or if such day is not a Business Day, the next preceding Business Da1.,
commencing March 20, 2025 and extending through September 20, 20, unless the Loan is
prepaid pursuant to terms of Section 5.07 hereof.
[SECTION 5.02. Payment of Surety Bond Costs; Funding of Reserve Fund. The
Borrower recognizes that the Surety Bond Provider has provided to the Council the Surety
Bond for deposit to the Series 202,1C Reserve Fund in lieu of a cash payment or deposit by the
Borrower. The Suretv Bond shall secure and satisfy the Reserve Requirement (as defined in the
Indenture) and an1, other reserve requirement of bonds as listed therein. The Trustee, on behalf
of the Borrorver, or anv other borrorvers whose loans rvere funded with proceeds of a bond
issue Iisted therein, mav draw on the Surety Bond in an amount equal to or less than the limit of
the Surety Bond, all in accordance with Section i1.08 of the Indenture. The Borrower hereby
agrees to pay to the Trustee an amount equal to the amount drawn by the Trustee, on behalf of
the Borrower, on the Surety Bond as set forth in subsection (c) of Section 5.03 hereof. Such
Surety Bond mav be replaced bv an Altemate Surety Bond issued with respect to funding the
reserve fund of subsequent bonds issued by the Council lvhose resen,e tund shall be on a parity
rvith the Bonds, all in accordance ivith Section.l.08 of the Indenture.l
SECTION 5.03. Payment of Additional Payments. In addition to Basic Pavments, the
Borrower agrees to pay on demand of the Council or the Trustee, the follou,inli Additional
Payments:
(a) (i) the annual fees or expenses of the Council, if anr., including the fees of any
provider of arbitrage rebate calculations; [the premium of the Bond lnsurance Policv and any
related fees in connection with the Bond Insurance Policy (to the extent not prer.iouslv paid
FMLC (City of Dani.r Bench Series)
Loan Alfeement
from the Series 202-lC Cost of Issuance Fund); the premium of the Surety Bond and anv related
fees in connection with the Surety Bond (to the extent not previouslv paid from the Series 2024C
Cost of Issuance Fund), the fees of the Program Administrator; the fees of the rating agencies
(to the extent not previously paid from the Series 2024C Cost of lssuance Fund); and (ii) the
costs and fees related to the Bonds, including the annual fees of the Trustee and the annual fees
of the Registrar and Paying Agent.
(b) All reasonable fees and expenses of the Council or Trustee relating to this Loan
Agreement, including, but not limited to:
(i) the cost of reproducing this Loan Agreement;
(ii) the reasonable fees and disbursements of Counsel utilized by the
Council[, the Bond Insurer, the Surety Bond Provider,] and the Trustee, in connection
u'ith the Loan, this Loan Agreement, and the enforcement thereof;
(iii) reasonable extraordinary fees and expenses of the Trustee and the
Council following an Event of Default hereunder;
(v) all taxes (including any recording, documentary stamP taxes, intangible
taxes, and filing fees) in connection with the execution and delivery of this Loan
Agreement and the pledge and assignment of the Council's right, title, and interest in
and to the Loan and the Loan Agreement, pursuant to the Indenture (and with the
exceptions noted therein), and all expenses, including reasonable attomeys' fees, costs
and expenses, relating to any amendments, waivers, consents, or collection or
enforcement proceedings pursuant to the provisions hereof;
("i) [all reasonable fees and expenses of the Bond Insurer and the Surety Bond
Provider relating directly to the Loan;l
(vii) any amounts owed to the United States of America as rebate obligations
on the Bonds related to the Loan, which obligation shall survive the termination of this
Loan Agreement;
(viii) fees and costs of maintaining a rating on the l-oan; and
(ix) (1) any and all losses, damages, expenses (including reasonable legal and
other fees and expenses), liabilities, or claims (or actions in respect thereof), to which the
FMLC (Cit\ of Dania B€ach Series)
Loan Agreement
2+
(ir1 all other reasonable out-of-pocket expenses of the Trustee[, the Bond
Insurer, the Suretl.Bond Provider,] and the Council in connection with the Loan, this
Loan Agreement and the enforcement thereof, including, but not limited to, all fees and
expenses related to the prepayment and defeasance of the Loan and the Bonds;
(c) [For repayment of the Surety Bond held by the Trustee an amount equal to any
amount drawn by the Trustee, on behalf of the Borrower, from the Surety Bond due to the
Borrower's failure to pay its Basic Payments in accordance with Section 5.01 hereof, at the times
and in the malner and together u,'ith interest and expense due thereon all as provided in
Section,1.08(a) of the Indenture undertaken in order to reinstate the Surety Bond. The Borrower
shall repay such amount drawn on the Surety Bond due to the Borrower's failure to pay its
Basic Pavments with the first available funds after payment of the current Loan Repayment. The
Borron er shall repay only the amount drawn on the Surety Bond due to its failure to Pay its
Basic Payment.]
(a) On each Interest Pavment Date the Trustee shall credit against Borrower's
obligation to pay its Loan Repayments, any interest eamings which rvere recei'"'ed during the
prior Interest Period by the Trustee on the Funds (except the Series 2024C Project Loan Fund)
held under the Indenture, or shall increase the Borrorver's obligation to pav its Loan
Repavments by any investment losses which were incurred durinp; the prior Interest Period on
the Funds (except the Series 2024C Project Loan Fund) held under the Indenture.
(b) The credits provided for in (a) shall not be given to the extent the Borrower is in
Default in payment of its Loan Repayments. If past-due Loan Repayments are later collected
from the Borrower, the amount of the missed credit shall, to the extent of the amount collected,
be credited in proportion to the amount of credit missed, to the Borrower from the past-due
Loan Repayments.
(c) The credits may be accumulated- If the credit allo\.vable for an Interest Period is
more than required on the next ensuing Interest Payment Date to satisfy the current Loan
Repayment, it may be used on the following Interest Payment Date.
SECTION 5.05. Obligations of Borrower Unconditional. Subject in all respects to the
pro'",isions of this Loan Agreemen! including but not limited to Section 2.02(a) hereof, the
obligations of the Borrorver to make the Loan Repavments required hereunder and to perform
and obserr.e the other agreements on its part contained herein, shall be absolute and
unconditional, and shall not be abated, rebated, set-off, reduced, abrogated, terminated, waived,
diminished, postponed, or otherwise modified in any manner or to any extent whatsoever,
while any Bonds remain outstanding or any Loan Repayments remain unpaid, regardless of
any contingency, act of Cod, event, or cause whatsoever. This Loan A5;reement shall be
FMLC (City of Dania Beach Series)
Loan ABrecment
25
Council may become subject under any federal or state securities lar,r's, federal or state
tax laws, or other statutory law or at common law or othenvise, and (2) any and all fees
and expenses of any inqulries or audits by anv regulatorv agencies, a1l as caused by or
arising out of or based upon this Loan Agreement, the Loan, the Bonds, the issuance of
the Bonds or the use of Bond proceeds.
SECTION 5.04. Interest Eamings or Investment Losses and Excess Payments.
deemed and construed to be a "net contract," and the Borrower shall pav the Loan Repavments
and all other pavments required hereunder, regardless of an1, rights of set-off, recoupment,
abatement, or counterclaim that the Borrower might otherwise have against the Council, the
Trustee [, the Bond lnsurer,] or anv other party or parties.
SECTION 5.06. Refunding Bonds. In the event the Bonds are refunded, all references
in this Loan Agreement to Bonds shall be deemed to refer to the refunding bonds or, in the case
of a crossover refunding to the Bonds and the refunding bonds (but the Borrower shall never
be responsible for any debt service on or fees relating to crossover retunding bonds which are
covered bv eamhgs on the escrow tund established from the proceecis of such bonds). The
Council agrees not to issue bonds or other debt obligations to refund the Bonds lvithout the
prior rvritten consent of the Authorized Representative of the Borrower.
SECTION 5.07. Prepayment. The Loan mav be prepaid in whole or in part by the
Borrower on the dates and in the amounts on which the Bonds are subject to optional
redemption and notice provisions pursuant to Section 3.01 of the Indenture. The Borrower shall
provide the Council 60 days' notice of any prepayment of its Loan.
[Remainder of page intentionally left blankl
FMLC {Cit\ o( Dania Beach Series)
Loan A$eement
26
ARTICI-E VI
DEFEASANCE
This Loan Agreement shall continue to be obligatory and binding upon the Borrorver in
the performance of the obligations imposed b1' this Loan Agreement and the repayment of all
sums due bv the Borrorver under this Loan A5;reement shall continue to be secured by this Loan
Agreement as provided herein until all of the indebtedness and all of the pavments required to
be made by the Borrorver shall be fully paid to the Council[, the Bond lnsurer,] or the Trustee as
provided herein, including any fees and expenses in connection with such repayment, if any. If,
at any time, the Borrower shall have paid, or shall have made provision for payment of,
prepayment premium, if any, and interest on the Loan, with respect to the Bonds, and shall
have paid all other amounts due under this Loan Agreement, then, and in that event, the
covenant regarding the pledge of and the lien on the revenues pledged, if any, to the Council
ior the benefit of the Holders of the Bonds shall be no longer in effect and all future obligations
oi the Borrower under this Loan Agreement shall cease; provided, however, that all covenants
and all obligations provided hereunder specified to so sun,ive (including the obligation of the
Borrower to pay the rebate obligations owed on the Bonds) shall survive the termination of this
Loan Agreement and the payment in full of principal, premium, if any, and interest hereunder.
For purposes of the preceding sentence, in order for the Borrower to have made "provision for
pavment," the Borrower shall have deposited sufficient cash and/or Covemmental Obligations
in irrevocable trust u,ith a banking institution or trust company, for the sole benefit of the
Council, in respect to w'hich such cash and/or Govemmental Obligations, the principal and
interest on rvhich, rvill be sufficient (as retlected in an accountant's verification report provided
to the Trustee by the Borrower) to make timelv payment of the principal of, prepayment
premium, if any, and interest on the Loan. The prepayment premium, if any, shall be calculated
based on the prepavment date selected by the Borrower in accordance rvith Section 5.07 hereof.
If the Borrower determines to prepay all or a portion of the Loan pursuant to Section
5.07 hereof, upon the required timely notice by the Borrower, the Council shall redeem a like
amount of Bonds which corresponds in terms of amount and scheduled maturitv date to such
Loan prepayment pursuant to Section 3.01 oi the Indenture.
If the Borrower shall make advance payments to the Council in an .rmount sufficient to
retire the Loan of the Borron'er, including redemption premium and accrued interest to the next
succeeding redemption date of the Bonds, as provided herein, all future obligations of the
Borrower under this Loan Agreement shall cease, including the obligations under Section 5.03
hereof, except for such amounts then outstanding and as provided in Section ,1.02 hereof.
Horvever, prior to making such payments, the Borron er shall give at least 60 davs' conditional
notice by mail, with receipt confirmed, to the Council.
FMLC (City of Dania Beach Series)
Loan Atreement
27
ARTICLE VII
ASSIGNMENT AND PAYMENT BY THIRD PARTIES
SECTION 7.01. Assignment by Council. The Borrower expressly acknow'ledges that
this Loan Agreement and the obligahons of the Borrower to make payments hereunder (with
the exception of certain of the Council rights to indemnification, fees, notices, and expenses),
have been pledged and assigned to the Trustee as security for the Bonds under the lndenture,
and that the Trustee shall be entitled to act hereunder and thereunder in the place and stead of
the Council *'hether or not the Bonds are in default.
SECTION 7.02. Assignment by Borrower. This Loan Agreement may not be assigned
by the Borrower for any reason without the express prior written consent of the Council[, the
Btrnd lnsurer,l and the Trustee.
[SECTION 7.03. Payments by the Bond Insurer. The Borrower acknow'ledges that
payment under this Loan Agreement from lunds received by the Trustee or Bondholders from
the Bond Insurer do not constitute payment under this Loan Agreement for the purposes hereof
or fulfillment of its obligations hereunder.l
ISECTION 7.04. Payments by the Surety Bond Provider. The Borrorver acknorvledges
that payment under this Loan Agreement from tunds received b1' the Trustee or Bondholders
from the Surety Bond Provider do not constitute payment under this Loan Agreement for the
purposes hereof or fulfillment oi its obligations hereunder.]
IRemainder of page intentionally Ieft blank]
FMLC (Citl of Dania B€ach Series)
Loan Atleement
28
ARTICLE VIII
EVENTS OF DEFAULT AND REMEDIES
SECTION 8.01. Events of Default Defined. The following shall be "Events of Default"
under this Loan Agreement and the terms "Event of Default" and "Default" shall mean (except
nhere the context clearlv indicates otherrvise), whenever they are used in this Loan Agreement,
any one or more of the follorving events:
(a) Failure by the Borrower to timely pay any Loan Repavment, when due, so long
as the Bonds are outstanding;
(b) Failure by the Borrower to timely pay any other payment required to be paid
hereunder on the date on which it is due and payable, provided the Borrower has prior written
notice of any such payments being due;
(c) Failure by the Borrower to obsene and pertbrm anv covenant, condition, or
agreement other than a failure under (a), on its part to be observed or performed under this
Loan Agreement, for a period of 30 days after nohce of the failure, unless the Council[, the Bond
Insurer,l and the Trustee shall agree in writing to an extension of such time prior to its
expiration; provided, however, if the failure stated in the notice can be n,holly cured within a
period of time not materiallv detrimental to the rights of the Council[, the Bond Insurer,] or the
Trustee, but cannot be cured within the applicable 30-day period, the Council[, the Bond
Insurer,l and the Trustee will not unreasonably n'ithhold their consent to an extension of such
time if correchve action is inshtuted by the Borrower within the applicable period and
diligently pursued until the failure is corrected;
(d) Any warranty, representation, or other statement by the Borrower or by an
officer or agent of the Borrower contained in this Loan Agreement or in any instrument
fumished in compliance with or in reference to this Loan Agreement, is false or misleading in
anv material respect when made;
(e) A pehtion is filed against the Borrower under anv bankruptcy, reorganization,
arrangement, insolvencv, readiustment of debt, dissolution, or liquidation lalv of anv
jurisdiction, whether now or hereafter h effect, and is not dismissed within 60 days of such
filing;
(f) The Borrower files a petition in voluntary bankruptcy or seeking relief under any
provision of any bankruptcy, reorganization, arrangement, insolvency, readjustment of debt,
dissolution, or Iiquidation law of any jurisdiction, rvhether nor.t, or hereafter in effect, or
consents to the tiling of anv petition atainst it under such larv;
FMLC (City of Danja Beach Series)
Loan Agreement
2t)
(g) The Borrower admits insolvency or bankruptcy or its inability to pay its debts as
thev become due or is generally not paying its debts as such debts become due, or becomes
insolvent or bankrupt or makes an assignment for the benefit of creditors, or a custodian
(including without limitation a receiver, liquidator, or trustee) of the Borrower or anv of its
property is appointed by court order or takes possession thereof and such order remains in
effect or such possession continues for more than 60 days;
(h) Default under any agreement to which the Borrorver is a party evidencing
securing, or othenvise respecting any indebtedness of the Borrower outstanding in the principal
amount of $100,000 or more if, as a result thereof, such indebtedness may be declared
immediatelv clue and pa1'able or other remedies may be exercised lvith respect thereto;
(i) Any material provision of this Loan Agreement shall at any time for any reason
cease to be valid and binding on the Borrower, or shall be declared to be null and void, or the
validity or enforceability of this Loan Agreement shall be contested by the Borrower or anv
govemmental agencv or authority, or if the Borrou'er shall deny any further liability or
obligation under this Loan Agreement; or
(i) Final judgment for the payment of money in the amount of $250,000 or more is
rendered against the Borrower, the payment of which would materially adversely affect the
Borrower's ability to meet its obligations hereunder (it being agreed that, if insurance or
adequate reserves are available to make such payment, such judgment would not materially
affect the Borrower's ability to meet its obligations hereunder) and at any time after 90 days
from the entry thereof, unless othern ise provided in the final judgmenl (i) such judgment shall
not have been discharged, or (ii) the Borrower shall not have taken and be diligently
prosecuting an appeal therefrom or from the order, decree, or process upon which or pursuant
to which such judgment shall have been granted or entered, and have caused the execution of
or levy under such jud6;ment, order, decree, or process of the enforcement thereof to have been
stayed pending determination of such appeal, provided that such execution u161 lg1,y lr,'ould
materially adverselv affect the Borrower's abilitv to meet its obligations hereunder; or (iii) it has
not been determined bv a court of competent jurisdiction from which appeal may not be taken
or from rvhich appeal has been taken but has been finally denied that the Borrorver is not
obligated lvith respect to such judgment pursuant to the provisions of Chapter 768, Florida
Statutes or other applicable law.
SECTION 8.02. Notice of Default. The Borrower agrees to give the Trustee[, the Bond
Insurer,] and the Council prompt written notice if any petition, assignment, appointment, or
possession referred to in Section 8.01(e), 8.01(11, and 8.01(g) is filed by or against the Borrower or
of the occurrence of any other event or condition which constitutes a Default or an Event of
Default, or with the passage of time or the giving of notice would constitute an Event of Default,
immediately upon becoming an are of the existence thereof.
FMLC (City of D.rnh Bc.rch Series)
Loan Atreement
30
SECTION 8.03. Remedies on Default. Whenever anv Event of Default referred to in
Section 8.01 hereof shall have happened and be conhnuing, the Council or the Trustee shall,
lwith the written consent of the Bond Insurer or upon the rvritten direction of the Bond Insurer,]
in addition to anv other remedies herein or by larv provided, have the right, at its or their option
rvithout any further demand or notice, to take such steps and exercise such remedies as
provided in Section 9.02 of the Indenture, and, without limitation, to take whatever other action
at larv or in equity which may appear necessary or desirable to collect amounts then due and
thereafter to become due hereunder or to enforce any other of its or their rights hereunder.
SECTION 8.04. [Reserved].
SECTION 8.05. No Remedy Exclusive; Waiver, Notice. No remedy herein conferred
upon or reserved to the Council or the Trustee is intended to be exclusive and every such
remedv shall be cumulative and shall be in addition to every other remedv given under this
Loan Agreement or norv or hereafter existing at law or in equity. No delay or omission to
exercise anv right, remedy', or porver shall be construed to be a waiver thereof, but anv such
right, remedy, or porver may be exercised from time to time and as often as may be deemed
expedient. In order to entitle the Council or the Trustee to exercise any remedy reserved to it in
this Article VIII, it shall not be necessary to give anv notice other than such notice as may be
required in this Article \rlII.
SECTION 8.05. Application of Moneys. Any moneys collected by the Council or the
Trustee pursuant to Section 8.03 hereof shall be applied (a) first, to pay any outstanding fees of
the Trustee and the Council, and any reasonable attorney's fees, costs or expenses, or any other
expenses owed by the Borrower pursuant to Section 5.03(b)(iii) and (ir,) hereof; (b) second, kr
pav interest due on the Loan; (c) third, to pay principal due on the Loan; (d) fourth, to pav any
other amounts due hereunder; and (e) fifth, to pay interest and principal on the Loan and other
amounts payable hereunder but lr'hich are not due, as they become due (in the same order, as to
amounts rvhich come due simultaneouslv, as in (a) through (d) in thls Section 8.06).
IRemainder of page intentionally left blank]
FMLC (Cit] d Dania B€ach Series)
il
ARTICLE IX
MISCELLANEOUS
SECTION 9.01. Notices. AII notices, certificates, or other communicahon hereunder
shall be sufficiently given and shall be deemed given when hand delivered or mailed by
registered or certified mail, postage prepaid, to the parties at the follorving addresses:
Council Florida Municipal Loan Council
c/o Florida League of Cities
301 South Bronough Street, Suite 300
Tallahassee, Florida 32301
Trustee The Bank of New York Mellon Trust Company, N.A.
4655 Salisbury Road, Suite 3000
Jacksonville, Florida 32256
Attn: Corporate Trust
[Bond Insurer/
Surety Bond Provider:
Attention
Borrower City of Dania Beach, Florida
100 W Dania Beach Boulevard
Dania Beach, Florida 33004
Attention: Chief Financial Officer
Any of the above parties may, bv notice in r,r.riting given to the others, designate anv
further or dift-erent addresses to which subsequent notices, certificates or other communications
shall be sent.
SECTION 9.02. Binding Effect. This Loan Agreement shall inure to the benefit of and
shall be binding upon the Council and the Borrower and their respective successors and
permitted assigns.
SECTION 9.03. Severability. In the event any provision of the Loan Agreement shall
be held invalid or unenforceable by any court of competent jurisdiction, such holding shall not
invalidate or render unenforceable any other provision hereof.
SECTION 9.04. Amendments, Changes and Modifications. This Loan Agreement may
be amended or supplemented from time to time only by a writing dulv executed by the Council
and the Borrower, and in accordance with Article XII of the Indenture[; provided, however, that
FMLC (City of Dani.r Beach Series)
32
I
no such amendment shall be effective unless it shall have been corsented to in writing by the
Bond Insurer.]
SECTION 9.05. Execution in Counterparts. This Loan Agreement may be
simultaneously executed in several counterparts, each of rvhich, when so executed and
delivered, shall be an original and all of nhich shall constitute but one and the same instrument.
SECTION 9.05. Applicable Law. This Loan Agreement shall be govemed by and
construed in accordance with the laws of tl.re State, without regard to conflict of law principles.
SECTION 9.07. Benefit of Bondholders; Compliance with Indenture. This Loan
Agreement is executed in part to induce the purchase bv others of the Bonds. Accordingll,, all
covenants, agreements, and representations on the part of the Borrower and the Council, as set
forth in this Loan Agreement, are hereby declared to be for the benefit of the holders from time
to time of the Bonds [and the Bond Insurer]. The Borron'er covenants and agrees to do all things
rvithin its pou er in order to comply with and to enable the Council to comply with all
requirements and to fulfill and to enable the Council to fulfill all covenants of the Indenture.
The Borrorver also acknowledges that the Council has delegated certain of its duties under the
Indenture to its Program Administrator, including the direction to make investments in
accordance with Article VII thereof, including, but not limited to the investment of the Series
2024C Project Loan Fund.
[The rights granted to the Bond Insurer under the Indenture or this Loan Agreement to
request, consent, to or direct any action are rights granted to the Bond Insurer in consideration
of its issuance of the Bond Insurance Policy. Any exercise by the Bond Insurer of such rights is
merely an exercise of the Bond Insurer's contracfual rights and shall not be construed or
deemed to be taken for the benefit, or on behalf, of the Bondholders and such action does not
evidence an1. position of the Bond Insurer, affirmative or negative, as to whether the consent of
the Bondholders or any other person is required in addition to the consent of the Bond Insurer.
The Bond lnsurer is recoS;nized as a third-partv beneficiary hereunder and may enforce anv
such right, remedv or claim conferred, gi'i,en or granted hereunder-]
SECTION 9.08. Consents and Approvals. Whenever the written consent or approval of
the Council shall be required under the provisions of this Loan Agreement, such consent or
approval mav be given by an Authorized Representative of the Council or such other additional
pt,rsons provided bv law or by rules, regulations or resolutions of the Council.
SECTION 9.09. Immunity of Officers, Employees and Members of Council and
Borrower. No recourse shall be had for the payment of the principal of, premium, if anv, or
interest hereunder or for any claim based thereon or upon any representation, obligation,
covenant, or agreement in this Loan Agreement against any past, present, or tuture official
officer, member, counsel, employee, director, or agent, as such, of the Council or the Borrower,
either directly or through the Council or the Borrower, or respectively, any successor public or
33
FMLC (Citv of Dania Beach Senes)
Loan Agrccment
private corporation thereto under anv rule of law or equity, statute or constitution or by the
enforcement of any assessment or penalty or otherwise, and all such liability of any such
officers, members, counsels, employees, directors, or agents as such is hereb.v expressly waived
and released as a condition of and consideration for the execution of this Loan Agreement.
SECTION 9.10. Captions. The captions or headings in this Loan Agreement are for
convenience only and in no way define, limit, or describe the scope or intent of any provisions
of sections of this Loan ASreement.
SECTION 9.11. No Pecuniary Liability of Council. No provision, covenant, or
agreement contained in this Loan Agreement, or any obligation herein imposed upon the
Council, or the breach thereof, shall constitute an indebtedness or liability of the State or any
political subdivision or municipal corporation of the State or any public corporahon or
govemmental agency existing under the laws thereol other than the Council and the Borrower.
In making the agreements, provisions, and covenants set forth in this Loan Agreement, the
Council has not obllgated itself except with respect to the application of the revenues, income,
and all other property as derived herefrom, as hereinabove provided.
SECTION 9.12. Payments Due on Holidays. With the exception of Basic Payments, if
the date for making any pavment or the last date for performance of any act or the exercise of
any right, as provided in this Loan Agreement, shall be other than on a Business Dap such
pavments may be made or act performed or right exercised on the next succeeding Business
Day with the same force and effect as if done on the nominal date provided in this Loan
Agreement.
SECTION 9.13. Calculations. Interest shall be computed on the basis of a 360-day year
of twelve 30-dav months.
SECTION 9.14. Time of Payment. Any Loan Repayment or other payment hereunder
l,rhich is received by the Trustee or Council after 2:00 p.m- (New York time) on any day shall be
deemed received on the following Business Day.
IRemainder of page intentionalll, left blank]
FMLC (City of D.rnia Beach Senes)
3.1
IN W'ITNESS WHEREOF, the Florida Municipal Loan Council has caused this Loan
Agreement to be executed in its corporate name with its corporate seal hereunto affixed and
attested by its duly authorized officers and the City of Dania Beach, Florida, has caused this
Loan Agreement to be executed in its corporate name w'ith its corporate seal hereunto affixed
and attached by its duly authorized officers. All of the above occurred as of the date first above
written.
FLORIDA MUNICIPAL LOAN COUNCIL
(SEAL)
By,
Name: Isaac Salver
Title: Chairman
ATTEST:
FLORIDA LEACUE OF CITIES, INC.,
Program Administrator
Bl''
Name: Jeannie Camer
Title: ExecutiveDirector/CEO
rMLC (City l)f Dania Beach Series)
Loan Agreement
s-r
LOAN AGREEMENT
(SEAL)
ATTESTED BY:
By,
Name: Elora Riera, MMC
Title: City Clerk
Approved as to form and correctness
this _ day of 2021.
B_v,
Name: Eve A. Boutsis
Title: City Attomey
FMLC (City of Dania Beach Series)
Loan Agreement
CITY OF DANIA BEACH, FLORIDA
By
Name: Archibald J. Ryan, IV
Title: Mavor
s-2
PROIECT
Acquisition, construction, and equipping of
ceftain capital improvements to the
stormwater utility system of the Borrorver,
including, but not limited to, [drainaE;e
projects, replacement of piping, and
installation of tidal valves on outfall pipingl all
as more particularll, described in the plans
and specifications on file with the Borrower, as
the same may be amended and supplemented
from time to time by the Borrower.
Refinance and prepay the Refunded Note and
thereby refinance certain capital
improvements to the stormwater utility
system of the Borrower, including, but not
limited to, the Southeast Drainage Project
Phase I
EXHIBIT A
CITY OF DANIA BEACH, FLORIDA
USE OF LOAN PROCEEDS
TOTAL AMOUNT TO BE FINANCED
S
FMLC (City of Dania Beach S€ries)
Loan Agreement
A-1
c
EXHIBIT B
CERTIFIED RESOLUTION OF THE BORROWER
See Document Tab No. _
FMLC (City of Dania Beach Series)
Loan Agreement
B-l
EXH]BIT C
OPINION OF BORROWER'S COUNSEL
[Letterhead of Counsel to Borrower]
_ 202.4
Florida Municipal Loan Council
c/o Fl,,rida Leap:ue of Cities, lnc.
301 Bronough Street, Suite 300
Tallahassee, Florida 32301
The Bank of New, York Mellon Trust
Company, N.A.
4655 Salisbury Road, Suite 300
Jacksonville, Florida 32256
Bryant Miller Olive P.A.
SunTrust International Center
1 SE 3rd Avenue, Suite 2200
Miami, Florida 33131
In this connection, I have revierved such records, certi{icates, and other documents as I
have considered necessary or appropriate for the purposes of this oPinion, including applicable
laws, the Charter of the Borrower, the Loan Agreement, the Trust Indenture, dated as of
1,, 2021 (the "lndenture"), by arrd between the Council and The Bank of New York
Mellon Trust Company, N.A., as trustee (the "Trustee"), Resolution No. 202'1- adopted by the
Borrower on
as of
2024 (the "Resolution"), the Continuing Disclosure Agreement, dated
2024 (the "Continuing Disclosure Agreement"), by and among the Borrower
and the Florida League of Cities, Inc., as dissemination agent, and the final Oflicial Statement
u'ith respect to the Bonds, dated 20211 (the "Official Statement"). Based on such
FMLC (Cit), ot Dania Beach Series)
Loan Agreement
c-1
I
Ladies and Gentlemen:
I am counsel to the City of Dania Beach , Florida (the "Borrower"), and have been
requested by the Borrower to give this opinion in connection with the loan by the Florida
Municipal Loan Council (the "Council") to the Borrorver of funds to finance and refinance all or
a Dortion oI the Cost. of the Proiect. as described in the Loan Aereemenl. daled as of
'1,2024,by and between the Council and the Borrower (the "Loan Agreement"). All capitalized
terms not otherwise defined herein shall have the meaning ascribed to such term in the Loan
Agreement.
(a) The Borrorver is a municipality duly organized and validly existing under the
Constitution and laws of the State of Florida. The Borrower has the legal right and all requisite
power and authority to enter into the Loan Agreement, to covenant to budget and appropriate
Non-Ad Valorem Revenues to the payment of the Loan, to adopt the Resolutiory consummate
the transactions contemplated in the Loan Agreement and the Resolution, and otherwise to
carry on its activities and own its property.
(b) The Borrower has duly adopted the Resolution, and authorized, executed, and
delivered the Loan Agreement, and the Continuing Disclosure Agreement and such
instruments are legal and binding obligations of the Borrower enforceable against the Borrower
in accordance with its terms, except to the extent that the enforceability thereof may be subject
to bankruptcy, insolvency, reorganization, moratorium, or other similar laws affecting creditors'
rights heretofore or hereafter enacted and that their enforcement mav be subject to the exercise
of judicial discretion in accordance with general princi.ples of equily and to the sovereign police
powers of the State of Florida and the constitutional powers of the United States o{ America.
(c) The execution and delivery of the Resolutiory the Continuing Disclosure
Agreement, and the Loan Agreement; the consummation of the transactions contemplated
thereby; the acquisition, construction, and/or equipping of the new construction portion of the
Project; the refinancing and prepayment of the Refunded Note; and the fulfillment of or
compliance with the terms and conditions of the Resolution, the Loan Agreement, and the
Continuing Disclosure Agreement, does not and u,ill not conflict with or result in a material
breach of or default under any of the terms, conditions, or provisions of any agreement, contract
or other instrument, or law, ordinance, regulation, or judicial or other govemmental order, to
which the Borrower is now a party or it or its properties is otherwise subject or bound, and the
Borrorter is not otherwise in violation of anv of the foregoing in a manler material to the
transactions contemplated by the Loan Agreement.
(d) There is no litigation or legal or govemmental action, proceeding, inquiry, or
investigation pending or, to the best of my knowledge, threatened by govemmental authorities
or to whi.ch the Borrower is a party or of which any property of the Borrolver is subjec! which
has not been described in the Official Statement or otherwise dlsclosed in \.vriting to the Council
[and the Bond Insurer] and which, if determined adversely to the Borrower, would individually
or in the aggregate materiallv arld adversely affect the validity or the enforceabilitl. of the
Resolution, the Loan Agreement, or the Continuing Disclosure Agreement.
(e) The indebtedness being refinanced, directly or indirectly, with the proceeds oI
the Loan was initially incurred by the Borrower, and the proceeds of such indebtedness have
been fullv expended, to finance the cost of the Project.
FMLC (City of Dania Beach Series)
c-2
review, and such other considerations of law and fact as I believe to be relevant, I am of the
opinion that:
(0 Based upon my review of the Preliminary Official Statement and the Official
Statement and without having undertaken to determine independently the accuracy or
completeness of the contents of the Preliminary Official Statement and the Oflicial Statement,
the statements and information with respect to matters oi law relating to the Borrorver in the
Preliminary Official Statement and the Official Statement under the captions "THE
BORROWE&" ''PURPOSE OF THE BONDS," "SECURITY AND SOURCES OF PAYMENT,"
,,INVESTMENT CONSIDERATIONS," "LITICATION" "CONTINUINC D]SCLOSURE," ANd
"DISCLOSURE REQUIRED BY FLORIDA BLUE SKY RECULATIONS," are true and correct in
all material respects, and do not contain anv untrue statement of a material fact or omit to state
a material fact necessary to make the statements contained therein, in light oi the circumstances
under which they were made, not misleading, with respect to the Preliminary Official Statement
as of its date, and with respect to the Official Statement as of its date and the date hereof. No
opinion is expressed herein rvith respect to (i) actions or obligations of the Council or anv other
party other than the Borrower, (ii) documents to which the Borrower is not a part,v, and (iii)
financial, statistical, or tax matters or proiections.
I am an attorney admitted to practice law only in the State of Florida and express no
opinion as to the larts of any other state and further express no opinion as to (i) the status oi
interest on the Bonds under either Federal laws or the laws of the State of Florida, or (ii)
economic or financial matters described in the Official Statement relating to the Borrower.
Very truly yours,
FMLC (Cit), of Dania Beach Series)
Loan Agicement
c-3
(g) All approvals, consents, authorizations, and orders of any govemmental
authority or agency having jurisdiction in any matter which would constitute a condition
precedent to the performance by the Borrower of its obligations under the Loan Agreement, the
Continuinp; Disclosure Agreement, the Resolution, and the other documents of the Borrower
relating to the Loan have been obtained and are in full force and effect.
EXHIBIT D
DEBT SERVICE SCHEDULE
Datej Principal Amounts Interest Rate Interest Amounts
* Loan repayments are due March 20th and September 20th of each year
D-1
Total Amounts
FMLC (Cit]-' of Dania Beach Series)
EXHIBIT E TO LOAN ACREEMENT
FORM OF REQUISITION CERTIFICATE
I ():THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., AS TRUSTEE
IJITONI CITY OF DANIA BEACH, FLORIDA (THE "BORROWER'')
SUBJECT: LOAN AGREEMENT DATED AS OF 1, 2021
This represents Requisition Certificate No. _ in the total amount of
pavment of those Costs of the Project detailed in the schedule attached.
for
The undersigned does certify that
1. All of the expenditures for which monies are requested hereby represent proper
Costs of the Project, have not been included in a previous Requisition Certificate and have been
properly recorded on the Borrower's books as currentlv due and owing.
2. The monies requested hereby are not greater than those necessarv to meet
obligations due and pa;zable or to reimburse the Borrorver for funds actuallv advanced for Costs
of the Project. The monies requested do not include retention or other monies not yet due or
earned under construction contracts.
3. This requisition is in compliance r.ith Section 5.03 of the Indenture
:1. After payment of monies hereby requested, to the knowledge of the
undersigned, there will remain available to the Borrower sufficient funds to complete the
Proiect substantially in accordance with the plans therefor.
5. The Borrorver is not in default under the Loan A€ireement, and nothing has
occurred that rvould prevent the performance of its obligations under the Loan Agreement.
Exeorted this _ day of
-
20_
CITY OF DANIA BEACI{, FLORIDA
FMLC (Citv of Dania B€ach Senes)
E-1
By,
Name:
Title:
EXHII]IT I}
FORM OF CONTINUING DISCLOSURE AGREEMENT
l0 RF:SOt.UTION #202.1-
FORNI OF CONTINUTNG DISCLOSURE AGREEMENT FOR THE BORROWER
This CONTINUING DISCLOSURE AGREEMENT dated as of October l, 2024 (the
"Continuing Disclosure Agreement") is cxccuted and dclivcred by thc City of Dania Bcach,
Flonda. a Florida municipality ("Obligated Entity"), and by Florida League of Cities, Inc., a
Florida corporation not-for-profit, as Disscmination Agent (the "Dissemination Agent") hercunder.
Additional capitalized terms used herein shall have the meanings ascribed thereto in Section 2
hereof.
SECTION l. Nature of Undertakin This Continuing Disclosurc Agreement constitutes
an undertaking by the Obligated Entity under paragraph (b)(5) of the Rule to provide Financial
Information and noticc ofthc occurrcncc ofcertain events with respect to thc Bonds, as provided
in paragraph (bX5Xl)(C) of the Rule. and otherwise to assist the Participating Underwriter in
complying with paragraph (b)(5) of thc Rule with respcct to the Offering of the Bonds. Among
other things, the Obligated Entity is hereby undertaking (i) to disseminate an Annual Report not
latcr than the June 30 following the end ofcach Fiscal Ycar ofthe Obligatcd Entity in accordance
with Section 4 hereot, which contains Financial Information with respect to the Obligated Entity.
(ii) if an Annual Report does not contain the Audited Financial Statcmcnts. to disseminatc thc
Audited Financial Statements in accordance with Section 4 hereofas soon as practicable atier they
shall have been approvcd by thc Govcming Body, (iii) to provide noticc in a timcly manncr, in
accordance *'ith Section 6 hereof, of the occurrence of any of the Listed Events related to the
Obligatcd Entity and (ir') to provide noticc in a timely manncr, in accordancc with Section 4(e)
hereof, of any failure to disseminate an Annual Report in accordance rvith the preceding clause (i)
of this sentence.
SECTION 2. Definitions. In addition to the deflnitions set forth above and in the herein-
defined Indenture, which shall apply to any capitalized terms used herein, the tbllowing capitalized
terms shall have the fbllowing meanings, unless otherwise defined theretn:
"Annual Report" means a document or set of documents rvhich (a) identifies the
Obligated Entity; (b) contains (or includes by reference to documents which were filed with the
SEC or EMMA pnor to the date that the Annual Report containing such reference is provided to
the Dissemination Agent in accordance with Section 4 hereof): (i) Financial Infbrmation and
Operating Data for the Obligated Entity; (ii) Audited Financial Statements if such Audited
Financial Statements shall have been approved by the Coverning Body at the time the Annual
Report is required to be provided to the Dissemination Agent in accordance rvith Section 4 hereol
and (iii) Unaudited Financial Statements if the Audited Financial Statements shall not have been
appror ed by the Governing Body at the time the Annual Report is required to be provided to the
Dissemination Agent in accordance with Section 4 hereot (c) in the event that the Obligated Entity
delit'ers a Continuing Disclosure Certificate to the Dissemination Agent pursuant to Section 5(b)
hereot, contains (in the case ofthe Annual Report disseminated on or immediately after the date
such Continuing Disclosure Certificate is so delil ered) a narrative explanation of the reasons lor
the changes in Financial lnformation and/or Operating Data set lbrth in such Continuing
Disclosure Cenificate and the effect of the changes on the types of Financial lnformation and/or
Operating Data being provided in such Annual Report; and (d) in the event that the Obligated
I
Entity authorizes a change in the accounting principles by which its Audited Financial Statemcnts
are prepared. contains (in the case ofthe Annual Report disseminated on or immediately after the
datc ofsuch changc) (l) a comparison between thc Financial Intbrmation preparsd on the basis of
the new accounting principles which is contained in such Annual Report and the Financial
Infon.nation prcparcd on thc basis ofthe former accounting principlcs which was contained in thc
previous Annual Report disseminated immediately prior to such Annual Report and (2) a
discussion ofthc diffcrenccs betuecn such accounting principles and the effect ofsuch changc on
the presentation ofthe Financial Infbrmation being provided in such Annual Report.
"Annual Report Certificate" means an Annual Report Certiticate in the fbrm attached
hcrcto as Exhibit A.
"Annual Report Date" mcans thc June 30 follorving thc cnd ofa Fiscal Ycar
"Bondholder" means (i) the registcrcd owner ofa Bond and (ii) the bencficial owner ofa
Bond, as the term "beneficial owner" is used in any agreement with a securities depository lbr the
Bonds and as the tcrm may be modificd by an interpretation by thc SEC ofparagraph (b)(5) ofthc
Rule.
"Bonds" means the $_* Florida Municipal Loan Council Refunding and
Improvenrent Revenue Bonds, Series 2024C (City of Dania Beach Senes).
"Continuing Disclosure Agreement" means this Continuing Disclosure Agreement. as
the same may be supplemented and amended pursuant to Section 8 hereof.
"Continuing Disclosure Certificate" means a Continuing Disclosure Certiflcate in the
form attached hereto as Exhibit B delivered by the Obligated Entity to the Dissemination Agent
pursuant to Section 5 hereof'.
"Dissemination Agent" means Florida League ol Cities, Inc.. acting in its capacity as
Dissemination Agent hereunder! or any successor Dissemination Agent which is appointed
pursuant to Section 3 hereof or to which the responsibilities of Dissemination Agent under this
Continuing Disclosure Agreement shall have been assigned in accordance with Section t hereof.
"EMMA" means the Electronic Municipal Market Access Systent as described in
Securities and Exchange Commission Release No. 34-59062 and maintained by the Municipal
Securities Rulemaking Board for purposes of the Rule as further described in Sections 4 and 6
hereof'.
l
"Audited Financial Statements" means thc financial statcmcnts ofthc Obligated Entity
which have been examined by independent certitied public accountants in accordance with
gcncrally accepted auditing srandards.
"Event Notice" means notice ofthe occurrence of a Listed Event.
"Final Official Statement" mcans thc Final Ofllcial Statemcnt prcpared in conncction
with the Offering of the Bonds.
"Financial Information" means tlnancial infbrmation related to the Obligated Entity of
the typcs identified in thc Continuing Disclosure Ccrtificate most reccntly delivered by thc
Obligated Entity to the Dissemination Agent in accordance with Section 5 hereof. The Financial
Infomration (i) shall bc prcpared for thc Fiscal Year immcdiately preceding thc date ofthc Annual
Report containing such Financial Information. and (ii) shall be prepared on the basis ofthe Audited
Financial Statements to bc provided to thc Dissemination Agent concurrcntly with the Annual
Report. provided that. if the Audited Financial Statements are to be provided to the Dissemination
Agcnt subscquent to thc datc that the Annual Report is providcd to the Disscmination Agcnt, such
Financial lnformation may be prepared on the basis ofthe Unaudited Financial Statements.
"Governing Body" shall mean the goveming body of the Obligated Entity which shall
approvc the Audited Financial Statemcnts.
"Indenture" mcans the Trust Indcnture datcd of even date hcrcwith by and bctwccn
Florida Municipal Loan Council, as lssuer, and The Bank of New York Mellon Trust Company,
N.A.. as Trustee.
[''Insurer''shallmean-,asinsureroftheBonds.]
"Loan Agreement" means thc Loan Agreemcnt dated ofeven date hsrewith, betwccn the
lssuer and the Obligated Entity.
"Listed Events" means any olthe events which are set forth in Section 6 hereof.
"MSRB" means the Municipal Securities Rulemaking Board.
means the primary offering of the Bonds for sale by the Participating
Underwriter.
"Operating Data" means operating data ol the types identitied in the Continuing
Disclosure Certificate most recently delivered by the Obligated Entity to the Dissemination Agent
in accordance with Scction 5 hereof. The Operating Data shall be prepared fbr the Fiscal Year
immediately preceding the date ofthe Annual Report containins such Operating Data.
" Particip:rting L ndenr riter" nrcans
''RatingAgency''means-,oranySucceSSorthereto
"Rule" means Rule l5c2J2 adopted by the SEC under the Securities Exchange Act of
143.1. as amendcd. as the Rule may be amended from time lo time. or any successor provision
thereto.
"SEC" means the Securities and Exchange Commission
"Trustee" means The Bank of New York Mellon Trust Company, N.A.. as trustee under
the lndenture.
"Unaudited Financial Statements" means unauditcd financial statcmcnts of the
Obligated Entity for any Fiscal Year which have been prepared on a basis substantially consistent
with the Audited Financial Statements to bc subsoquontly prcpared for such Fiscal Ycar.
SECTION 3. ADDointment of Dissemination Asent: Obl lga tions of Obli ted Enti tYga
Respectinq Undertaking (a) The Obligated Entity hereby appoints Florida League of Cities. Inc
to act as the initial Dissemination Agcnt hcrcunder. Florida League of Cities, lnc. hcrcby accepts
such appointment. The Obligated Entity may. from time to time. appoint a successor
Dissemination Agcnt or discharge any thcn acting Disscmination Agent, with or *'ithout causc. If
at any time there shall be no Dissemination Agent appointed and acting hereunder or the then
appointed and acting Dissemination Agcnt shall fail to pcrfomr its obligations hcrcunder, the
Obligated Entity shall discharge such obligations until such time as the Obligated Entity shall
appoint a succcssor Dissemination Agcnt or the then appointcd and acting Disscmination Agent
shall resume the perfbrmance of such obligations.
(b) The Obligated Entity hereby acknowledges that the Obligated Entity is
obligatcd to comply with this Continuing Disclosurc Agrccmcnt and that the appointmcnt of the
Dissemination Agent as agent of the Obligated Entity for the purposes herern provided does not
relieve thc Obligated Entity of its obligations with rcspcct to this Continuin-e Disclosurc
Agreement.
SECTION 4. Annual Financial Information (a) The Financial Information shall be
contained in the Annual Reports and. ifprovided separately in accordance with Section 5(b) hereof,
the Audited Financial Statements which the Obligated Entity is required to deliver to the
Dissemination Agent tbr dissemination in accordance u'ith this Section 4.
(b) The Dissemination Agent shall notify the Obligated Entity ofeach Annual
Report Date and ofthe Obligated Entity's obligation hereunder not more than 60 and not less than
30 days prior to each Annual Report Date. The Obligated Entity shall provide an Annual Report
to the Dissemination Agent, together with an Annual Report Certificate, not later than each Annual
Report Date. provided that. if the Annual Report does not include the Audited Financial
Statements. the Obligated Entity shall provide the Audited Frnancial Statements to the
Dissemination Agent as soon as practicable after they shall have been approved by the Govemins
Body.
(c) The Dissemination Agent shall provide the Annual Report and, if received
separately in accordance with Section 4(b) hereof, the Annual Financial Statements, to EMMA,
the Trustee, the Issuer, the Rating Agency and the Insurer within five (5) Business Days after
receipt thereof from the Obligated Entity.
(d) The Dissemination Agent shall provide the Issuer, the Obligated Entity and
the Trustee rvritten confirmation that the Annual Report and, ifreceived separately in accordance
4
with Section 4(b) hereof, the Annual Financial Statcments, wcrc provided to EMMA in accordancc
with Section 4(c) hereot.
(e) If the Dissemination Agent shall not have filed the Annual Report by the
Annual Report Date, thc Dissemination Agent shall so notiry the Obligatcd Entity, EMMA, thc
Trustee and the Insurer u'ithin fir'e (5) Business Days of the Annual Report Date.
Sf,CTION 5. Continuins Disclosure Certificates. (a) The Obligated Entity shall prepare
a Continuing Disclosurc Ccrtificate in the form attached hercto as Exhibit B in conncction u'ith
the Offering ofthe Bonds and shall deliver the same to the Dissemination Agent for dissemination
to the Participating Undcrwriter, Issucr and Trustcc.
(b) Prior to the dcletion or substitution of any Financial Information and
Operating Data in the Continuing Disclosure Cenificate from the information listed in Exhibit B
hcreto, thc Obligated Entity will obtain an opinion of nationally rccognized disclosurc counscl
(which may also act as outside counsel to the Obligated Entity) addressed to the Issuer, the
Participating Underwritcr, thc Trustcc and the Disscmination Agcnt. to thc effect that said deletion
or substitution is permitted by the Rule and the Financial and Operating Data to be provided will
comply with thc Rulc, as in effect on the date ofthc Offcring olthe Bonds and taking into account
any amendment or interpretation ofthe Rule by the SEC or any adjudication of the Rule by a final
dccision ofa court ofcompctent junsdiction which may have occurrcd subscquent to thc crccution
and delirery of this Continuing Disclosure Agreement. The Dissemination Agent is entitled to
rcly on such opinion without furthcr investigation.
(c) Notwithstanding Section 5(b) hereof, the Obligated Entity shall not be
required to comply with Section 5(b) hereof if such Section shall no longer be deemed to be
required in order for this Continuing Disclosure Agreement to comply with the Rule as a resulr of
the adoption, rendering or delivery of (i) an amendment or interpretation of the Rule by the SEC,
(ii) an adjudication of the Rule by a final decision of a court of competent jurisdiction or (iii) an
opinion ofnationally recognized disclosure counsel (which may also act as outside counsel to the
Obligated Entity). in each case. to that effect.
(d) Any delivery of a Continuing Disclosure Certificate pursuant to Section
5(a) hereofshall not be deemed to be an amendment to this Continuing Disclosure Agreement and
shall not be subject to the provisions of Section 8 hereof.
SECTION 6. Reporting of Listed Events. (a) Pursuant to the provisions ofthis
Section 6, tlie Obli-eated Entity shall direct the Dissemination Agent to provide, in the appropriate
format required by larv or applicable regulation. in a timely manner such that notice to EMMA
can be provided not in excessoften business days after the occurrence of the event, notice of
the occurrence of any of the following events, with respect to the Loan and the Bonds:
(i) principal and interest payment delinquencies;
(ii) non-payment related defaults, if material;
i
(iii) unschcdulcd drarvs on dcbt sen'icc rcscrvcs rcflccting financial ditllcultics:
(il ) unschcdulcd draws on crcdit enhanccrrcnts rcllccting tlnancial ditlcultics:
(v) substitution ofcredit facility providcrs, or thcir failure to pcrform;
(vi) adverse tax opinions. the issuancc by thc Intcmal Revcnuc Service of
proposed or final determinations of taxability, Notices of Proposed lssue
(IRS fomr 5701-TEB) or other material noticcs or determinations with
respect to the tax status of the Loan or Bonds. or other material events
affccting the tax status ofthe Loan or Bonds;
(r'ii) modifications to rights of holdcrs of thc Bonds, if material;
(r'iii) Bond calls, ifmaterial. and tender offcrs:
(ix) dcfcasances;
(x)releasc. substitution. or sale ofany properry securing repayment ofthe Loan
or Bonds, if materiall
(xi) rating changes;
(xii)
(xiii)
bankruptcy, insolvency, receivership or similar events of the Obligated
Entit), (which is considered to occur rvhen any of the follorving occur: the
appointment of a receiver, fiscal agent or similar ol'ficer for the Obligated
Entity in a proceeding under the U.S. Bankruptcy Code or in any other
proceeding under state or federal law in which a court or governmental
authority has assumed jurisdiction over substantially all of the assets or
business of the Obligated Entity, or if such jurisdiction has been assumed
by leaving the existing governing body and officials or officers in
possession but subject to the supen'ision and orders of a court or
govemmental authonty, or the entry of an order confirming a plan of
reorganization, arrangement or liquidation by a court or govemmental
aurhority having supervision or jurisdiction over substantially all of the
assets or business of the Obligated Entity).
the consummation of a merger, consolidation, or acquisition involving the
Obli-eated Entity or the sale of all or substantially all of the assets of the
Obligated Entity, other than in the ordinary course of business. the entry
into a def-rnitive agreement to undenake such an action or the termination
of a definitive agreement relating to any such actions, other than pursuant
to its terms, if material;
(xir') the appointment ofa successor or additional trustee or the change of name
ofthe trustee, if material;
6
(xv) incurrcnce of a financial obligation of the Obligatcd Entity, if matcrial, or
agreement to covenants, events oldefault, remedies, priority rights. or other
similar terms of a financial obligation of the Obligatcd Entity, any of which
aftect holders of the Bonds, if material (for purposes of the foregoing and
paragraph (xvi) bclow, "financial obligation" mcans a (a) debt obligation;
(b) derivative instrument entered into in connection with, or pledged as
sccurity or a sourcc ofpayment for, an cxisting or planned dcbt obligation;
or (c) a guarantee of (a) or (b));
(xvi)delbult. event ol acceleration. ternination event, modification of temls, or
othcr similar evcnts under the tcrms of a financial obligation of the
Obtigated Entity. any of which rellect flnancial difficulties; and
(xvii) in a timely manner. notice offailure to provide annual Financial lnformation
before the datc(s) specified in Scction 4 hereof.
(b) If thc Obligated Entlty instructs the Disscmination Agcnt to providc an Event
Notice pursuant to Section 6(a) hereol, the Dissemination Agent shall, within three (3) Business
Days thcrcafter. file an Er.cnt of Noticc with EMMA, thc Trustee, the Rating Agcncy, thc Issuer
and the Insurer. The Dissemination Agent shall provide the Obligated Entity, the Issuer and the
Trustcc written confirmation that such Evcnt Notice was provided to EMMA in accordancc with
this Section 6(b).
(c) Notwithstanding the fbregoing. whenever the Obligated Entity authorizes a change
in either its Fiscal Year or the accounting principles by which its Audited Financial Statements are
prepared, the Obligated Entity shall provide the Dissemination Agent rvith written notice ofsuch
change and instruct the Dissemination Agent to file a copy of such notice with EMMA, the lssuer,
the Insurer, the Rating A,qency and the Trustee, and the Dissemination Agent shall, within three
(3) Business Days thereafter, file a copy of such notice with EMMA, the Issuer, the Insurer. the
Rating Agency and the Trustee. The Dissemination Agent shall provide the Obligated Entity
written confirmation that such notice was provided to EMMA in accordance with this Section 6(c).
SECTION 7. Additional Information. Nothing in this Continuing Disclosure Agreement
shall be deemed to prevent (i) the Obligated Entity fiom disseminating any information or notice
of the occurrence of any event using the means of dissemination specified in this Continuing
Disclosure Agreement or other means or (ii) the Obligated Entity from including in an Annual
Report any infomration rvhich shall be in addition to the Financial Information, Operating Data
and Audited or Unaudited Financial Statements required by Section 4 hereofto be included in such
Annual Report, provided that this Continuing Disclosure Agreement shalI not be deemed to require
the Obligated Entity to include or update any such additional information in any subsequently
prepared Annual Report.
SECTIO\ ll. .\nrendments: \\'aivers.This Continuing Disclosure A-greement niay be
amended. and any provision hereof may be waived. by the parties hereto if prior to the et'fective
date of any such amendment or waiver, the Obligated Entity delivers to the Dissemination Agent,
the Issuer and the Trustee an opinion ofnationally recognized disclosure counsel (which may also
1
act as outsidc counscl to thc Obligatcd Entity), to thc cfl-ect that the amcndmcnt is permittcd undcr
the Rule and that this Continuing Disclosure Agreement (taking into account such amendment or
waivcr) complies with thc Rulc. as in cfttct on the date of the Offering of Bonds or aficr thc
execution and delivery of this Continuing Disclosure Agreement. taking into account any
amendmcnt or interpretation of the Rule by the SEC or any adjudication of the Rulc by a tinal
decision ofa court of competent j urisdiction which may have occurred subsequent to the execution
and delivcry of this Continuing Disclosure Agrcemcnt. The Disscmination Agent shall notify
EMMA of any such amendment and shall provide EMMA with a copy of any such amendment.
SECTION 9. Assignment. The Obligated Entity may not assign its obligations under this
Continuing Disclosurc Agrcemcnt. The Disscmination A-eent may assign its ri-ehts and
responsibilities hereunder to a third party with the consent ofthe Obligated Entity. u,hich shall not
be unreasonably withheld.
SECTION 10. Comp ensation of the Dissemination Asent.As compcnsation t0 the
Dissemination Agent for its services pursuant to this Clontinuing Disclosure Agreement. the
Obtigatcd Entity agrees to pay all fces and all cxpcnses of the Dissemination Agcnt including,
without limitation. all reasonable expenses, charges, costs and other disbursements in the
administration and performancc of its dutics hcrcunder. and shall to thc cxtent permitted by lau,
indemnify and save the Dissemination Agent and its ofticers, directors. attorneys, agents and
employccs harmless from and against any costs, cxpenses, damages or othcr Iiabilitics (including
attomeys' f'ees) which it (or they) may incur in the exercise of its (or their) powers and duties
hereunder, cxccpt with rcspcct to its (or their) rvilllul misconduct or gross ncgligencc. Nothing
contained herein is intended to be nor shall it be construed as a lvaiver of any immunity fiom or
limrtation of liability that the Obligated Entity may be entitled to pursuant to the Doctrine of
Sovereign Immunity or Section 768.28, Florida Statutes. Notwithstanding anything to the contrary
contained herein, the obligations of the Obligated Entity hereunder shall be limited obligations
payable solely from the sources provided under Section 2.02(a) ofthe Loan Agreement.
SEC'I'lO\{ I l. Concernins the Dissemination A ent and thc Ob ted Entitr'.(a)lisa
The Dissemination Agent is not answerable for the exercise of any discretion or power under this
Continuing Disclosure Agreement or tbr anyhing rvhatever in connection hereuith. except only
its own willful misconduct or gross negligence. The Dissemination Agent shall have no liabrlity
to the Bondholders or any other person with respect to the undertakings described in Section I
hereof except as expressly set forth in this Continuing Disclosure Agreement regarding its own
willful misconduct or gross negligence.
(b) The Dissemination Agent has no responsibility or liability hereunder tbr
determining compliance for any intbrmation submitted hereunder with any law, rule or regulation
or the terms of this agreement. The Dissemination Agent shall have no responsibility for
disseminating information not delivered to it or gil ing notice ofnon-delivery except as specifically
required hereunder.
It
(c) The panies to this Continuing Disclosure Agreemcnt acknowlcdgc and
agree that the Obtigated Entity assumes no obligations hereunder other than those specifically
assumed by the Obtigated Entity herein.
SECTION 12. . This Continuing
Disclosure Agreement shall terminate at such time as the Loan Agreement terminates.
SECTION 13. @[gigjgg. This Continuing Disclosure Agreement shall inure solely to
the benefit ofthe Obligated Entity, the Dissemination Agent, the Trustcc, the Issucr, thc Insurcr,
the Participating Underwriter and the Bondholders. This Continuing Disclosure Agreement shall
not bc dcemcd to inurc to thc bencfit of or grant any nghts to any party othcr than thc partics
specified in the preceding sentence.
SECTION 14. Counterparts. This Continuing Disclosure Agreement may be executed
in several counterparts. each of which shall be an original and all of which shall constitute one and
the same instrument.
SECTION 15. Governine Law. This Continuing Disclosure Agreement shall be govemed
by the laws ofthe State ofFlorida
IN WITNESS WHEREOF, the Obligated Entity and the Dissemination Agent have
caused this Continuing Disclosure Agreement to be executed and delivered as of the date tjrst
written abovc.
CITY OF DANIA BEACH, FLORIDA, as Obligated
Entity
FLORIDA LEAGUE OF CITIES. INC..
as Dissemination Agent
By
Its:
9
Mayor
By:
Its:
1. Definitions. Capitalized tems used but not defined herein shall have the meanings
ascribed thereto in thc Continuing Disclosure Agreement.
3. Compliance with Continui Disclosure Asreement. The Annual R eport is beingns
delivered to the Disscmination Agent herewith not latcr than June 30 following thc end of the
Fiscal Year to which the Annual Report relates. The Annual Repoft contains, or includes by
reference. Financial Information and Opcrating Data of the qpcs identified in the Continuing
Disclosure Certificate most recently delivered to the Dissemination Agent pursuant to Section 5
of the Continuing Disclosure Agrcemcnt. To the extent any such Financial Information or
Operating Data is included in the Annual Report by reference, any document so re1-erred to has
been previously provided to EMMA or filed with the SEC.
Such Financial Information and Operating Data have been prepared on the basis of the
[Audited,'Unaudited] Financial Statements. [Such Audited Financial Statements are included as
part ofthe Annual Report.] [Because the Audited Financial Statements have not been approved by
the Goveming Body as ofthe date hereof, the Unaudited Financial Statements have been included
as part ofthe Annual Report. The Unaudited Financial Statements have been prepared on a basis
substantially consistent with such Audited Financial Statements. The Bororver shall deliver such
Audited Financial Statements to the Dissemination Agent as soon as practicable after they have
been approved by the Coverning Body.]
A-t
EXHIBIT A
Form ofAnnual Report Certilicate
The undersigned duly appointcd and acting Mayor of the City of Dania Beach, Florida a
Florida munrcipality. as Borrower under the Continuing Disclosure Agreement (hereinafter
described) (the "Borrowcr"), hcrcby ccrtifies on behalfofthe Borrower pursuant to the Continuing
Disclosure Agreement dated as of October l, 2024 (the "Continuing Disclosure Agreement")
exccutcd and dclivcrcd by thc Borrower and accepted by Florida League of Cities. Inc., as
Dissemination Agent (the "Dissemination Agent"), as follows:
2. Annual Rcrrort. Accompanying this Annual Rcport Certificate is the Annual Report for
the fiscal Year ended
B1
lN WITNESS WHEREOF, the undersigncd has executcd and dolivered this Annual
Report Certificate to the Dissemination Agent. which has receired such certificate and the Annual
Rcpon. all as ofthe day ofthc day of
City of Dania Beach, Florida, as Borrower
By
Its: Mavor
Acknowlcdgmcnt of Rcccipt:
Florida League of Cities, lnc.
as Dissemination Agcnt
Its
EXHIBIT B
Form of Section 5(a) Continuing Disclosure Certificate
Florida League of Cities. Inc.
301 Bronough Srrcct. Suitc J00
Tallahassee. Florida 32301
The undersigned duly authorized signatory of the City of Dania Beach, Florida (the
"Borrowcr") hereby ccrtifies on behalf of the Borrowcr pursuant to thc Continuing Disclosure
Agreement dated as of October 1.2024 (the "Continuing Disclosure Agreement") executed and
dclivered by the Borower and accepted by Florida League of Citics, Inc., as Disscmination Agent
(the "Dissemination Agent"), as follows:
1. Definitions. Capitalized terms used but not def'rned herein shall have the meanings
ascribed thereto in the Contrnurng Disclosure Agrccmcnt-
2. Pumosc. Thc Boro'*,cr is dclivcring this Continuing Disclosure Certificate to the
Dissemination Agent pursuant to Section 5(a) ofthe Continuing Disclosure Agreement.
(a) Financial Information: City of Dania Beach Non-Ad Valorem Revenue
Anti-Dilution Test
City of Dania Beach Historical Non-Ad Valorem
Revenues
(b) Operating Data: None
4. Annual Report. Until such time as the Borrower delivers a revised Continuin g Disclosure
Certificate and an opinion ofdisclosure counsel to the Dissemination Agent punuant to Section 5
of the Continuing Disclosure Agreement, the Financial Information and Operating Data of the
types identified in paragraph 3 ofthis certificate shall be included in the Annual Reports delivered
by the Dissemination Agent pursuant to Section 4 ofthe Continuing Disclosure Agreement.
B-1
3. Financial. Infbrmation and Operating Data Included in Final Otficial Statement. The
tbllowing typcs of Financial Information and Operating Data wcrc includcd in the Final Official
Statement for the Bonds and are to be included in the Annual Report:
By,
Its:
lN WITNESS WHEREOF, the undcrsigncd has executcd and dclivcrcd this Continuing
Disclosure Certificate to the Dissemination Agent. rvhich has received the same, all as of the
dal of
City of Dania Beach, Florida, as Borrower
By:
lts: Mayor
Acknou'lcdqmcnt of Receipt:
Florida League of Cities, lnc., as
Dissemination Agent
B-2
EXHIBIT C.I
FORNI OF STI}INIAR}'\OTICE OF SALE
ll RESOLI] I ION =]O]]-
SUMMARY NOTICE OF SALE
$_*
FLORIDA NTUNICIPAL LOAN COUNCIL
REFUNDINC AND IMPROVENIENT REVENUE BO\DS. SERIES 2O2,IC
(CITY OF DANIA BE.{CH SERIES)
NOTICE IS HEREBY GIVEN that all-or-none bids u,ill be received by the Florida Municipal Loan Council (the
"lssuer") for the purchasc of S " Florida Municipal Loan Council Refunding and lmprovement Revenue Bonds, Series
2024C (Cit"v ofDania Beach Series) (thc "2024C Bonds').
ln accordance with thc Oflicial Notice ofSale all bids for the 2024C Bonds must be submitted electronically via Parilv
by 10:30 A.M*., Eastem Time on [September 2,1,2024*].
To brd, bidders must be a contracted customer ofthe BiDCOMP,/Parity! competitive bidding system (the "System" or
"Parit], ). Prospectile biddcrs thal do not have a contract with the System should call (212) 849-502 1 to becomc a customer and
to obtain a list ofthe bidding rules and procedurcs. For t'unher information about Pa ty. potential bidders may contact IHS
Markit at .150 Wesr 33rd Street, 5th Floor, Neu, York, NY 1000 I . telephone (212) 849-5021 . The use of Panty shall be at the
bidder's risk and expcnsc. and the Issuer shall have no liability with respect thcrcto. Onlybids submitted through Parity willbe
considered. Thc Issuer reseNes the right to caDcel or postpone the datc and time eshblished for the rcccipt of bids and to
change thc principal amount or amortization ofthe 202.1C Bonds by noticc communicated through Refinitiv TM3 no less than
eighteen ( l8) hours prior to the date and time esmblished for receipt ofbids.
As rvill be described in rhe Official Notico ofSale, the proceeds to bc received by the lssuer fiom thc sale ofthe 2024C
Bonds rvill be used by the Issuer to makc a loan to the City of Dania Bcach, !'lorida (the "Borro*er") pursuant to a loan
agrecmcnt between the lssuer and thc Borrower for the purpose ofproviding funds to ( l) finance thc acquisition. construction,
and equipping ofcertain capital improvements to the stormwater utility s),stem ofthe Borrower, (2) prepay the outstanding
principal amount ofthe Borrower's Capital Improvement Rcvcnue Note. Series 2024 and (3) to pay the costs ofissuancc ofthc
2024C Bonds.
The 202.1C Bonds will be issued in fully registered book-entry-only form through the facilities ofThe Depository Trust
Company, Neu York. Nen York. as the securities depository. Bcneficial interests in the 2024C Bonds may be sold in
dcnominations of 55,000 or integral multiples of 55,000. Settlcmcnt for the 2024C Bonds is expccted to occur on or about
[October l0]. 202.1.
On or abour September u 31, 2024. the Preliminary Otficial Statement and the OfficialNotice ofSale for the 2024C
Bonds may be obtained clcctronically lrom *.rl.-.munios.com. Copics offie Preliminary Official Statement and the Official
Noticc of Salc rclating to the 202'1C tsonds will also bc available upon request from thc Issucr's Financial Advisor. Public
Rcsources Adr isory Group, lnc.. 150 Second Avcnue Norlh, Suite ,100. St. Petcrsburg. Florida 33701. telephone: (.127\ 822-
3339, email: mjohnston(q,,pragadvisors.com, Attention: Mickey Johnston.
FLORIDA MTINICIPAL LOAN COUNCIL
Paul Shamoun
Director. Financial Services
Florida Leaguc ofCitics. Inc., as Administrator tbr the Florida
Municipal Loan Council
Dated: _, 2024
* Preliminary. sublect to change
EXHIBIT C-2
tl RESOLUTION 4]02.1-
FORM OF OFFICIAL NOTICE OF SALE
OFFICIAL NOTICE OF SALE
$_-
FLORIDA .\{UNICIPAL LOAN COUNCIL
REFUNDING AND IMPROVEMENT REVENUE BONDS, SERIES 2024C
(CITY OF DANIA BEACH SERIES)
Notice is given that all-or-none bids will be received by the Florida Municipal Loan
Council (thc "Issuer") for the purchasc of$ * Florida Municipal Loan Council Refunding and
Improvement Revenue Bonds, Series 2024C (City of Dania Beach Series) (the "2024C Bonds").
All bids must be submittcd clcctronically via BiDCOMP/Pantyu by l0:30 A.M.*, Eastem Timc
on [September 24 ,) 2024.* To bid on the 2024C Bonds, bidders must be a contracted customer of
the BiDCOMP/Parityo competitive bidding systcm (the "System" or "Parity"). Prospective
bidders that do not have a contract with the System should call (212) 8.19-5021 to become a
customcr and to obtain a list of the biddrng mlcs and procedures. For fuither information about
Parity, potential bidders may contact IHS Markit at 450 West 33rd Street, 5th Floor, New York,
NY 1 0001 , tclcphone (212) 849-5021. The use of Parity shall be at the bidder's risk and expensc,
and the Issuer shall have no liability with respect thereto. Only bids submitted through Parity will
be considered. To the extent any instructions or directions set forth on Parity conflrct with this
Olficial Notice olSale. the terms ofthis Official Notice ofSale shall control.
BOND DETAILS
The description of the 202,{C Bonds, the purpose thereof and the security therefor, as set
forth in this Official Notice of Sale, is subject in its entirety to the disclosures made in the
Preliminary Official Statement. See "DISCLOSURE INFORMATION" herein.
The 2024C Bonds will be issued as fully registered bonds, and when executed and
delivered, rvill be registered in the name ofCede & Co., as registered owner and nominee for The
Depository Trust Company ("DTC"), New York, New York, which will act as securities depository
for the 202.{C Bonds. Individual purchases of the 2024C Bonds may be made only in book-entry
form in denominations of $5,000 or integral multiples thereof. Purchasers of the 2024C Bonds
(the "Beneficial Owners") will not receive physical delivery ofbond certificates. AslongasCede
& Co. is the registered owner of the 2024C Bonds as nominee for DTC, payments ofprincipal and
interest rvith respect to the 2024C Bonds will be made directly to such registered owner who will
in tum remit such principal and interest payments to DTC participants for subsequent disbursement
to the Beneficial Owners. The Issuerwill not be responsible for payments to Beneficial Owners.
- Preliminary, subject to change
The 2024C Bonds will be dated their date ofdelivery (expected to be [October 10,] 2024)
or such other date as may be communicated by Refinitiv TM3 not less than eighteen (18) hours
prior to the time bids are to be received, and shall bear interest from such date and shall be payable
semiannually commencing on April 1, 2025, and on each October I and April I thereafter until
maturity at the rate or rates specified in such proposals as may be accepted. The proposed schedule
of maturities and amounts are as fbllows:
I\ITIAL MATURITY SCHEDULE FOR THE 2024C BONDS
Maturity
(October l)
10t112025
t01112026
10lt 12027
t0lt 12028
10t1t2029
10t112030
t0nt203t
t0lt 12032
101U2033
101U2034
t0lt 12035
101U2036
101U2037
l0/t/2038
t0lt 12039
10nt2040
t0lU204t
t0lt 12042
101U2043
10fit2044
10nt2015
r0lt 12046
t0lt 12041
r0nt2048
t0nt2049
tllt 12050
t0t11205t
t0t1t2052
l0/ l /2053
1.0t1t2051
Principal
Amount*
Preliminary; subject to change. "TERM BONDS OPTIONS" as described herein.
NOTE: The Issuer reserves the right to modi! the maturity schedule shown above. Any such
modification will be communicated through the Refinitiv TM3 (See, "ADJUSTMENT OF
PRINCIPAL AMOUNTS" below.)
PAYING AGENT AND REGISTRAR
The Paying Agent and Rcgistrar for thc 2024C Bonds will be Thc Bank of Ncrv York
Mellon Trust Company, N.A. (the "Trustee").
ADJUSTMENT OF PRINCIPAL AMOUNTS
The schedule of maturities set forth above (the "Initial Maturity Schedule for the 2024C
Bonds") represents an estimate of thc principal amount and matuntics ofthe 2024C Bonds that
will be sold. The Issuer reserves the right to change the Initial Maturity Schedule for the 2024C
Bonds by announcing any such change not later than 5:00 p.m.. Eastcm time, on the day
immediately preceding the date set for receipt ofbids, through Refinitiv TM3. Ifno such change
is announced, the lnitial Maturity Schedulc for the 2024C Bonds will be deemed thc schedule of
maturities for submission of the bid.
Furthermore, if afier final computation of the bids, the Issuer determines in its sole
discrction that the funds necessary to accomplish the purpose ofthc 2024C Bonds is morc or less
than the proceeds of the sale of all of the 2024C Bonds, the lssuer resen es the right to increase or
decreasc the principal amount, by no more than l5% ofthe principal amount ofthe 2024C Bonds
(to be rounded to the nearest $5,000) or by such other amount as approved by the winning bidder:
provided, that thc aggregate principal amount ofthe 2024C Bonds may not exceed $35,000,000.
In the event of any such adjustment, no rcbidding or recalculation of the bids submitted
will be required or permitted; and the 2024C Bonds ofeach maturity, as adjusted, will bear interest
at the same rate and must have the same initial reoffering yield as specified immediately after
award ol the 2024C Bonds of that maturity, the Underwriter's Discount on the 202'lC Bonds as
submitted by the successful bidder shall be held constant. The "Underwnter's Discount" shall be
detlned as the difference between the purchase price ofthe 2024C Bonds submitted by the bidder
and the pnce at which the 2024C Bonds u''ill be issued to the public, calculated from information
provided by the bidder, divided by the par amount of the 202.1C Bonds bid. However, the award
will be made to the bidder whose bid produces the lowest True Interest Cost rate ("TlC"),
calculated as specified herein, solely on the basis ofthe 202.lC Bonds off'ered. without taking into
account any adjustment in the amount of 2024C Bonds pursuant to this paragraph.
REDEMPTION PROVISIONS
-3-
The 202,1C Bonds maturing on or before October l, 2034 are not subject to optional
redemption prior to their maturities. The 2024C Bonds maturing after October l. 2034 are subject
to redemption at the option ofthe Issuer on or after October l, 2034, as a whole or in parl at any
time, in any manner detemined by the Trustee in its discretion taking into consideration the
maturity ofthe loan (as described in "Authority and Purpose" herein) being prepaid by the City of
Dania Beach. Florida (the "Borrower") at a redemption price equal to the principal amormt ofthe
202zlC Bonds to be redeemed, plus accrued interest to the redemption date.
TT]RNI BONDS OPTIONS
Any bidder may, at its option, spccily that the maturitics of thc 202.1C Bonds matunng
after October I, 2014 u,ill consist of term bonds u'hich are subject to mandatory sinking fund
rcdemption in consecutivc years immcdiately prcccding thc maturity thercoflcach a "Tcrm Bond")
as designated in the bid ofsuch bidder. In the e\ent that the bid ofthe successful bidder specif-res
that a permittcd maturity of the 2024C Bonds will bc a Term Bond. such Tcmr Bond rvill bc subjc'ct
to mandatory sinking fund redemption on October l. in each applicable year. in the principal
amount for such year as set forth hcreinbeforc under thc hcading " lN ITIAL MATURITY
SCHEDULE FOR THE 2024C Bonds" at a redemption price equal to the principal amount thereof
k) be redccmcd together with accrucd interest thcrcon to the rcdcmption datc, without premium.
,\ T''I'H ORIT\"\ \ D PURPOST-
The 2024C Bonds are being issued under thc authority ofthc Constitution of thc Statc of
Florida. Chapter 163, Florida Statutes, Chapter 166, Florida Statutes, and other applicable
provisions of lau' (collcctively. thc "Act"). an authorizing rcsolution adopted by thc lssuer on
August 16. 2024 (he "Resolution"). and the Tntst Indenture dated as of [ ,] 202'{, between the
Issuer and thc Trustcc (thc "lndenturc").
Thc proceeds to bc received by thc Issucr from thc salc ofthe 2024C Bonds will be uscd
by the Issuer to make a loan (the "Loan") to the Borrower pursuant to a loan agreement' dated as
ol [ ,l 2024, betwccn thc Issuer and the Borrower (the ''Loan Agreemcnt") for thc purpose of
providing lunds to (l) finance the acquisition, construction, and equipping of certain capital
improvements to the stormwater utility system of the Borrower. (2) prepay the outstanding
principal amount of the Borrower's Capital lmprorement Revenue Note. Series 202'1 and (l) to
pay the costs of issuance of the 2024C Bonds.
SEC TIR ITY
Payments made by the Borrower to the Issuer in repayment of the Loan (the "Loan
Repayments") are rncluded in the trust estate granted by the Issuer to the Trustee pursuant to the
Indenture.
THE 2024C BONDS ARE NOT A GENERAL DEBT. LIABILITY OR OBLIGATION
OF THE ISSUER, BUT ARE LIMITED OBLIGATIONS OF THE ISSUER, PAYABLE
SOLELY FROM (D THE PAYMENTS TO BE MADE BY THE BORROWER PURSUANT TO
THE LOAN AGREEMENT. (II) ALL AMOUNTS IN CERTAIN FUNDS AND ACCOUNTS
CREATED PURSUANT TO THE INDENTURE. AND (III) ALL REVENUES. ANY AND ALL
OTHER PROPERTY. RIGHTS AND INTEREST OF EVERY KIND AND NATURE FROM
TIME TO TIME HEREAFTER BY DELIVERY OR BY WRITING OF ANY KIND
SUBJECTED TO THE INDENTURE, AS AND FOR ADDITIONAL SECURITY FOR THE
202.1C BONDS. BY TTIE ISSUER OR BY ANY OTHER PERSON ON ITS BEHALF OR WITII
ITS WRITTEN CONSENT. AS MORE FULLY DESCRIBED IN THE PRELIMINARY
OFFICIAL STATEMENT. See "SECURITY AND SOURCES OF PAYMENT The Covenant
to Budget and Appropriate" therein. The obligation of the Borrower pursuant to the Loan
-4-
Agrccment is not a gencral debt, liability or obligation ofthe Borrower, but is a limited obligation
ofthe Borro*'er payable from the sources described herein. The 202.1C Bonds and the Loan are
not a dcbt, liability or obligation of thc State of Florida or any political subdivision or entity thcreof
other than the Issuer and the Borrower. respectively.
Proceeds to be received by the Issuer liom the sale of the 2024C Bonds rvill be loaned by
the lssucr to thc Borrowcr pursuant to thc Loan Agrc'r'mcnr. The Loan Agreement providcs that
the Borrower will appropriate in its annual budget and pay when due amounts ofNon-Ad Valorem
Rcvcnues (as dcfincd hcrcin) sufficicnt to make rhe principal. prcmium, ifany. and interest on the
Loan (the "Basic Payments"). The aggregate principal, premium. if any, and interest payments
includcd in thc Basic Paymcnts schcduled to bc madc by the Borrowcr cqual the schcdutcd debt
sen ice on the 2024C Bonds.
Pursuant to the Indenture, the Issuer has granted to the Trustee as part ofthe trust estate all
of thc lssuer's right, title and intercst (with ccrtain exccptions spccified thcrein) in and to thc Loan
Agreement. including the Issuer's right to receive Loan Repayments. as the source ofpayment of
and sccurity for the 2024C Bonds.
}IU \.. I CIPAL BOND I NSUR{\.'(] f,
The purchase of municipal bond insurance, if available, will be at the option and expense
ofthe bidder. The successful bidder will be responsible fbr the payment ofall costs associated with
any such insurance, including the premium charged by rhe insurer. The bidder understands, by
submission of its bid, that the bidder is solely responsible fbr the selection of any insurer and fbr
all negotiations with the insurer as to the premium to be paid. Ifall or a portion ofthe 2024C Bonds
are awarded on an insured basis, ret'erence to the insurance policy will appear on the 202;tC Bonds
and in the Official Statement; however, the provisions of the financing documents will not be
altered nor will the Issuer or Borrower consent to make additional representations, undertakincs
or g,arranties.
In addition, if the successful bidder is arranging for bond insurance lor all or a portion of
the 2024C Bonds. it also shall provide the amount ofthe premium to be paid and cenification that
the present value of the premium is less than the present value of the interest reasonably expected
to be saved as a result of the insurance and that the premium does not exceed a reasonable arms-
length charge ibr the transfer of credit risk accomplished through the bond insurance. Insured
ratings with the use of bond insurance, if required, are to be applied for by the successfut bidder,
and costs incurred for such ratings must be paid at the successful bidder's expense.
T]}IDERLYING R,{TINGS
S&P Global Ratings has assigned an underlying municipal bond rating of" " ( outlook)
to the 2024C Bonds. The rating report ofsuch agency will be made available elecrronically upon
-5-
"Non-Ad Valorem Revenues" means all revenues of the Borrower other than revenues
qeneratcd from ad valorcm taxation on real or personal property, and which arc lcgally availablc
to nake the Loan Repayments.
request to the Issucr's Financial Advisor, Public Resourccs Advisory Group, Inc., 150 Sccond
Arenue North. Suite 400. St. Petersburg. Florida 33701. (727) 822-3339,
mj ohnston(a- praeadvisors. corn. Attention: Mickc I Johnston (thc "Financial Adr isor")
TERMS OF BID AND BASIS OF AWARD
Proposals must be unconditronal and for the purchase of all of the 2024C Bonds. The
aggregate purchase price, inclusive of original issue discount ("OID'). original issue premium
("OlP") and underwriter's discount may not be lcss than 98%o ofthe principal amount ofthc 2024C
Bonds.
The 2024C Bonds shall bear inlerest expressed in multiples of one-eighth (1/8) or one-
twentrcth ( 1/20) of one ( I ) pcr centum. The usc of split or supplemental intercst coupons will not
be considered and a zero rate or blank rate will not be permined. All 2024C Bonds maturing on
the same date shall bear tho same rate of interest.
The 2024C Bonds rvill be awarded to thc bidder offcrlng to purchase thc 2024C Bonds at
the lowest annual interest cost computed on a TIC basis. The annual TIC *'ill be determined by
doubling thc scmi-annual intcrest rate nccassary to discount the semi-annual debt scrvicc payments
on the 202.+C Bonds back to the Net Bond Proceeds (defined as the par amount of the 2024C
Bonds. plus any OIP, less any OID and underwritcrs' discount on the 2024C Bonds, calculated on
a 360-day year to the Closing Date, as deltned below). The TIC must be calculated to tbur (4)
decimal places. If more than one bid offcrs thc samc lowest TlC, the successful bid will bc sclected
by lot tiom among all such bids. NO BID SHALL BE ACCEPTED WITH A TIC GREATER
THAN 6.00%.
THE ISSUER R-ESERVES THE RIGHT TO REJECT ALL BIDS OR ANY BID NOT
CONFORMING TO THIS OFFICIAL NOTICE OF SALE. THE TSSUER ALSO RESERVES
THE RIGHT TO WAIVE. IF PERMITTED BY LAW, ANY IRRECULARITY OR
INFORMALITY IN ANY PROPOSAL. THE ISSUER SHALL NOT RIJECT ANY
CONFORMING BID. LINLESS ALL CONFORMING BIDS ARE REJECTED.
G0OD FAITH DEPOSIT
If the Issuer selects a uinning bid, then the successful bidder must submit a "Good Faith
Deposit" (the "Deposit") to the Issuer in the lbrm of a wire transfer in the amount of [$-] not
later than 5:00 p.m., Eastem time on the day of the sale. The Deposit of the successful bidder will
be collected and the proceeds thereof retained by the Issuer to be applied as partial payment fbr
the 2024C Bonds and no interest will be allowed or paid upon the amount thereof. but in the event
the successful bidder shall tail to comply with the terms of the bid, the proceeds thereof will be
retained as and for full liquidated damages.
STANDAR-D FILINGS, CHARGES AND CLOSING DOCUMENTS
The winning bidder will be required to make the standard filings and maintain the
appropriate records routinely required pursuant to MSRB Rules G-8, G-l I and G-36. The winning
-6-
bidder will be requircd to pay thc standard MSRB chargc fbr the 2024C Bonds purchased. [n
addition. those u,ho are members of SIFMA will be required to pay SIFMA's standard charge per
bond. Thc winning bidder will also be required to execute ccrtain closing documents rcquired by
Flonda law or required by Bond Counsel (as defined below) in connection with the delivery of its
tax opinion. See "DISCLOSURE; AMENDMENTS TO NOTICE OF SALE; NOTIFICATION
OBLIGATIONS OF PURCHASER" herein.
CUSIP NUMBERS
The lssuer will assume no obligation for the assignment of CUSIP numbers to the 2024C
Bonds or for thc correctness of any such numbers printed thereon, but the lssuer will permit such
printing to be done at the expense ofthe purchaser, provided that such printing does not result in
any dclay ofthe datc of delivery of thc2024C Bonds. The Issuer's Financial Adl'isor will rcquest
the assignment of CUSIP numbers pnor to the sale ofthe 2024C Bonds.
DELIVERY OF THE 2024C BONDS
The Issuer will pay the cost of preparing the 2024C Bonds. The successful bidder is
rcsponsible for DTC eligibility and rclated DTC costs. Delivery ofand payment for the 2024C
Bonds w'ill be via DTC Fast on or about [October 101,2024 (the "Closing Date") in New York,
Nerv York, or such othcr time and place mutually acceptable to thc successful bidder and the lssuer.
Payment ofthe full purchase price, less the Deposit, shall be made to the Issuer not later than l2:00
P.M., Eastcm time on the Closing Date, in Federal Rcsene Funds of thc United States of Amcric:r,
without cost to the lssuer.
The legal opinion of Bryant Miller Olive P.A. ("Bond Counsel") rvill be fumished without
charge to the successful bidder at the time of delivery of the 2024C Bonds. For a further discussion
ofthe content ofthat opinion and the proposed lbrm ofthe approving opinion, see the Preliminary
Official Statement for the 2024C Bonds.
The legal opinion of Nabors, Giblin & Nickerson, P.A., Disclosure Counsel, with respect
to certain matters conceming the final Ofhcial Statement will be fumrshed without charge to the
successful bidder at the time ofdeliverv ofthe 2024C Bonds.
There u,ill also be fumished at the time of delivery of the 2024C Bonds, a certificate or
ceftificates ofthe Issuer (which may be included in a consolidated closing certificate) relating to
the accuracy and completeness of the Official Statement; and stating, among other things, that
there is no litigation or administrative action or proceeding pending or, to the knowledge of the
Issuer. threatened, at the time ofdelivery of the 202,1C Bonds. (a) to restrain or enjoin or seeking
to restrain or enjoin the issuance and delivery ofthe 2024C Bonds or (b) affecting the validity of
the 2024C Bonds, and that the Preliminary Olficial Statement has been deemed by the Issuer to be
a "final official statement" for purposes ofSEC Rule l5c2-12(bX3) and (4).
The successful bidder will be responsible for the clearance or exemplion with respect to
the status of the 2024C Bonds for sale under the securities or "BIue Sky" laws of the several states
and the preparation ofany suweys or memoranda in connection with such sale.
-7-
ESTABI,ISH}I[NT OF ISSUE PRICE
The winning bidder shall assist the Issuer in establishing the issue price olthe 2024C Bonds
and shall cxecute and dcliver to thc lssucr on or prior to the closing date for thc 2024C Bonds an
"issue price" or similar certificate setting forth the reasonably expected initial otterin-s prices to
the public or the actual sales pricc or prices of thc 202,1C Bonds, together rvith thc supponing
pricing wires or equivalent communications, substantially in the applicable form attached hereto
as Exhibit A-2, with such modifications as may bc appropriatc or ncccssary. in the reasonablc
judgment ofthe winning bidder, the Issuer and Bond Counsel.
(l) the Issuer has disseminated this Official Notice of Sale to potential
underwritcrs in a manner that is rcasonably dcsigned to rcach potential undcnvriters;
(3) the Issuer may rcceivc bids from at lcast three underwritcrs ol municipal
bonds who have established industry reputations for underwriting new issuances of
municipal bonds: and
(4) the Issuer anticipates awarding the sale ofthe 2024C Bonds to the bidder
who submits a firm ofl'er to purchase the 2024C Bonds at the lowest true interest cost, as
set forth in this Official Notice of Sale.
Any bid submitted pursuant to this Official Notice ofSale shall be considered a firm olfer
fbr the purchase of the 2024C Bonds, as specified in the bid. BY SUBMITTINC A BID l-OR
THE2O24C BONDS, A BIDDER REPRESENTS AND WARRANTS TO THE ISSUER TTIAT
THE BIDDER HAS AN ESTABLISHED INDUSTRY REPUTATION FOR UNDERWRITING
NEW ISSUANCES OF MLTNICIPAL BONDS SUCH AS THE 2024C BONDS AND SUCH
BIDDER'S BID IS SUBMITTED FOR AND ON BEHALF OF SUCH BIDDER BY AN
OFFICER OR AGENT WHO IS DULY AUTHORIZED TO BIND THE BIDDER TO A LEGAL,
VALID AND ENFORCEABLE CONTRACT FOR THE PURCHASE OF THE 2024C BONDS.
Once the bids are communicated electronically via the Panty System to the Issuer. each bid will
constitute an irrevocable oft'er to purchase the 2024C Bonds on the terms herein and therein
provrded.
In the event that the competitive sale requirements are not satisfied. the [ssuer shall so
advise the winning bidder. In such case, the Issuer shall treat the tirst price at which l0% ofa
maturity of the 202,tC Bonds is sold to the public (the "10% test") as the issue pnce of that
maturity. applied on a marurity-by-maturit-v basis. The winning bidder shall advise the Issuer if
any maturity ofthe 2024C Bonds satisfies the 109/n test as ofthe date and time olthe au'ard ofthe
2024C Bonds. The Issuer will not require bidders to comply with the "hold-the-ot1'ering-price
-tt-
The Issuer intends that the provisions of Treasury Regulation Section 1.148-l(t)(-3Xi)
ldcfining "compctitivc sale" for purposcs ofcstablishing the issuc pricc ofthc 2024C Bonds) will
apply to the initial sale ofthe 2024C Bonds ("competitive sale requirements")because:
(2) all bidders shall have an cqual opportunity to bid;
rulc" set fodh in Treasury Rcgulation Section 1.148- 1(1)(2)(iD and thcrefore does not intend to use
the initial offering price to the public as ofthe sale date ofany maturity ofthe 202.1C Bonds as the
issuc price of that maturity. Bids will not be subjcct to cancellation in thc cvent that thc
competiti\e sale requirements are not satistled.Bidders should prepare their bids on the
assumDtion that all of the maturitics of the 2024C Bonds will be subi ect to the l0oZ tcst in order to
establish the issue price ofthe 2024C BorIdS
If the competitive sale requirements are not satisfied, then until the l0% test has been
satisfied as to cach maturity of the 2024C Bonds, the winning bidder agrccs to promptly report to
the Issuer the prices at which the unsold 2024C Bonds of each matunty have been sold to the
public. That reporting obligation shall continue, whcthcr or not the closing date for the 2024C
Bonds has occurred, until the l0% test has been satisfied for each maturity or until all 2024C
Bonds ofthat matunty havc been sold.
By submitting a bid and if the competitive salc rcquirements are not met, each biddcr
contlrms that: (i) any agreement among underwriters, any selling group agreement and each retail
distribution agreement (to which the biddcr is a party) relating to the initial salc of the 2024C
Bonds to the public, together with the related pricing wires, contains or will contain language
obligating each undcrwriter, each dealer who is a member ofthc selling group, and each broker-
dealer that is a party to such retail distribution agreement, as applicable, to report the prices at
which it sells to the public thc unsold 202.{C Bonds ofeach maturity allotted to it until it is notified
by the winning bidder that either the 10% test has been satisfied as to the 2024C Bonds ol that
maturity or all2024C Bonds of that maturity har.'e been sold to thc public. if and for so long as
directed by the winning bidder and as set fbrth in the related pricing wires, and (ii) any agreement
among underwriters relating to the initial sale ofthe 2024C Bonds to the public, together with the
related pricing wires- contains or lvill contain language obligating each underwriter that is a party
to a retail distribution a-qreement to be employed in connection with the initial sale ofthe 2024C
Bonds to the public to require each broker-dealer that is a party to such retail distribution agreement
to report the prices at which it sells to the public the unsold 2024C Bonds ofeach maturity allotted
to it until it is notified by the winning bidder or such underwriter that either the 10o/o test has been
satisfied as to the 2024C Bonds of that maturity or all 2024C Bonds of that maturity have been
sold to the public. if and for so long as directed by the winning bidder or such underwriter and as
sel lonh in the related pricing wires.
Sales of any 2024C Bonds to any person that is a related party to an underwriter shall not
constitute sales to the public fbr purposes of this Official Notice of Sale. Further. for purposes of
this Official Notice ol Sale:
(i) "public" means any person other than an underwriter or a related party,
(ii) "underwriter" means (A) any person that agrees pursuant to a written
contract (i.e. this Official Notice of Sale) with the Issuer (or with the lead underwriter to
form an underwriting syndicate) to participate in the initial sale ofthe 2024C1 Bonds to the
public and (B) any person that agrees pursuant to a written contract directly or indirectly
with a person described in clause (A) to parlicipate in the initial sale ofthe 2024C Bonds
9-
to thc public (including a mcmbcr of a sclling group or a party to a rctail distributron
agreerlent participating in the initial sale of the 2024C Bonds to the public).
(iii) a purchaser ofany ofthe 2024C Bonds is a "related party" to an undenvriter
if thc underwriter and thc purchaser arc subjcct. directly or indircctly. to (i) at least 509ir
common ownership of the voting power or the total value oftheir stock, ifboth entities are
corporations (including dircct ownership by one corporation of another), (ii) morc than
50'% common ownership of their capital interests or profits interests, if both entities are
partncrships (including direct ownership by one pannership of anoher). or (iii) more than
50%o conlmon ownership of the value of the outstanding stock of the corporation or the
capital interests or profit interests of thc panncrship. as applicablc. if one entrty is a
corporation and the other entity is a pannership (including direct ownership of the
applicablc stock or intcrcsts by one entity ofthc othcr), and
(iv) "sale datc" means the date that thc 2024C Bonds are awarded by thc Issuer
to the winning bidder.
DISCLOSURE: AIIENDIIENTS TO NOTICE OF SALET
NOTIFICATION OBLIGATIONS OF PURCHASER
This Official Noticc of Sale is not intendcd as a disclosurc document and biddcrs arc
required to obtain and carefirlly review the Preliminary Otlicial Statement before submitting a bid.
This Oltlcial Notice of Sale may be amended fiom time to time afier its initial publicatron
by publication of amendments thereto not less than eighteen (18) hours pnor to the bid date and
time by Refinitiv TM3. Each bidder will be charged with the responsibility of obtaining any such
amendments and complying wrth the terms thereof.
Prior to delivery ofthe 2024C Bonds to the successful bidder. the successful bidder shall
file with the Issuer a statement as described in Section 21 8.38( I )(c)2, Florida Statutes, containing
the underwriting spread (including management fee. ifany), and the amount ofany fee. bonus or
gratuity paid in connection with the 202-1C Bonds to any person not regularly employed by the
successful bidder. This statement shall be filed with the Issuer even if no such management f'ee or
underwriting spread has been charged by the successtirl bidder or no such t'ee, bonus or gratuiry
has been paid by the successful bidder, and such filing shall be a condition precedent to the delivery
ofthe 2024C Bonds by the Issuer to the successful bidder.
The successtul bidder. by submitting its bid, agrees to furnish to the Issuer and Bond
Counsel a certificate veritying information as to lhe bona fide initial offerin-s prices or yields of
the 2024C Bonds to the public and sales ofthe 202.1C Bonds appropriate fbr determination ofthe
issue price of', and the yield on. the 2024f1 Bonds under the Internal Rerenue Code of 1986, as
amended, in the form attached hereto as Erhibit A-2, and such other documentation as and at the
time requested by Bond Counsel.
The successful bidder shall also verifi its winning bid in wnting to the [ssuer by executing
a pnnted copy of its winning bid as reported on Parity.
-10-
The winning bidder is required to provide a Truth in Bonding Statement pursuant to Sectron
218.385, Florida Statutes, and to disclose the payment of any "findcr's f'cc" pursuant to Section
218.386, Florida Statutes, prior to the award of the 202,1C Bonds, as set forth in Exhibit A-1 to
this Official Notice of Sale.
OFFICIAL STATEMENT
The Issuer shall fumish at its expense within sevcn (7) busincss days after the 2024C Bonds
have been awarded to the successful bidder, or at least tlve (5) business days before the Closing
Date. rvhichever is earlier, a reasonable numbcr of copics of thc final Official Statement. which,
in the judgment of the Financial Advisor will permit the successful bidder to comply with
applicable SEC and MSRB rules. The successful bidder may arrangc for additional copics ofthc
final Official Statement at its expense.
CONTINUING DISCLOSUR.E
In compliance with Securities and Exchange Commission Rule 1 5c2- 12 under the
Securitics Exchangc Act of 1934, as amended (17 CFR Part 240, 240.15c2-12) (the "Rule"), the
lssuer and the Borrower have each entered into a covenant (a "Continuing Disclosure Agreement")
that constitutes the written undertaking for the benefit of the holders of the Bonds required by
Section (b)(5)(i) of the Rule. The forms of the Continuing Disclosure Agreements for the
Borrower and the Issuer are containcd in Appendices A and B of the Preliminary Official
Statement.
As noted elsewhere in the Preliminary Of-flcial Statement, the 2024C Bonds constitute the
thirty-second series ofbonds issued by the Issuer. The Issuer's pnor bond issues funded loans to
various borrowers (the "Prior Borrowers"), in a fashion similar to that described herein with respect
to the 2024C Bonds. In connection with its prior bond issues, the Issuer and each of the Pnor
Borrowers entered into continuing disclosure agreements (the "Prior Undertakings") pursuant to
the Rule. Pursuant to the Prior Undertakings. the Issuer and each Prior Borrower agreed to provide
certain annual financial infbrmation on or before certain specified dates after the end ofeach fiscal
year olthe Issuer and the respective Prior Borrowers.
DISCLOSURE INFORN'IATION
Copres of the Preliminary Oflicial Statement "deemed final" (except for permitted
omissions) by the Issuer in accordance with SEC Rule l5c2-12 must be obtained from the
Financial Advisor, Public Resources Advisory Group, Inc., 150 Second Avenue North, Suite 400,
St. Petersburg, Florida 33701, (.727) 822-3339, before a bid is submitted. The Issuer's Preliminary
Official Statement and Official Notice of Sale are also available for viewing in electronic format
at http:,/r'www.munios.com.
-l l-
FLORIDA MUNICIPAL LOAN
COUNCIL
B,v ,'s/ Paul Shamoun
Director, Financial Services
Florida League of Cities, lnc., as
Administrator lbr the Florida Municipal
Loan Council
-).2-
EXHIBIT A-I
TRUTH-IN-BONDING AND DISCLOSURE STATENIENT
In compliance with Scction 2l 8.385, Florida Statutes, as amcndcd, thc undersigned bidder
submits the following Truth-In-Bonding Statement with respect to the Florida Municipal Loan
Council, Series 2024C (City of Dania Beach Series) (thc "Bonds") (NOTE: For information
purposes only and not a part ofthe bid):
The Florida Municipal Loan Council (the "Issuer") is proposing to issue $[ ]. of
the Bonds forthc purpose of making a loan (the "Loan") to thc City of Dania Beach.
Florida (the "Borrower" pursuant to the Loan Agreement, dated as of [ ,] 2024
(the "Loan Agrccmcnt"). between the lssuer and the Borror'r,'cr to providc funds to
llnance the acquisition, construction. and equipping of certain capital
improvcmcnts within the Borrower. The Bonds arc expcctcd to bc rcpaid ovcr a
period of approximately years. At a true interest rate of_ 7o, total interest
paid ovcr thc lifc of the Bonds rvill be $_.
The source of rcpalmcnt or security for the Bonds are the payments to be madc by
the Borrower pursuant to the Loan Agreement and all amounts in certain funds and
accounts created pursuant to thc Trust Indenture, dated as of [ ,] 2024, betwccn
the lssuer and Bank of New York Mellon, N.A. The Loan Agreement provides that
the Borower will appropriatc in its annual budget and pay when due amounts of
Non-Ad Valorem Revenues (as defined herein) sufficient to make the principal of.
premium, if any. and interest on the Loan (the "Basic Payments"). The aggregate
principal, premium, if any, and interest payments included in the Basic Payments
scheduled to be made by the Borrower equal the scheduled debt service on the
Bonds. "Non-Ad Valorem Revenues" means all revenues of the Borrower other
than revenues generated from ad valorem taxation on real or personal property, and
which are legally available to make the Loan Repayr.rents. Authorizing the Bonds
r.vill result in approximately S[ ](representing the average annual debt sen'ice with
respect to the Bonds) of Non-Ad Valorem Revenues of the Borrower not being
available for other services or purposes of the Borrower each year lor
approximately [ ] years.
In compliance with Section 218.386, Florida Statutes, the undersigned, on behalfofitself
and all other members of the undenvriting group, if any, hereby certifies that neither it nor any
member of the underwritrng group have pard any "finder's fees" as defined in Section 2t8.386,
Florida Statutes, or any bonus, fee or gratuity in connection with the sale of the Bonds, except as
provided below:
Bidder's Name
' Preliminary. subject to change
A-2-1
By:
TitIC
Date
EXHIBIT A-2
CERTIFICATE WITH RESPECT TO ''ISSUE PRICE''
Thc undcrsigncd. on bchalf of "). hereby represents and
warrants that it has an established industry reputation for underwriting new issuances ofmunicipal
bonds and ccrtifics as sct forth bclorv with rcspect to the sale ofthe above-captioned obligatrons
(the "Bonds").
[Alternate I - Competitive Safe Harhor MetJ
Reasonably Erpecte-d hritial Offering Price (a) As ofthe Sale Date, the reasonably
expected initial offcnng prices ofthe Bonds to the Public by arc thc priccs listcd in
Schedule A (the "Expected Offering Prices"). The Expected Oliering Prices are the prices fbr the
Maturities of the Bonds used bv in formulating its bid to purchase the Bonds
Attached as Schedule B are true and correct copies ofthe bid provided by to purchase
the Bonds and the pricing wire or equivalent communication fbr the Bonds
was not given the opportunity to review other bids prior to submitting
its bid
(c) The bid submitted by constituted a firm offer to purchase the Bonds.l
[Alternate 2 - Competitive Sale Requirements Not Met - General Rule to Appl,,-J
Sale ofthe Bonds. As ofthe date ofthis ceftitlcate , for each Maturity of the Bonds,
the first price at which at least l0% of such Maturity of the Bonds was sold to the Public is the
respective price listed in Schedule A. Each maturity of the Bonds of which at least l0o/0 of such
maturity has not yet been sold to the public (the "Unsold Bonds") is also identified in Schedule A.
Attached as Schedule B are true and correct copies of the bid provided by to purchase
has andthe Bonds. and the pricine rvire or equivalent communication for the Bonds.
will comply with the requirements set fofth under the heading "Establishment of Issue Price
Clertificate" in the Official Notice ofSale for the Bonds, including reporting on the sale prices of
the Unsold Bonds after the date hereofas provrded therein.l
(b) Maturity means Bonds with the same credit and payment terms. Bonds with
different maturity dates. or Bonds with the same maturity date but different stated interest rates,
are treated as separate Maturities.
(c) Public means any person (including an individual, trust, estate, partnership,
association, company, or corporation) other than an Underwriter or a related party to an
Undenvriter. The term "related party" fbr purposes ofthis certificate generally means any two or
more persons who have greater than 50 percent common ownership, directly or indirectly.
Il
(b )
tl
A-2-l
2. Def,rned Tems. (a) lssuer means the Florida Municipal Loan Council.
(d) Sale Date means the first day on whrch there is a binding contract in writing fbr the
sale ofa Maturity ofthe Bonds. The Sale Date ofthe Bonds is [September 24], 2024.
(e) Undentriter means (i) any person that agrees pursuant to a written contract with
the Issucr (or with the lead underwriter to form an underwriting syndicate) to participate in the
initial sale ofthe Bonds to the Public, and (ii) any person that agrees pursuant to a uritten contract
dircctly or indirectly with a person described in clausc (i) of this paragraph to participatc in thc
initial sale of the Bonds to the Public (including a member of a selling group or a party to a retail
distribution agreement participating in thc initial sale ofthe Bonds to the Public).
The representations sct forth in this ccrtificate are limited to factual matters only. Nothing
in this certificate represents _'s interpretation of any laws, including specifically
Secrions 103 and 148 of the Intemal Revenuc Codc of 1986, as amended, and the Treasury
Regulations thereunder. The undersigned understands that the tbregoing information will be relied
upon by the Issuer with respect to ceftain of the reprcscntations set forth in the Certificate as to
Arbitrage and Cerlain Other Tax Matters relating to the Bonds and r.vith respect to compliance with
the federal income tax rules affectrng thc Bonds, and by Bryant Miller Olive P.A. in connection
with rendering its opinion that the inlerest on the Bonds is excluded from gross income for f'ederal
income tax purposes, the preparation of thc Intcmal Revenue Service Form 8038-G, and othcr
federal income tax adrice that it may give to the Issuer from time to time relating to the Bonds.
By
[Name]
Dated:2024
A-2-2
SCHEDULE 1
EXPECTED OFFERING PRICES
OR
PRICES OF SOLD AND UNSOLD BONDS
Sch- I
SCHEDULE 2
COPY OF UNDERWRITER'S BID AND PRICING WIRE
Sch-2
EXHIBIT D
FORM OF PRELIMINARY OFFICIAL STATEMENT
NGN Draft No.4 8/1/24
991.17
NEW ISSUE _ BOOK.ENTRY ONLY RATINGS: See "Ratings" herein.
In the opinion of bond counsel, assuming compliance by the Issuer and the Borrower 'trith certain
corenants, under existing stdhttes, regulations and judicial decisions, the interest on the Bonds will be excluded
from gross income lor federul income tax purposes of the holders thereof and will not be dn item of tax preference
for purposes of the federal dhemative tuinim m tax,- hohever, i terest on the Bonds may be included in the
"adjusted financial statement income" ol certai "applicable corporations" that dre subject to the l5-percent
altematiye minimutu trLx under section 55 ofthe Intemal Revenue Code of'1986, as amended. See "T.A-Y MATTERS"
hereinfor a descriptioh ofother tLLy consequences to holders ofthe Bonds.
$
FLORIDA MUNICIPAL LOAN COUNCIL
REFUNDING AND IMPROVEMENT RE\'ENUE BONDS, SERIES 2024C
(City of Dania Beach Series)
Dated: Date of Delivery Due: October l, as shown on the inside cover
The Florida Municipal Loan Council's S_* Refunding and lmprovement
Revenue Bonds, Series 2024C (City of Dania Bcach Series) (the "Bonds") are being issued by
the Florida Municipal Loan CoLrncil (the "Issuer"). The Issuer is a separate legal entity created
pursuant to an Interlocal Agreement entcrcd into initially by and among the City of Stuart, the
City of Deland and the City of Rockledge, each of which is a Florida municipality.
The Bonds are being issued as fully registered bonds and, when issued, rvill be registered
in thc name of Cede & Co., as nominee of Thc Dcpository Trust Company, New York, New
York ("DTC"). DTC rvill act as securities depository lbr the Bonds- Purchases of beneficial
interests in the Bonds will be made in book-entry form only, in the denomination of $5,000 or
any integral multiple thereof. Purchasers of beneficial interests in the Bonds lvill not receive
ceftificates representing their interests in the Bonds so purchased. So long as Cede & Co. is the
registered owner of the Bonds, references herein to the registered owners shall mean Cede &
Co., and shall not mean the Beneficial Owners (as defined herein) of the Bonds. See "THE
BONDS -- Book-Entry Only System" herein for fuither infomation.
lnterest on the Bonds is payable semiannually on each April I and October l,
commencing April l, 2025. The principal of, premrum, if any, and interest on the Bonds will be
paid through The Bank of New York Mellon Trust Company, N.A.. as trustee (the "Trustee"), as
described herein. So long as DTC or its nominee, Cede & Co., is the registered orvner, such
payments will be made directly to Cede & Co. Disbursement of such payments to the DTC
Participants (as defined herein) is the responsibility of DTC, and disbursement of such payments
to Beneficial Owners is the responsibility of the DTC Participants and the Indirect Participants
(as defined herein), as more fully described herein.
Certain of the Bonds are subject to optional redemption prior to maturity and niay be
subject to mandatory redemption prior to maturity. See "THE BONDS - Redemption
Provisions" herein for lurther information.
PRELIMINARY OFFICIAL STATEMENT DATED SEPTEMBER , 2024
Thc procccds to bc received by the Issucr fiom the sale ofthe Bonds will bc uscd by thc
Issuer to make a loan (the "Loan") to the City ol Dania Beach. Florida (the "Borrower"),
pursuant to a loan agrccmcnt between the lssucr and the Borrower (thc "Loan Agreement") tbr
the purposes of (i) providing funds to llnance the costs of the acquisition, construction, and
cquipping of ccrtain capital improvements, including. but not limited to, stormwater systcm
improvements (the "Project") (ii) prepaying the outstanding principal amount of the City's
Capital Improvemcnt Rcvcnuc Notc, Scrics 2024 (thc "Scrics 2024 Notc"), and (iii) paying costs
and expenses related to the issuance of the Bonds.
Payments made by the Borrorver to the Issuer in repayment of the Loan (the "Loan
Repayments") are includcd in the trust estate grantcd by the Issuer to thc Trustee pursuant to a
Trust Indenture. dated as of October l, 2024, between the lssuer and the Trustee (the
" Indenture").
Electronic bids for the Bonds rvill be received through the BiDCOIIP/Paritv@
Electronic Bid Submission S)'stem as described in the Official Notice of Sale.
As set forth in the Otficial Notice of Sale, the purchase of municipal bond insurance. if
available. u'ill be at thc option and expcnsc of thc bidder. The succcssful bidder will be
responsible for procuring any such insurance and the payment of all costs associated with such
insurance, including thc premium chargcd by thc insurer. Insured ratings with the use of bond
insurance, if required, are to be applied fbr by the sucoessful bidder, and costs incurred for such
ratings must be paid at the successful biddcr's expcnse. See "Municipal Bond lnsurancc" in thc
Oftlcial Notice of Sale.
THE BONDS ARE \OT A GENERAL DEBT. LIABILITY OR OBLIGATION OF
THE ISSUER, BUT ARE LIMITED OBLIGATIONS OF THE ISSUER, PAY,{BLE
SOLELY FROM (I) THE PAY}IENTS TO BE }L{DE BY THE BORRO\\'ER
PURSUANT TO THE LOAN AGREEIIENT, (II) ALL AMOUNTS IN CERTAIN FUNDS
AND ACCOUNTS CREATED PURSUANT TO THE INDENTURE, AND (III) ALL
REVENUES, ANY AND ALL OTHER PROPERTY, RIGHTS AND INTEREST OF
EVERY KIND AND NATURE FROM TI}IE TO TIN'IE HEREAI.-TER BY DELIVERY
OR BY WRITINC OF ANY KIND SUBJECTED TO THE INDENTURE, AS AND FOR
ADDITIO\AL SECURITY FOR THE BONDS. BY THE ISSUER OR BY ANY OTHER
PERSON O).I ITS BEHALF OR WITH ITS WRITTEN CONSENT, AS NIORE FULLY
DESCRIBED HERIIIN. See "SECURITY A:{D SOURCES OF PAY\IENT - The
Covenant to Budget and Appropriate" herein. The obligation of the Borro$'er pursuant to
the Loan Agreement is not a general debt, liability or obligation of the Borrower, but is a
limited obligation of the Borrorver pa-vable from the sources descrihed herein. The Bonds
and the Loan are not a debt, liabilitv or obligation of the State of Florida or any political
subdivision or entitv thcreof other than the lssuer and the Borrower, respectively.
This cover page contains certain inlormation lor quick reference only, It is not a
summary of the issue. Investors must read the entire Official Statement to obtain information
essentia[ to the making of an informed investment decision.
SEE THE INSIDE COVER FOR MATURITIES. PRINCIPAL AMOLINTS. INTEREST
RATES. YIELDS. PRICES AND INITIAL CUSIP NUMBERS.
The Bonds are oflered when, as, and if issued and received bl the Undentriter, suhjeLt to
the approval of legali4' and tax-exempt status by Bryant l iller Olive P.,1., Tallahassee, Fkrida,
Bond Counsel. Certain legal matters will be passed upon for the Issuer hy David Cntz, Esq.,
counsel to the Issuer, as deputy general crtunsel to the Fktrida League of Cities, Inc., by Nahors,
Giblin & Nickerson, P.A., Tampa, Florida, Disclosure Cotmsel to the Issuer and ./'or the
Borntver ht Eve Boutsis, Esq., Daniu Beach, Floridu, counsel to the Borrower. Public
Resources Advisory Group, Inc., St. Petersburg, Florida, has setv^ed ds financial advisor to the
Issuer in connection with the Bonds. Florida League / Cities, lnc. is the administrator of the
Issuer's hond progrdm. It is expected that the Bonds will be available./br delivery through the
facilities of DTC in New York, New York, on or about October 2021.
The date olthis Ofiicial Statement is September _, 202.1
*Prcliminary, subjcct to change
II-{'I'URI'TIES. PRINCIPAL,\I\IOU)iTS. I\I'T-RT-S1' R-{'I'!-S.
YIELDS. PRICES,{\D I\ITIAL CL-SIP \L\IBERS
$
FLORIDA MUNICIPAL LOAN COUNCIL
REFUNDING AND IMPROVEMENT REVENUE BONDS. SERIES 2024C
(Citl of Dania Beach Series)
lnterest Rate Yield
Maturity
(October I )
Principal
Amount Price
Initial
CUSIP No.t*
2025
2026
2027
2028
2029
2030
203 r
7032
2033
2034
203s
2036
203'7
2038
2039
2040
2o1l
2042
2043
2044
2045
2046
2017
2048
2049
2050
2051
2052
2053
2054
*Prcliminary, subjcct to changc.
**Neither the Issuer, the Borrower nor the Underwriter shall be responsible for the use o[
CUSIP numbcrs, nor is any rcpresentation madc as to thcir correctncss. Thcy are includcd
solely for the convenience of the readers of this Official Statement.
I Price calculatcd to tlrst optional rcdemption datc ofOctobcr 1.2034.
Florida )lunicipal l-oan Council
c/o Florida League of Cities, Inc.
301 South Bronough Street, Suite 300
Tallahassee. Florida 32301 (850) 222-9684
Directors
Chairman Isaac Salver, Vice Mayor, Town of Bay Harbor Islands
Dan Janson. Councilman. Jacksonville Beach
Diana Adams, Deputy Mayor, West Melbourne
Holly Smith, Councilmember, City of Sanibel
Susan Starkey, Vice Mayor. Torvn of Davie
Leo E. Longworth, Mayor. City of Bartow
Teresa Watkins Brown, Councilmember, City of Fort Myers
Attorney
David Cruz. Esq.
Tallahassee, Florida
Bond Counsel
Bryant Miller Olivc P.A.
Tallahassee. Florida
Disclosu re Counsel
Nabors, Giblin & Nickcrson, P.A
Tampa. Florida
Financial Advisor
Public Resourccs Advisory Group. [nc.
St. Petersburg, Florida
Program Administrator
Florida League of Citics, Inc.
Tallahassee. Florida
NO BROKER. DEALER. SALESMAN OR OTHER PHRSON HAS BEEN
AUTTIORIZED BY THE ISSUER OR THE BORROWER TO GIVE ANY INFORMATION
OR TO MAKE ANY REPRESENTATIONS OTHER THAN THOSE CONTAINED IN THIS
OFFICIAL STATEMENT. AND IF GIVEN OR MADE. SUCH OTHER INFORMATION OR
REPRESENTATIONS MUST NOT BE RELIED UPON AS HAVINC BEEN AUTHORIZED
BY ANY OF THE FOREGOING. THIS OFFICIAL STATEMENT DOES NOT
CONSTITUTE AN OFFER TO SELL OR THE SOLICITATION OF AN OFFER TO BUY
ANY OF THE BONDS AND THERE SHALL BE NO OFFER. SOLICITATION. OR SALE
OF THE BONDS BY ANY PERSON IN ANY JURISDICTION IN WHICH tT IS
UNLAWFUL FOR SUCH PERSON TO MAKE SUCH OFFER. SOLICITATION. OR SALE.
THE INFORMATION SET FORTH HEREIN HAS BEEN OBTAINED FROM
PUBLIC DOCUMENTS. RECORDS AND OTHER SOURCES WHICH ARE BELIEVED TO
BE RELIABLE. BUT IT IS NOT GUARANTEED AS TO ACCURACY OR
COMPLETENESS. THE INFORMATION AND EXPRESSIONS OF OPINION HEREIN
CONTAINED ARE SUBJECT TO CHANGE WITHOUT NOTICE. AND NEITHER THE
DELIVERY OF THIS OFFICIAL STATEMENT NOR ANY SALE MADE HEREUNDER
SHALL UNDER ANY CIRCUMSTANCES CREATE ANY IMPLICATION THAT THERE
HAS BEEN NO CHANGE INTHE AFFAIRS OF THE ISSUER OR THE BORROWER SINCE
THE DATE HEREOF.
CERTAIN OF THE INFORMATION HEREIN REGARDING THE BORROWER IS
BEYOND THE KNOWLEDGE OF THE ISSUER. WHILE THE ISSUER HAS NO REASON
TO BELIEVE THAT SUCH INFORMATION IS INCOMPLETE OR INACCURATE, THE
ISSUER HAS NOT INDEPENDENTLY INVESTIGATED OR CONFIRMED THE
ACCURACY OR COMPLETENESS THEREOF AND HAS INCLUDED SUCH
INFORMATION IN THIS OFFICIAL STATEMENT IN RELIANCE UPON THE
REPRESENTATION AND WARRANTY OF THE BORROWER THAT SUCH
INFORMATION DOES NOT CONTAIN ANY T]NTRUE STATEMENT OF A MATERIAL
FACT AND DOES NOT OMIT TO STATE ANY MATERIAL FACT NECESSARY IN
ORDER TO MAKE THE STATEMENTS MADE HEREIN, IN THE LIGHT OF T}IE
CIRCUMSTANCES UNDER WHICH THEY ARE MADE. NOT MISLEADING.
The order and placement of materials in this Ofllcial Statement, including the
Appendices. are not to be deemed a detemtination of relevance, materially or importance. and
this Otficial Statement. including the Appendices. must be considered in its entirety. The
THE BONDS HAVE NOT BEEN REGISTERED LTNDER THE SECURITIES ACT OF
I9]3, NOR HAS THE INDENTURE BEEN QUALIFIED UNDER THE TRUST INDENTURE
ACT OF I939. IN RELIANCE UPON EXEMPTIONS CONTAINED IN SUCH ACTS. THE
REGISTRATION OR QUALIFICATION OF THE BONDS LINDER THE SECURITIES
LAWS OF THE JURISDICTIONS IN WHICH THEY HAVE BEEN REGISTERED OR
QUALIFIED. IF ANY, SHOULD NOT BE REGARDED AS A RECOMMENDATION
THEREOF. NEITHER THESE JURISDICTIONS NOR ANY OF THEIR AGENCIES HAVE
PASSED UPON THE MERITS OF THE BONDS oR THE ACCURACY OR
COMPLETENF-SS OF THIS OFFICIAL STATEMENT.
captions and headings in this Ol'ficial Statement are for convenicnce only and in no way delinc.
limit or describe the scope or intent, or alfect the meaning or construction, of any provisions or
sections in this Offlcial Statcment. Thc offering of the Bonds is madc only by means of this
entire Ofl'rcial Statement.
Ref'erences to website addresses presented in this Otficial Statement are fbr informational
purposes only and may bc in thc form ofa hlperlink solcly for thc reader's convcniencc. Unless
specified otherwise, such websites and the infbrmation or links contained therein are not
incorporatcd into, and are not part of, this Official Statemcnt.
Ccrtain statements includcd or incorporated by rcfcrcnce in this Official Statement
constitute "lonvardJooking statements." Such statements generally are identifiable by the
terminology used, such as "plan", "expect". "estimate", "project", "forccast", "budgct" or other
similar words. The achievement of certain results or other expectations contained in such
fonvardJooking statements involve knorvn and unknown risks, uncenaintics and other factors
that may cause actual results, pertbrmance or achievements described to be materially difl'erent
lrom any future rcsults, pcrformance or achicvcments cxpressed or implied by such forward-
looking statements. The Issuer does not plan to issue any updates or revisions to those tbrward-
looking statements if or rvhen its cxpcctations or events, conditions or circumstances on which
such statements are based occur.
THIS OFFICIAL STATEMENT SHALL NOT CONSTITUTE A:'{ OFFER TO
SELL OR THE SOLICITATION OF A1{ OFFER TO BUY' NOR SHALL THERE BY
ANY SALE OF THE BONDS BY ANY PERSON IN ANY JURISDICTION IN WHICH IT
IS UNLA\I'FUL FOR SUCH PERSON TO MAKE SUCH OFFER, SOLICITATION OR
SALE.
THIS OFFICIAL STATEME}IT IS BEINC PROVIDED TO PROSPECTIVE
PURCHASERS EITHER IN BOUND PRINTED FORM (''ORIGINAL BOUND
FORNTAT'') OR IN ELECTRONIC FORMAT ON THE WEBSITE:
W\\N.NIU){IOS.CONI. THIS OFFICIAL STATEMENT MAY BE RELIED UPON
ONLY IF IT IS I\ ITS ORICINAL BOUND I-ORIIAT OR IF IT IS PRIN'[ED I\ FULI,
DIRECTI,Y FROM SUCH WEBSITE,
THE UNDERWRITER HAS PROVIDED THE FOLLOWING SENTENCE FOR
INCLUSION IN THIS OFFICIAL STATEMENT. THE UNDERWRITER HAS REVIEWED
THE INFORMATION IN THIS OFFICIAL STATEMENT IN ACCORDANCE WITH, AND
AS PART OF. ITS RESPONSIBILITIES TO INVESTORS LTNDER THE FEDERAL
SECURITIES LAWS AS APPLIED TO THE FACTS AND CIRCUMSTANCES OF THIS
TRANSACTION. BUT THE UNDERWRITER DOES NOT GUARANTEE THE ACCURACY
OR COMPLETENESS OF SUC]H INFORMATION.
FOR PURPOSES OF COMPLIANCE WITII RULE l5c2-12 OF THE UNITED
STATES SECURITY AND EXCHANGE COMMISSION, AS AMENDED AND IN EFFECT
ON THE DATE HEREOF. THIS PRELIMINARY OFFICIAL STATEMENT CONSTITUTES
AN OFFICIAL STATEMENT OF THE ISSUER THAT HAS BEEN DEEMED FINAL BY
THE ISSUER AND THE BORROWER AS OF ITS DATE. EXCEPT F-OR THE OMISSION
OF NO MORE THAN THE INFORMATION PERMITTED BY RULE I5c2-12.
(The Tablc ofContents for this Official Statcment is for conveniencc ofreferencc only and is not
intended to detlne, limit or describe the scope or content of any provisions of this Official
Statcment.)
Paee
General Description .................
Redcmptron Provrsrons ...........................
Book-Entry Only System......
No Assurance Regarding DTC Practiccs
Registration, Transt'er and Exchange......
TIIE ISSUER
THE ADMINISTRATOR AND THE ADMINISTRATION AGREEMENT..
The Administrator.........................
The Administration Agreement
THE BORROWER........................
PURPOSE OF THE BONDS..............
Gcncral
SECURITY AND SOURCES OF PAYMENT
Limited Obli.eations; Trust Estate
The Covenant to Budget and Appropriate...........
No Reserve Fund...................
Anti-Dilution Covenant
Additional Bonds; Permitted Parity lndebtedness
Other Obligations Payable from Non-Ad Valorem Rer.enues .. t8
Outstanding Indebtedness; Calculation of Anti-Dilution Test Compliance: Historical Pro
I
3
3
3
5
8
8
9
.. l0
.. l0
l0
ll
ll
ll
t2
t3
t3
l3
t7
t7
l8
Forma Debt Sen ice Coverage.
Anti-DilLrtion Test Compliance
City Pension Plans..................-
INVESTMENT CONSIDERATIONS
General
Limited Special Obligations ..
Limited Remedies Under the Indenture and Loan Agreement
Bankruptcy Risks
Pledging of Non-Ad Valorem Rer enue Sources
No Feasibility Consultant ......
Clrmale Change Issues ...........
Cybersecunry....
Impacrs ol' COVID- I 9............
DEBT SERVICE REQUIREMENTS
TAX MATTERS
Genera1..............
20
2l
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23
23
24
24
24
25
25
25
26
27
28
28
TABLE OF CONTENTS
ESTIMATED SOURCES AND USES
Intbrmation Rcporting and Backup Withholding ................-
Other Tax Matters........................
Tax Treatment of Original Issue Discount....
Tax Treatment of Bond Premium
LITICATION....
LEGAL MATTERS......................
FINANCIAL STATEMENTS.
RATINGS
UNDERWRTTTNG......... .............
FINANCIAL ADVISOR TO THE ISSUER
(,ONTINU ING DISCLOSURE...
DISCLOSURE REQUIRED BY FLORIDA BLUE SKY REGULATIONS
MrscELLANEOUS .....................
29
29
30
l0
3l
3l
32
3l
-32
33
33
1.1
35
APPENDIX A
APPENDIX B
APPENDIX C
APPENDIX D
APPENDIX E
APPENDIX F
Form of Continuing Disclosure Agreement for Borrorver
Form ofContinuing Disclosure Agreement for Issucr
Form ofthe Indenture
Form ofthc Loan Agrecmcnt
Form of Opinion ofBond Counsel
Financial Information Regarding the City of Dania Beach, Florida
OFFICIAL STATEMENT
Relating to
:t
FLORIDA NIUNICIPAL LOAN COUNCIL
REFUNDING AND IMPROVEMENT REVENUE BONDS, SERIES 2024C
(Cit-v of Dania Beach Scries)
INTRODUCTIO}i
The purpose ol this Ofllcial Statement, including the cover page and the Appendices
hereto, is to furnish ccrtain information rvith rcspcct to the onginal issuance and salc of
S_* Refunding and Improvement Revenue Bonds, Series 2024C lCity of Dania Beach
Series) (thc "Bonds") to be issued by thc Florida Municipal Loan Council (the "lssuer").
This lntroduction is only a bricf description of thc matters dcscribcd in this Official
Statement, and a fu[ review of this Of]icial Statement should be undertaken by potential
investors in the Bonds. This Official Statcment speaks only as of its datc. and the information
contained herein is subject to change.
The lssuer is a separate legal entity under the larvs of the State of Florida. The Issuer was
creatcd by an Interlocal Agreement (the "Interlocal Agrcemcnt"), datcd December I, 1998,
initially among the City of Stuart, the City of Deland and the City of Rockledge, each of which is
a Florida municipality. Subsequent to that date, other Florida municipalities and counties have
joined in the Interlocal Agreement, including Gadsden County, Flonda. Jackson County, Florida
and Leon County. Florida.
The Bonds are being issued pursuant to the Constitution of the State of Florida, Chapter
161, Florida Statutes, Chapter 166, Florida Statutes, and other applicable provisions of law
(collectively, the "Act"). an authorizing resolution adopted by the Issuer on August 16, 2024, and
a Trust lndenture (the "lndenture"), dated as of October 1,2024. between the Issuer and The
Bank of New York Mellon Trust Company, N.A., as trustee (the "Trustee").
The Bonds are being issued to provide funds to make a loan to the City of Dania Beach,
Flonda (the "Borrower") pursuant to a Loan Agreement, dated as of October 1, 2024, between
the Issuer and the Borrower (the "Loan Agreement"). The Borrower will use proceeds of the
loan made to it by the Issuer (the "Loan") to (i) finance or reimburse itself tbr a portion oi the
costs of acquiring, constructing, and equipping certain capital improvements. including, but not
limited to, storrnwater system improvements (the "Project") (ii) prepay the outstanding principal
amount of the Borrower's Capital Improvement Revenue Note, Series 2024 (the "Series 2024
Note"), and (iii) to pay the costs of issuance ofthe Bonds.
Pursuant to the Loan Agreement. the Borrower has agreed to make payments (the "Basic
Payments") in such amounts and at such times as shall be sufficient to pay the principal of,
premium. if any, and interest on the Loan when due. The Basic Payments correlate to the debt
I*Preliminary. subject to change.
scrvicc on the Bonds. The aggrcgate schedulcd Basic Paymcnts under the Loan Agreemcnt
equals the scheduled payments of principal and interest on the Bonds. The Basic Payments fbr
thc Borrower are sct fbrth herein under the caption "DEBT SERVICE REQUIREMENTS.'
The Basic Payments and the Additional Payments are jointly referrcd to as the "Loan
Repayments."
The Borrower has agreed in the Loan Agreement to appropriate in its annual budget, by
amcndmcnt, if rcquircd, and to pay whcn due undcr the Loan Agrcement, as promptly as moncy
becomes available, amounts of Non-Ad Valorem Revenues (hereinatler defined) of the Borrorver
sufficicnt to satisfy thc Loan Rcpayment obligations of thc Borrower. "Non-Ad Valorcm
Revenues" means all revenues ol the Borrower other than revenues generaled liom ad valoreni
taxation on rcal or personal property, and which are lcgally availablc b makc the Loan
Repayments.
Pursuant to the Indenture, the Issuer has granted to the Trustee as part of the trust estate
establishcd thereby all of thc Issucr's right, titlc and interest (with certain exccplions specificd
therein) in and to the Loan Agreement.
THE BONDS ARE NOT A GENERAL DEBT, LIABII,ITY OR OBLIGATION OF
THE ISSUER, BUT ARE LIMITED OBLIGATIONS OF THE ISSUER, PAYABLE
SOI,ELY FROI\I (I) THE PAY}IENTS TO BE }IADE BY THE BORRO\\'ER
PURSUANT TO THE LOAN AGREENIENT, (II) ALL AMOUNTS IN CERTAIN FUNDS
AND ACCOUNTS CREATED PURSUANT TO THE ]NDENTURE, AND (IID ALI,
REVENUES, ANY AND ALL OTHER PROPERTY, RIGHTS AND INTERI,ST OF
EVERY KTND AND NATURE FROM TIME 'TO TINIE HEREAFTER BY DELIVERY
OR BY WRITING OF ANY KIND SUBJECTED TO THE I\DENTURE. AS AND FOR
ADDITIO\AL SI]CURITY FOR THE BONDS. BY THE ISSUER OR BY AN}'OTHER
PERSON ON ITS BEHALF OR WITH ITS WRITTEN CONSENT (COLLECTIVELY,
THE "TRUST ESTATE"), AS MORE FULLY DESCRIBED HEREIN. See "SECURII'Y
AND SOURCES OF PAYMENT - The Covenant to Budget and Appropriate" herein. The
obligation of the Borrorrer pursuant to the Loan Agreement is not a general debt, liabilitv
or obligation ofthe Borro*er, but is a limited obligation ofthe Borron'er palable from the
sources described herein. The Bonds and the [,oan are not a d€bt, Iiabilitv or obligation of
the State of Florida (the "State") or any political subdivision or entity thereof other thtn
the lssuer and the Borrower, respectively.
There tbllows in this Otlicial Statement descriptions of the Bonds, the Issuer, the
Borrou'er and certain other matters. The descriptions and intbrmation contained herein do not
purport to be complete, comprehensive, or definitive, and all relerences herein to documents or
)
Pursuant to the Loan Agrcement, the Borrower also agrees to makc certain othcr
payments (the "Additional Payments"), including. but not limited to. the fees and expenses ofthe
lssucr. the Administrator (as dcscribed under the hcading "THE ADMINISTRATOR AND THE
ADMINISTRATION AGREEMENT," below) and the Trustee. and any 1bes, including any
rebatc obligation !,,'ith rcspect to thc Bonds. rclatcd to thc Loan.
rcports arc qualillcd in thcir entircty by rcferencc to the complcte text of such documcnts or
reports. Unless otherwise detlned herein. terms used in capitalized form in this Oificial
Statcmcnt shall havc the samc mcanings as in thc Indcnturc or thc Loan Agrccment. Scc
Appendices C and D fbr definitions of certain terms used in this Otllcial Statement.
THE BONDS
Gcncral Description
The Bonds are being issued as fully registered bonds without coupons in principal
dcnominations of 55,000 or any intcgral multiplc thcrcof (thc "Authorizcd Dcnominations").
The Bonds will be dated as of the date of their initial issuance and delivery. rvill bear interest
from that datc at thc rates per annum and rvill maturc on the datcs and in thc amounts set forth on
the inside cover page of this Olficial Statement. The Bonds will be subject to the redemption
provisions set forth bclow. Intercst on thc Bonds will be computed on the basis of a 360-day
year consisting of twelve 30-day months and will be payable semiannually on each April I and
Octobcr I (each. an "Interest Paymsnt Datq,"). commencing April l,2025.
The principal and premium, if any, of thc Bonds shall bc payablc s'hen due by check,
upon presentation and surrender of the Bonds at the Designated Office of the Trustee, and
intcrcst will be payable by check mailed by thc Trustee on each Intcrest Payment Date to thc
holders of the Bonds registered as such as of the Record Date; provided. horvever, that at the
cxpcnse of and upon the written rcquest of a holdcr of $1,000.000 or morc. intcrcst will be paid
by wire transfer to an account in the United Stales. The Record Date with respecl to any lnteresl
Payment Date is the fifteenth day of the calendar month preceding such lnterest Payment Date.
For so long as the book-entry only system of ownership of the Bonds is in eft'ect, payments of
principal, premium, ifany, and interest on the Bonds wilI be made as described under the caption
"Book-Entry Only System" below.
All payments of principal ot-, premium, if any, and interest on the Bonds shall be payable
in any coin or currency of the United States of America which at the time of payment is legal
tender fbr the payment ofpublic and private debts.
Redemption Provisions
Op tional Redemption The Bonds maturing on or befbre October l, 2034 arc not subject
to optional redemption pnor to their maturities. The Bonds maturing after October 1,2034 arc
subject to redemption at the option ofthe Issuer on or alier October l, 2034 as a whole or in part
at any time. in any manner as determined by the Trustee in its discretion taking into
consideration the maturity of the Loan prepaid by the Borrower, at the Redemption Price 1as
defined in the lndenture) equal to the principal amount of the Bonds to be redeemed, plus
accrued interest to the redemption date.
Schcduled Mandatory Redcmptron. Thc Bonds maturin g on Octobcr l. 20_ arc subject
to mandatory redemption, in part. by lot. at Redemption Prices equal to 100% of the principal
amount thcreofplus intcrest accrucd to the rcdcmption date, bcginning on October l. 20_ and
on each October I thereafler, in the tbllowing principal amount in the follorving year:
Year
*Maturity, not a redemption
Sclcction of Bonds to be Rcdecnicd Thc Bonds mal bc rcdccmcd only in thc principal
amount of an Authorized Denomination. The Bonds or portions of the Bonds to be redeemed
shall, exccpt as otherwiss describcd above or as spccified in thc Indenturc, be selcctcd by thc
Registrar by lot or in such other manner as the Issuer in its discretion may deem appropriate.
Notice of Redemption. In the case ofele ry redemption, notice ofthe call fbr redemption
shall bc givcn by the Trustce as Registrar (thc "Registrar") by mailing a copy of the rcdcmption
notice, identifj/ing the Bonds or portions thereof to be redeemed, (a) by first class mail at least
thirfy (30) days prior to thc date fixcd for redemption to the Owner ofeach Bond to bc redeemcd
in w'hole or in part at the address shown on the Bond Register. and (b) in addition to the mailing
of the notice described above, the Registrar shall give additional notice of the redernption of
Bonds in accordance with any regulation or release of the Municipal Securities Rulemaking
Board or govemmental agency or body from time to time applicable to such Bonds. No defect in
any notice delivered pursuant to clause (b) above nor any tailure to give all or any portion of
such notice shall in any manner defeat the effectiveness of a call for redemption if notice is given
as prescribetl in clause (a) above. Any notice mailed as provided in the Indenture shall be
conclusively presumed to have been duly given, u,hether or not the Owner or any other recipient
receives the notice.
In the case of an optional redemption, any notice of redemption may state that (l) it is
conditioned upon the deposit of moneys, in an amount equal to the amount necessary to effect
the redemption. with the Registrar, Paying Agent or a fiduciary institutton ucting as eserou, asent
no later than the redemption date or (2) the lssuer retains the right to rescind such notice on or
prior to the scheduled redemption date (in either case, a "Conditional Redemption"). and such
notice and optional rcdcmption shall bc ofno cfltct if such moneys are not so depositcd or if the
notice is rescinded as described in this section. Any such notice ofConditional Redemption shall
.1
Principal Amount
Each notice oi redemption given under the Indenture sball contain 1i) infbrmation
identifying the Bonds or portions thereof to be redeemed, (ii) the CUSIP numbers ol all Bonds
berng redeemed: (iii) the date of issue of the Bonds as originally issued; (iv) rhe rate of interesr
bome by each Bond beine redeemed; (\ ) the maturity date of each Bond being redeemed; (r'i) a
brief description, if applicable, of any conditions that must be satisfied prior to the redemprion of
the Bonds being redeemed; and (vii) any other descriptive infom.ration needed to identify
accurately the Bonds being redeemed; provided. however. that no nolice shall be deemed
defective ifthe information required in clause (i) above is provided in such norice.
bc captioncd "Conditional Noticc of Rcdcmption." Any Conditional Redemption may bc
rescinded at any time prior to the redemption date if the Issuer delivers a written direction to the
Rcgistrar dirccting thc Rcgistrar to rcscind thc rcdemption notice. Thc Registrar shall givc
prompt notice of such rescission to the affected Bondholders. Any Bonds subject to Conditional
Rcdemption where redemption has bgcn rcscindcd shall rcmain Outstanding, and ncither the
rescission nor the failure by the Issuer to make such funds al ailable shall constitute an Event of
Dcfault under the Indcnturc. Thc Registrar shall givc immediate noticc to thc securitiL-s
infbrmation repositories and the afl'ected Bondholders that the redemption did not occur and that
the affected Bonds callcd for redcmption and not so paid remain Outstanding.
Effcct of Calling for Redemption. On thc redemption date, the principal amount of the
Bonds to be redeemed. together rvith the accrued interest thereon to such date. shall become due
and payablc; and fiom and after such date, noticc (if rcquircd) having bccn givcn and moneys
available firr such redemption being on deposit rvith the Trustee in accordance with the
provisions of the Indenturc, then notwithstanding that any Bonds called for rcdcmption shall not
have been surrendered. no t'urther interest shall accrue on any of such Bonds or portions thereof
to be redecmed. From and after such date of rcdemption (such notice having been given and
moneys available solely tbr such redemption being on deposit with the Trustee). the Bonds or
portions thcrcof to be redcL'med shall not be decmcd to bc Outstanding under the [ndcnture and
the Issuer shall be under no further liability in respect thereof.
Book-Entrv 0nlv Svstem
The inlbrmation provided immediately below concerning DTC and the Book-Entry Only
Slstem has been obtainetl from DTC and is not guaranteed as to accuracy or completeness bv,
und is not to be conslrued as a representation b1', the Under--riter, lhe lssuer, the Trustee or the
Boruower.
Unless the book-entry system descnbed herein is terminated, DTC will act as securities
depository lbr the Bonds. The Bonds will be issued as fu[y-registered secunties registered in the
name ofCede & Co. (DTC's partnership nominee) or such other name as may be requested by an
aurhorized representative of DTC. One or more fully-registered bond certiflcates wrll be issued
fbr the Bonds, and will be deposited rvith the Registrar on behalf of DTC. Individual purchases
of beneficial interests in the Bonds will be made in increments of 55,000 or integral multiples
thereof.
DT(' and its Particinants. DTC , the world's largest securities depository, is a limited-
purpose trust company organized under the New York Banking Law, a "banking organization"
within the meaning ol the New York Banking Larv. a member of the Federal Resen'e Svstem. a
"clearing corporation" within the meaning of the New York Uniform Commercial Code, and a
"clearing agency" registered pursuant to the provisions of Section l7A of the Securities
Exchange Act of 193.1, as amended. DTC holds and provides asset servicing for over 3.5 million
issues of U.S. and non-U.S. equity issues, corporate and municipal debt issues. and money
market instmments (tiom over 100 countries) that DTC's participants ("Direct Participants")
deposit with DTC. DTtl also facilitates the post-trade settlement among Direct Participants of
sales and other securities transactions in deposited securities, through electronic computerized
Purchases. Purchases of the Bonds under the DTC s ystenr must be made by or through
Direct Participants, which will receive a crcdit for thc Bonds on DTC's records. Thc owncrship
interest of each actual purchaser of each Bond ("Beneficial Owner") is in tum to be recorded on
thc Direct and Indircct Participants' rccords. Benct'icial Ou,ncrs will not reccivc written
confirmation liom DTC oftheir purchases. Beneficial Owners are, horvever. expected to receive
writtcn confirmations providing details of rhc transactions, as well as pcriodic statements of thcir
holdings, tiom the Direct or lndirect Pafiicipants through rvhich the Beneficial Owner entered
into the transaction. Transfers of orvncrship interests in the Bonds arc to bc accomplishcd by
entries made on the books of Direct and Indirect Participants acting on behalf of Beneticial
Owners. Bcncficial Owners will not rcccivc cortificatcs representing thcir oll,ncrship intcrcsts in
the Bonds, except in the event that use ofthe book-entry system lbr the Bonds is discontinued.
Transfers. To t'acilitate subsequent transt'ers, all Bonds deposited by Direct Participants
with DTC arc registcred in the namc of DTC's partncrship nomincc. Cede & Co., or such orher
name as may be requested by an authorized representative of DTC. The deposit of the Bonds
with DTC and their rcgistration in the namc of Ccdc & Co. or such other DTC nomince do nor
elfect any change in beneficial ownership. DTC has no knowledge of the acrual Beneficial
Owners olthc Bonds: DTC's rccords reflect only the idcntity ofthc Direct Participants to whose
accounts such Bonds are credited. rvhich may or may not be the Beneficial Owners. The Direct
and Indircct Participants will rcrnain responsible for kccping account of thcir holdings on behalf
of their customers.
Notices. Conveyance of notices and other communications by DTC to Direct
Participants. by Dircct Participants to Indircct Participants, and by Direct Participants and
Indirect Participants to Beneficial Owners will be govemed by arrangements among them,
subject to any statutory or regulatory requirements as may be in effect lrom time to time.
Beneficial Owners ol'the Bonds may u'ish to take certain steps to augment the transmission to
them of notices of significant events &ith respect to the Bonds, such as redemptions. tenders.
detiults, and proposed amendments to the Bond documents. For example, Beneticial Ouners of
Bonds may wish to ascertain that the nominee holding the Bonds for their benefit has agreed to
obtain and transmit notices to Beneficial Owners. In the altemative, Beneflcial Owners may wish
6
book-cntry transf'crs and pledges bctwccn Dircct Participants' accounts. This climinatcs thc nced
tbr physical movement of securities certiflcates. Direct Participants include both U.S. and non-
U.S. securitics brokcrs and dealcrs. banks. trust companies. clcaring corporations, and ccrtain
other organizations. DTC is a rvholly-owned subsidiary of The Depository Trust & Clearing
Corporation ('DTCC"). DTCC is the holding company for DTC, National Sccuntics Clcanng
Corporation and Fixed Income Clearing Corporation, all of which are registered clearing
agencies. DTCC is owncd by thc uscrs of its rcgulated subsidiarics. Access to thc DTC systcm is
also available to others such as both U.S. and non-U.S. securities brokers and dealers. banks.
trust companies, and clearing corporations that clear through or maintain a custodial relationship
with a Direct Participant, either directly or indirectly ("lndirect Participants"). DTC has a
Standard & Poor's Rating of AA-. Thc DTC Rulcs applicable to its Direct and lndirect
Partrcipants are on tile with the Securities and Exchange Commission. More information about
DTC can bc found at www.dtcc.com. Thc contents ofsuch websitc do not constitute a part of this
Ollicial Statement.
to provide their names and addrcsscs to the Registrar and rcquest that copies of notices be
provided directly to them.
Redemption notices shall be sent to DTC. Ifless than all ofthe Bonds within an issue are
bcing redecmcd. DTC's practicc is to determine by lot the amount of thc interest of cach Dircct
Participant in such issue to be redeemed.
Neither DTC nor Cede & Co. (nor any other DTC nominee) will consent or vote with
respcct to thc Bonds unless authorized by a Dircct Participant in accordancc with DTC's
procedures. Under its usual procedures, DTC mails an Omnibus Proxy to the issuer as soon as
possiblc aftcr thc record datc. The Omnibus Proxy assigns Cede & Co.'s consenting or votins
rights to those Direct Participants to whose accounts lhe Bonds are credited on the record date
lidcntified in a listing attachcd to the Omnibus Proxy).
NEITHTJR THE ISSUER NOR THE REGISTRAR WILL HAVE ANY
RESPONSIBILITY OR OBLIGATION TO SUCH PARTICIPANTS OR THE PERSONS FOR
WHOM THEY ACT AS NOMINEES WITH RESPECT TO THE PAYMENTS TO OR THE
PROVIDING OF NOTICE FOR THE DTC PARTICIPANTS, THE INDIRECT
PARTICIPANTS OR THE BENEFICIAL OWNERS OF THE BONDS. THE ISSUER
CANNOT PROVIDE ANY ASSURANCE THAT DTC, DIRECT PARTICIPANTS OR
OTHERS WILL DISTRIBUTE PAYMENTS OF PRINCIPAL OF. PREMruM. IF ANY, OR
INTEREST ON THE BONDS PAID TO DTC OR ITS NOMINEE, AS THE REGISTERED
OWNER. OR ANY NOTICES TO THE BENEFICIAL OWNERS. OR THAT THEY WILL DO
SO ON A TIMELY BASIS. OR THAT DTC WILL ACT IN THE MANNER DESCRIBED IN
THIS OFFICIAL STATEMENT.
Payments. Payments on thc Bonds will bc madc to Ccde & Co., or such othcr nominee as
may be requested by an authorized representative of DTC. DTC's practice is to credit Direct
Participants' accounts upon DTC's receipt of funds and corrcsponding detail information from
the Registrar on the relevant payable date in accordance with their respective holdings shown on
DTC's records. Payments by Participants to Bcneficial Owners will be gol'emed by standing
instructions and customary practices, as is the case with securities held for the accounts of
customers in bcarcr form or rcgistcrcd in "strcct namc." and will bc the responsibility of such
Participant and not of DTC, the Registrar, or the Issuer subject to any statutory or regulatory
rcquirements as may be in ct'fcct from timc to time. Paymcnt to Ccde & Co. (or such other
nominee as may be requested by an authorized representati\e ofDTC) is the responsibility ofthe
Rcgrstrar, disburscment of such payments to Direct Participants will bc thc rcsponsibility of
DTC, and disbursement of such payments to the Benelicial Owners will be the responsibility of
Dircct end Indircct Panicipants.
Discontinuance of Boo k Entrv-Onlv Svstem. DTC nra y discontinue providing its ser.'.ces
as depository with respect to the Bonds at any time by giving reasonable notice to the Issuer or
the Registrar. Under such circumstances. in the event that a successor depository is not obtained.
cenificated Bonds are required to be printed and delivered to the holders of record.
7
No Assurancc Regarding DTC Practices
Thc tbregoing information in this section concerning DTC and DTC's book-cntry systcm
has been obtained from sources that the Issuer believes to be reliable. but the Issuer. the
Borrower, thc Underwritcr and the Rcgistrar takc no rcsponsibility for thc accuracy thcreof.
So long as Cedc & Co. is the registcrcd owner of the Bonds as nomincc of DTC.
relerences herein to the holders or registered owners of the Bonds will mean Cede & Co. and
will not mcan the Beneficial Owners of the Bonds.
Neithcr thc Issucr, the Borrower, the Registrar nor the Undcr*'ritcr rvill havc any
responsibility or obligation to the Participants, DTC or the persons fbr whom they act with
rcspcct to (i) the accuracy ol any records maintained by DTC or by any Direct or lndiroct
Participant of DTC, (ii) payments or the providing of notice to the Direct Parlicipants. the
lndircct Partrcipants or thc Beneficial Owners. (iii) the sclcction by DTC or by any Direct or
Indirect Participant of any Beneticial Owner lo receive payment in the event of a partial
redemption of the Bonds or (iv) any other action taken by DTC or its partncrship nominee, as
owner of the Bonds.
Registration, Transfer and Exchange
Subject to the provisions described above under "-- Book Entry-Only System" while the
Bonds arc hcld under a book entry systcm of rcgistration, thc Issuer shall causc books for thc
registration and transfer of the Bonds, as provided in the Indenture. to be kept by the Regisrrar.
Upon surrendcr for transfcr ofany Bond at the Dcsignatcd Office ofthc Rcgistrar, accompanied
by an assignment duly executed by the registered Owner or his attomey-in-fact duly authorized
in u'riting, thc Issucr shall execute and the Registrar shall authenticate and dcliver in thc name of
the transferee or transt'erees a new Bond or Bonds tbr a like aggregate principal amount.
Bonds ofthe same type may be exchanged at the Designated O|ice ofthe Registrar lbr a
like aggregate pnncipal amount of Bonds of other Authorized Denominations. The Issuer shall
execute and the Registrar shall authenticate and deliver the Bonds which the Bondholder making
the exchangc is entitled to rcccivc- bcaring numbcrs not contcmporaneously outstanding.
The Registrar shall not be required to (a) transfer or exchange any Bonds during the l0
days next preceding any day upon which notice of redemption of Bonds is to be mailed; or (b)
transfer or exchange any Bonds selected, called, or being called for redemption in whole or in
part.
s
Thc lssucr may dccide to discontinue use of thc systcm ol book entry-only transfers
through DTC (or a successor securities depository) with respect to the Bonds. Under current
industry practiccs, howcrcr, DTC would notifu its Direct or lndircct Participants of thc lssuer's
decision. but u,ill only withdraw beneticial interests from a Bond aI the request of any Direct or
lndirect Participant. [n that event, certificates tbr the Bonds vvill be printcd and dclivcrcd.
Thc pcrson in whosc namc any Bond shall bc rcgistered shall bc dcemed and rcgardcd by
the Trustee. the Registrar. the Paying Agent. and the Issuer as the absolute Owner thereol lbr all
purposes, and payment of or on account of the principal of, premium, if any, or interest on any
Bond shall be made only to or upon the rvritten order ofthe registered Owner thereofor his legal
rcprcscntativc, subject to thc prolisions of the lndcnture, and neithcr thc Issuer, the Trustcc, thc
Paying Agent. nor the Registrar shall be affected by any notice to the contrary, but such
registration may bc changcd as hereinabovc providcd. All such payments shall bc valid and
effectual to satisty and discharge the liability upon such Bond to the extent of the sum or sums
paid.
A rcasonable transfcr charge may be madc for any exchangc or transfer of thc Bond and
the Registrar shall require the payment by any Bondholder requesting exchange or transfer of a
sum sufficicnt to cover any tax or other govcmmcntal charge rcquircd to be paid with rcspcct to
such exchange or transfer and a sum sufficient to pay the cost ofpreparing each new Bond issued
upon such cxchange or transfcr.
t'H t_ I sst l_ R
Thc lssuer was created pursuant to the Florida Interlocal Cooperation Act of 1969,
Section 163.01, Florida Statutes. as amended, through the Interlocal Agreement described above.
The Issuer is a separate legal entity created fbr the purpose of enabling participating
municipalitics and counties or othcr participating govcrnmental entities to finance or rcfinance
(including reimbursement of prior expenditures) undertakings on a cost-et't-ective basis. The
Bonds arc bcing issued in furthcrance ofthe Issucr's program (the "Program") ofmaking loans to
participating governmental units. Pursuant to the Interlocal Agreement, tlie Issuer has the power
to issuc. from time to time, in various series, bonds. notes or other obligations to financc and
rellnance loans to participating govemmental entities.
Membership in the lssuer consists of those govemmental entities which from time to lime
have been admittcd to mcmbcrship by the affirmativc vote oltwo-thirds of the board of dircctors
of the lssuer and which have joined in the Interlocal Agreement. While membership in the
Issuer is open to other governmental entities, membership in the Issuer is not a pre-condition to
becoming a borrower under the Program.
The Issuer is govemed by a board ofdirectors which consists ofnot less than one or more
than seven elected public officials, each of which shall be appointed by the President of the
Flonda League of Cities. Inc. There is no limitation upon the term of ot'fice of a director, and
directors serve until the expiration ol their term in elected office, their resignation or their
removal. A director may be removed upon the atflrmative vote of at least two-thirds of the
members of the Issuer.
The duration of the Issuer shall continue so long as any obligation of the Issuer or any
obligation of any participatinu govemmental entity issued under the Program remains
outstanding.
9
Thc Bonds constitute the thirty-third scries of bonds to be issued by the lssucr. twclvc of
rvhich. inclusive of the Bonds, are currently outstanding.
The current Board of Directors of the Issuer consists of the lollorving elected otficials
Chairman Isaac Salver. Vice Mayor, Town of Bay Harbor Islands
Dan Janson. Councilman. Jacksonville Beach
Diana Adams, Deputy Mayor. West Melbourne
Holly Smith, Councilmembcr, City of Sanibe I
Susan Starkey. Vice Mayor. Town of Davie
Leo E. Longwonh, Mayor, City of Bartow
Teresa Watkins Brown. Councilmember, City of Fon Myers
THE,{D\II\ISTRATOR A\D THE AD\II\IS'TRATION A(;REE\IE\T
The Administrator
The Administrator ofthe Issuer's Program is the Florida League of Cities. Inc., a Florida
non-profit corporation cstablished in I922. The mission of the Administrator, as outlincd in its
chaner, is primarily to provide assistance to Florida municipalities on matters of common
intercst. The Adminrstrator will providc loan origination and administration scn'ices undcr thc
lndenture pursuant to the Administration Agreement (hereinafter described).
The Administrator is organized on a non-stock membership basis. The members of the
Administrator consist ofover 400 Florida cities and counties. The Administrator is govemed by
a Board of Directors consisting of up to 55 members. Directors are elected by the members of
the Administrator.
In addition to loan pool origination and administration services, the Administrator
provides senices to its members in the areas of pool insurance and advice on current and
emerging constitutional, legislative, and regulatory issues. The Administrator has 201 ftlll-tinre
employees and an annual operating budget of approximately S53.3 million.
The Bonds are not obligations of the Administrator. The Administrator is neith€r
obligated nor expected to advance its own funds to pay principal of or interest on the
Bonds or to perform the other obligations of the Issuer under the Indenture.
The Administration Agre€ment
The Issuer and the Administrator have
Agreement (he "Administration Agreement").
entered into an ongoing
Under the terms of the
Administration
Administration
t0
ln addition to the Issuer's eleven outstanding bond issues (inclusive of the Bonds). the
Administrator has also provided loan origination and administration services in connection with
other prior loan pools established by entities other than the Issuer and. in that capacity. has
participated in the origination ofnumerous loans to Florida municipalities and counties.
Agrccment. the Administrator a_grccs to receivc and review app[cations of municipalities and
counties to participate in the Program and to lbrward the same to any institutions as may be
providing credit support for the Program. The Administrator agrccs to meet with represcntativcs
of applicants and to aid applicants in determining whether to participate in the Program. The
Administrator agrccs to abide by thc terms of thc Indcnture and to usc its bcst cfforts to cnsurc
that the Loan complies with the terms of the Indenture. Under the terms of the Administration
Agrccmcnt. thc Administrator is to bc paid a semi-annual fec bascd upon thc principal balancc of
all loans outstanding. For bonds issued on or alter April l. 2016 under the Issuer's fixed rate
bond program, thc fcc shall be computcd annually for the Borrowcr at the ratc of l0rl00 of l%
(.001) of the principal balance outstanding on the Bonds. with a minimum annual f'ee of S I ,500
and a maximum annual fee ofS10.000.
THE BORRO\\'ER
CERTAIN OF THE INFORMATION HEREIN REGARDING THE BORROWER IS
BEYOND THE KNOWLEDGE OF THE ISSUER. WHILE THE ISSUER HAS NO REASON
TO BELIEVE THAT SUCH INFORMATION IS INCOMPLETE OR INACCURATE, THE
ISSUER HAS NOT INDEPENDENTLY INVESTIGATED OR CONFIRMED THE
ACCURACY OR COMPLETENESS THEREOF AND HAS INCLUDED SUCH
INFORMATION IN THIS OFFICIAL STATEMENT IN RELIANCE UPON THE
REPRESENTATIONS AND WARRANTIES OF THE BORROWER THAT SUCH
INFORMATION DOES NOT CONTAIN ANY UNTRUE STATEMENT OF A MATERIAL
FACT AND DOES NOT OMIT TO STATE ANY MATERIAL FACT NECESSARY IN
ORDER TO MAKE THE STATEMENTS MADE HEREIN, IN THE LIGHT OF THE
CIRCUMSTANCES L,INDER WHICH THEY ARE MADE, NOT MISLEADING.
The Borrou,er is a Florida municipality located in Broward County immediately south of
the Fort Lauderdale-Hollyrvood Intemational Airport. Port Everglades, and the Broward County
Convention Center. Financial information with respect to the Borrou'er is contained in
APPENDIX F hereot. See also "SECURITY AND SOURCES OF PAYMENT - Outstanding
Borrower Indebtedness; Calculations of Anti-Dilution Test Compliance; Historical Pro Forma
Debt Sen ice Cor erage" herein.
PURPOSE OF I'HE BONDS
Gcncral
The proceeds to be received by the Issuer fiom the sale ofthe Bonds will be used by the
Issuer to make the Loan to the Borrower for the purpose of providing funds to (i) finance the
costs of the Project, (ii) prepay the Series 2024 Note; and (iii) pay costs and expenses related to
the issuance of the Bonds.
Under the terms of the Indenture, an amount sufficient to pay the costs of issuance of the
Bonds u'ill be deposited into the Costs of Issuance Fund and the balance of the proceeds of the
Bonds will be deposited into the Project Loan Fund, to be disbursed upon requisition therefor.
II
Thc Borrower is borrowing the procccds of $_* principal amount of thc Bonds
(which inclusive of [net] bond [premium] fdiscount] is S_) for the purposes ol
financing the cost ofthe Projcct and prepaying the Scrics 2024 Notc. The Loan is expcctcd to be
repaid over a period of approximately 30 years.
ESTI}I.{TED SOL RCES A:\iD USES
The following table sets forth the estimated sources and uses of funds in connection with
thc Bonds:
SOURCES OF FUNDS:
Par Amount .......
INet] Bond IPremium] [Discount]
TOTAL SOURCES
USES OL- FL.NDS:
Deposit to Project Loan Fund
Costs of Issuance
TOTAL USES:...........
rl) lncludes legal fees, Underwriter's discount, financial advisory fees, costs of printing and
other incidental expenses.
(REMAINDER OF PAGTJ TNTENTIONALLY LEFT BLANK)
S
S
S
S
+ Prelimrnary. subject to changc.t2
ST-CURITY AND SOURCES OF' PAYN,IE\T
Limited Obligations; Trust Estate
THE BONDS ARE NOT A GENERAL DEBT. LTABILITY OR OBLIGATION OF
THE ISSUER, BUT ARE LIMITED OBLIGATIONS OF THE ISSUER, PAYABLE
SOI,ELY FROM (I) THE PAYNIENTS TO Bf IIADE BY THE BORRO\\'ER
PURSUANT TO THE LOAN AGREETIENT, (II) ALL,{MOUNTS IN CERTAIN FUNDS
AND ACCOUNTS CREATED PURSUA\T TO THE INDENTURE, AND (III) ALL
REVENUES, ANY AND ALL OTHER PROPERTY, RIGHTS AND INTEREST OF
EVERY KIND AND NATURE FROM TIME TO TINIE HEREAFTER BY DELIVERY
OR BY WRITING OF ANY KIND SUBJECTED TO THE INDENTURE, AS AND FOR
ADDITIONAL SICURITY FOR THE BO\DS, BY THE ISSUER OR BY ANY OTHER
PERSON ON ITS BEHALF OR \I'ITH ITS WRITTEN CONSE\T. AS NIORE FULL}'
DESCRIBED HEREIN. THE OBLICATIO\ OF THE BORRO\I'ER PURSUANT TO
THE LOAN AGREEMENT IS NOT A GENERAL DEBT, LIABILITY OR
OBLIGATION OF THE BORROWER, BUT IS A LIMITED OBI,IGATION OF THE
BORROWER PAYABLE FROM THE SOURCES DESCRIBED HEREIN. SCC
"SECURITY A\D SOURCES OF PAYMENT The Covenant to Budget and
Appropriate" herein. The Bonds and the Loan are not a debt, liabilitl or obligation of the
State of Florida or anl political subdivision or entio thereof other than the Issuer and the
Bo rro w e r, resp ectiv elt.-.
Proceeds to be received by the lssuer from the sale of the Bonds u'ill be loaned by the
Issucr to thc Borrorver pursuant to thc Loan Agreemcnt. The Loan Agrccment pro'r'ides that the
Borrou'er u'ill appropriate in its annual budget and pay when due amounts oi Non-Ad Valorem
Rcvcnucs sufficient to make Basic Payments (that is. the principal of. premium. if any, and
interest on the Loan) and the Additional Payments, if any, on the Loan. The aggregate principal
and interest payments included in the Basic Payments scheduled to be made by the Borrower
equal the scheduled debt service on the Bonds.
Pursuant to the Indenture, the lssuer has granted to the Trustee as part of the trust estate
all of the Issuer's right, title and interest (with certain exceptions specified therein) in and to the
Loan Agreement, including the lssuer's right to receive Loan Repayments, as the source of
payment of and security for the Bonds,
The Covenant to Budget and Appropriate
The Borrower covenants and agrees in the Loan Agreement to appropriate (such covenant
being referred to as the "Covenant to Budget and Appropnate") in its annual budget, by
amendment if required, and to pay when due under the Loan Agreement. as promptly as money
becomes available- amounts of Non-Ad Valorem Revenues sutficient to satisry its Loan
Repaynient obligations. Such covenant is subject in all respects to the payment of obligations
secured by a pledge of Non-Ad Valorem Revenues heretofbre or hereinafter enlered into. The
Covenanl to Budget and Appropriate such amounts of Non-Ad Valorem Revenues shall be
cumulative, and shall continue until such Non-Ad Valorem Revenues or other legally available
l3
All obligations of thc Borrower undcr thc Loan Agrecmcnt shall be payable only from
Non-Ad Valorem Revenues budgeted and appropriated as provided for thereunder and nothing
thcrcin shall be dcemed to pledgc ad valorem taxation revenlrcs or to permit or constitute a
mortgage or lien upon any assets or property owned by the Borrower, and no Bondholder or any
othcr person, including the Issuer or the Trustec, may compel thc lcvy of ad valorcm taxcs on
real or personal property within the boundanes of the Borrorver. The obligations under the Loan
Agrccment do not constitute an indebtedncss of thc Borrowcr rvithin thc mcaning of any
constitutional. statutory, or charter provision or limitation, and neither the Trustee, the Issuer, the
Bondholdcrs, nor any other person shall have thc right to compcl thc excrcisc of the ad valorcm
taxing power ofthe Borrower or taxation ofany real or personal property therern tbr the payment
by thc Borrou'er of its obligations undcr the Loan Agrccment. Exccpt to thc exlcnt expressly sct
fbnh in the Loan Agreement, the Loan Agreement and the obligations of the Borrower
thcrcunder shall not bc construcd as a limitation on the ability of thc Borrorvcr to pledgc or
covenant to pledge the Non-Ad Valorem Revenues or any revenues or taxes ofthe Borrower fbr
othcr lcgally permissible purposcs. Sec "INVESTMENT CONSIDERATIONS - Pledging of
Non-Ad Valorem Revenue Sources" herein. Notwithstanding any provisions of the Loan
Agrccment. thc Indcnture or thc Bonds to the contrary, the Borrorvcr shall ncvcr bc obligatcd to
maintain or continue any of the activities of the Borrower which generate user service charges,
regulatory fees or any Non-Ad Valorem Revenues, or the rates for such services or regulatory
1'ees. Neither the Loan Agreement nor the obligations of the Borrower thereunder shall be
construed as a pledge of or a lien on all or any legally available Non-Ad Valorem Revenues of
the Borrower. but shall be payable solely as provided in the Loan Agreement and are subjecr in
all respects to the provisions ofSection 166.241. Florida Statutes, and are subject. further, to the
payment of services and programs which are fbr essential public purposes altecting the health.
welfare, and safety ofthe inhabitants ofthe Borrower. The amounts available to be budgeted and
appropriated to make Loan Repayments are subject to the obligation of the Borrower to provide
such essential services; however. such covenant to budget obligation is cumulatir e and ri.ould
carry over from Fiscal Year to Fiscal Year.
"Non-Ad Valorem Revenues" means all revenues of the Borrower other than revenues
generated from ad valorem taxation on real or personal property, and which are legally available
to make the Loan Repayments.
In Florida, the revenues received by municipalities may be classitied based upon whether
such rer enues are derived from ad valorem taxation. Ad valorem taxes are taxes levied by
municipalities upon taxable real and tangible personal property located within the geographic
jurisdiction of the rrunicipality. Ad valorem taxes are let,ied based upon the assessed value of
taxable property, and are imposed at a unifbrm rate per thousand dollars of assessed value. This
rate is referred to as the "millage rate," \ ,ith one mill representing one dollar of ad valorem taxes
per thousand dollars of assessed valuation. Exclusive of millage levied pursuant to the approval
l-+
f'unds in amounts suf'fjcicnt to makc all required Loan Repaymcnts. including dclinquent Loan
Repayn.rents. shall have been budgeted. appropnated. and acrually paid to the Trustee for deposit
into thc appropriatc Fund. Thc Borrower docs nol covcnant to maintain any scrvices or
programs which generate Non-Ad Valorem Revenues or to maintain the charges it collects as of
thc dato of this Official Statement for any such scrvices or programs.
ofthe qualified electors ofa municipality, municipalitics may not lcvy ad valorcm taxcs at a ratc
in excess of ten mills annually.
Revenues received by a municipaliry other than tiom ad valorem taxation are refened to
as "non-ad valorem rcvenues." Florida municipalities collect non-ad valorem rcvenues from a
variety of sources. The primary sources of non-ad valorem revenues generally consist of half-
ccnt salcs tax revenues distributcd to thc municipality ftom thc State, statc revsnuc sharing
monies. utility and communication tax revenues. franchise fees, license and permit fees. Certain
non-ad valorem revcnues are not lawfully available to bc uscd by the Borrower to satisfy the
Loan Repayments.
Brref descriptions of certain of such non-ad l alorem revenue sources are set forth below.
These sourccs do not purport to constitute all ofthe Non-Ad Valorcm Revenucs, but are includcd
to provide additional information regarding some non-ad valorem revenue sources. See
"INVESTMENT CONSIDERATIONS - Impact of COVID- 19" for additional information
regarding how certain oithese rer enue sources have been and could be impacted by the COVID-
l9 pandemic.
"Communication Scn-iccs Tax Revcnucs" constitute amounts received pursuant to a local
communications services tax on the sale of communications services as deflned in Section
202.1 l, Florida Statutes. The Borrower currcntly imposcs such tax at arute of 5.32o .
"Half'-Cent Sales Tax Rcvcnucs" constitute proceeds of the state sales tax that are
distributed annually to a municipality pursuant to Chapter 218, Part VI, Florida Statutes'
Clurrenrly, 8.9744% 0f the entire State sales tax (less an amount equal to Io/o olsuch amount) is
deposited into the Looal Govemment Half'-Cent Sales Tax Clearing Trust Fund and earmarked
f'or distribution to Florida counties and cities. The Sales Tax Trust Fund also receives a portion
of certain taxes imposed by the State on communications sen'ices. Half-cent sales tax revenues
may be pledged by Florida local govemments to secure indebtedness issued for capital prqects-
"State Reyenue Sharing" consists of amounts collected by the State from portions of two
revenue sources: 1.3653% of net state sales tax collections and the one cent municipal fuel tax
collections, rvhich are paid into the Revenue Sharing Trust Fund lor Municipalities and made
available to Florida cities. Certain portions of state revenue sharing may by law be pledged to
secure indebtedness.
"Public Service Tax Revenues" are derived tiom a local option tax on utilities that
Florida municipalities may levy in the incorporated area. The tax may be levied at a rate ofup to
100/o on purchases of electricity. metered natural gas. liquefied petroleum gas' manufactured gas
and water. Fuel oil may also be taxed at a rate up to lbur cents per gallon. [The Borrorver has
imposed the tax at the maximum rate.]
"Franchise Fees" are impositions imposed, primarily on private utility companies. lor use
of municipal right-oi'-way in providing services within the municipality. Terms and amount of
the fees are subject to negotiation with the prilate prol ider- [The Borrower maintains franchise
pursuant to its Ordinance No. _, enactedagreements with ( i)
t5
, and ctfectivc tbr _ ycars from such date. in an annual amount cqual to
_% of the company's gross revenues (excluding bad debts) from the sale of electricity to all
customcrs within the corporate limits of the Bonower, and (ii)pursuant to lts
Ordinance No. . enacted , _ and effective for _ years fiom such date, tn
an annual amount cqual to _o% of thc company's gross revenues from the salc of natural gas to
customers located u,ithin the corporate limits of the Borrower.l
"Licenses. Permits and Fees" are revenues received tiom the State that are derived liom
chargcs imposcd and collccted by thc State with respcct to a varicty of liccnses and permits
granted within the municipality. including but not limited to, insurance agents and insurance
solicitors, park trailcrs, boats and travcl trailcrs, and alcoholic bcvcrage manufacturers,
distributors. vendors and sellers. Locally, municipalities receive revenues through the issuance
of a varicty ofliccnscs and pcrmits. including zoning pcrmits, dcvclopment pcrmits and business
licenses.
Since the capital improvements to be financed with proceeds of the Bonds relate to
stormwater facilities, a portion of the annual Stormwater Revenues equivalent to maximum
annual debt service on the Bonds r,",ill be deemed Non-Ad Valorem Revenues that become
subject to the covenant to budget and appropriate Non-Ad Valorem Revenues described herein
and may be included in the calculation ofthe anti-dilution test descnbed under the subheading
"-Anti-Dilution Covenant," below. The remaining portion of the Stormwater Revenues,
assessed for the purpose of lunding administrative and other storm*,ater management serr ices of
the Borrower, have been determined by the Borrower as not available to pay debt service on the
Bonds and may not be included as Non-Ad Valorem Revenues for purposes of the anti-dilution
test.
Under the terms of the Loan Agreement, the Borrower may pledge the Non-Ad Valorem
Revenues to obligations that it issues in the future. In the event ofany such pledge. such Non-Ad
Valorem Revenues would be required to be applred to said obligations prior to being used to
repay thc Loan. The Borrower has certain outstanding indebtedness secured by a covenant to
budget and appropriate Non-Ad Valorem Revenues on the same basis as its obligations under the
Loan Agreement. including the Borrower's Capital Improvement Non-Ad Valorem Revenue
Note. Series 2022 (the "Series 2022 Note"), its Capital Improvement Non-Ad Valorem Revenue
l6
"Stormwater Rer enues" means revenues derived tiom the Borrou,er's annual special
assessnrcnt on bcnefitted properties u'ithin thc City. Pursuant to Ordinancc No. l3-96 of the
Borrou,er, enacted August 13, 1996, as amended and supplemented, the Borrorver imposes an
annual spccial assessment on benefittcd propcrtics within the Borrowcr k) fund stormwater
management, capital and administrative services u'ithin the Borrou,er. The annual assessmenl
rate is sct by thc Borrower cach year by rcsolutron. Historically. thc Borrowcr has provided for
the collection ofsuch special assessments on the ad valorem tax roll as permitted by Florida law,
and expccts to continue to do so. [Thc Borrower adoptcd its annual stormwater asscssment
resolution on September 10. 202-{ for its 2025 flscal year beginning October l. 202-1. The annual
stormwater assessment resolution raised the stormwater assessment rate levied on benefited tax
parcels tiom $60 per equivalent residential unit ("ERU") to $120 per ERU.I There are 48,349
ERUs (net of exemptions) on the Borrower's stormwater assessment roll.
The Bonds are not secured by a Resene Fund. as thc Rcscrve Requirement under the
Indenture is zero with respect to the Bonds.
AntiDilution Covenant
While the Loan is outstanding under the Loan Agreement, as a condition to the Borrower
issuing any additional Debt, the Borrower shall ccrtily to thc Issuer that: prior to the incur:rence
of additional Debt secured by or payable liom Non-Ad Valorem Revenues, the average annual
Net Non-Ad Valorem Revenues availablc to pay dcbt scrvice for the two prior Fiscal Years
equals at least 150% ofthe Maximum Annual Debt Service on all Debt payable from such Non-
Ad Valorem Revenues, including thc maximum annual debt service on the Debt proposed to be
issued. The calculation required by the immediately preceding sentence shall be determined
using the avcragc of actual rcccipts for the two prior Fiscal Years based on the Borrower's most
recent alailable annual audited financial statements. For purposes of the tbregoing calculation,
Maximum Annual Debt Scrvicc on thc Bonds and Marimum Annual Debt Service on Debt shall
be calculated on an aggregate basis whereby the annual debt service fbr each is combined and the
overall Maximum Annual Debt Servicc is detcrmincd.
For the purposes ofthe anti-dilution covenant described above'
"Debt" is defined to mean, at any date (without duplication) all of the following to the
extent that they are guaranteed or secured by or payable in whole or in part from any Non-Ad
Valorem Revenues (a) all obligations of the Borrower for borrowed money or evidenced by
bonds. debentures, notes, or other similar instruments; (b) all indebtedness of other persons to the
extent guaranteed by, the Non-Ad Valorem Revenues ofthe Bonower; and (c) any obligation of
the Borrorver fbr borrowed money or evidenced by bonds, debentures. notes- or other similar
instruments r.," here the security provided by the Non-Ad Valorem Revenues is not the primary
security fbr the obligation or is a backup pledge for the obligation; provided, however, if with
respect to any obligation contemplated in (b) or (c) above, such obligation shall not be
considered "Debt" for purposes of the Loan Agreement unless the Borrower has actually used
Non-Ad Valorem Revenues to satisfu such obligation during the immediately preceding Fiscal
Year or reasonably expects to use Non-Ad Valorem Revenues to satisly such obligation in the
current or immediately succeeding Fiscal Year. After an obligation is considered "Debt" as a
result of the proviso set fofih in the immediately preceding sentence, it shall continue to be
considered "Debt" until the Borrower has not used any Non-Ad Valorem Revenues to satisfu
such obligation for two consecutive Fiscal Years.
Maximum annual debt service on the Debt means, with respect to the Debt that bears
interest at a f,ixed interest rate. the actual maximum annual debt seruice, and, u'ith respect to the
Debt which bears interest at a variable interest rate. maximum annual debt service on such Debt
t7
Notc, Scries 20228 (the "Series 20228 Note"), and thc Scncs 2024 Note which will be
refinanced with the proceeds of the Bonds. See "-Outstanding Indebtedness; Calculation of
Anti-Dilution Test Compliance; Hrstoncal Pro-Forma Dcbt Scrvice Coverage," below.
No Reserve Fund
shall bc dctcrmincd assuming that intcrcst accrues on such Debt at the current "Bond Buycr
Revenue Bond lndex" as published in The Bond Bu1'er no more than two weeks prior to any such
calculation; providcd. howcvcr, if any Debt, lvhether bearing interest at a fixcd or variablc
interest rate, constitutes Balloon Indebtedness. as deflned in the immediately tbllorving sentence,
maximum annual dcbt scrvicc on such Debt shall be determined assumin-q such Debt is
amortized over 25 years on an approximately level debt sen ice basis.
For purposes of the tbregoing sentence. "Balloon Indebtedness" means Debt. 25o,'o or
morc of thc original principal ofrvhich matures during any onc Fiscal Ycar. Scc "APPENDIX C
-- Form ofthe Loan Agreement" tbr definitions related to the capitalized terms used above.
For the purposes of the anti-dilution covenant described above, if the Debt also includes a
plcdgc of additional rcvenucs. thc maximum annual dcbt service on such Dcbt shall bc
discounted by the amount that will be covered by such additional revenues.
In the event additional Debt is issued fbr the purpose of refunding any Debt then
outstanding. thc conditions of thc anti-drlution covenant described above shall not apply,
provided that the issuance of such additional Debt shatl not result in an increase of the debt
scn,icc on thc applicablc Dcbt in any Fiscal Year ending on or before the maturity datc of thc
Bonds.
Additional Bonds; Permitted Parity Indebtedness
No additional bonds or debt of the Issuer may be issued pursuant to the lndenture.
However. the lssuer may issue additional indebtedness, including future series of bonds, for any
other purposes of the Issuer (including in order to make loans to borrowers). provided that such
indebtedness may not be payable tiom the Trust Estate pledged to the repayment of the Bonds.
There is no limitation on the issuance of additional debt by the Borrower except as may result
from compliance with the obligations described above under the caption "Antt-Dilution
Covenant."
Other Obligations Pavable from Non-Ad Valorem Revenues
Afier issuance of the Bonds, the Borrower will. in addition to its obligations related to the
Bonds, also have outstanding the indebtedness referenced in the table below. which is secured by
a covenant to budget and appropnate Non-Ad Valorem Revenues on the same basis as the Loan
Agreement securing the Bonds:
\on-Ad Valorcnr
Rer enue Debl'l'
Datr'of
Origination
Original Loan
Amount
Principal
Balance'r)
Final
Maturiw
Pledge of
Sccurit.v
Series 1022 Notc
Scrics l0llIl \otc
s 18.060.000
s t,-r45.000
s 16.990,000.00
s 1.2-30,000.00
Covenant to Budget Non-Ad
Valorem Rc!cnucs
Covenant to Budget Non-Ad
Valorem Rcvenucs
0l 2l t0t:
1,6 l(r l0ll
l0 15 .12
t0 t5 ll
Source: City of Danra Beach Finance Department.(l) The Borrower also has outstanding its Taxable Marina Revenue Bonds, Series 2013, which are
18
sccured by a pledgc of marina revenucs and by a backup covenant to budget and appropriate Non-
Ad Valorem Revenues. Pursuant to the terms of the Loan Agreement, such debt has not been
included in thc calculations ofothcr covenant-to-budgct-and appropriate debt ref'erenced herein, as
the marina revenues are not available to pay amounts due under the Loan Agreement and are
pledged to sscure such Serics 201 3 Bond debt.(2) As of october 1.2024.
(REMAINDER OF PAGE INTENTIONALLY LEFT BLANK)
t9
Outstanding Indebtedness; Calculation of Anti-Dilution Test Compliance; Historical Pro
Forma Debt Service Coverage
Set fbrth below for the Borrower is a schedule showing debt sen'ice on other covenant to
budget and appropriate-secured indcbtedness or indebtedness secured by Non-Ad Valorem
Revenues. a calculation ofthe Borrorver's compliance with the anti-dilution test described above,
and a breakdown ofhistorical Non-Ad Valorcm Rcvcnucs for fiscal years 2019-2023.
Ci{v of Dania Beach Combined Debt Service(r)
Series 2022
Note
Series 20228
Note
2024C
Bt-rndsFiscal Year Total:r
S 1.126.8.12
1.t29.202
t.t26.t2l
1.127 ,599
I ,128.573
1.124.106
1.124.198
I . 123.786
1.122.870
l . 126.387
1,1.24.337
1.1.26.720
1.123,53 6
1,124,785
1.125.404
r .125,393
1.124.7 52
l .123.481
I .121 .580
1.121,986
s 1s5.33 7
156,656
r57,818
158,824
r5.1,751
tss sqq
t56 :)q?
t56,827
157,206
151,428
s22,503,658 $ 1,566,738
ll)
r:)
Excludes thc Scrics 2024 Note to be refunded by the issuancc of thc Bonds
Totals may not add due to rounding.
20
2024
2025
2026
2027
2028
2029
2030
203 I
2032
2033
2034
2035
2036
2037
2038
2039
20,10
2041
2042
2043
2044
2045
2046
2047
2048
2.049
2050
2051
z052
2053
2054
TOTAL(:I
Anti-Dilution l'est Compliance
Set forth below is thc calculation of anti-dilution tcst compliancc with rcspcct to thc
Borrower as of September 30, 2023, taking into account the issuance of the Bonds and debt
service as of the date hcreof:
Citv of Dania Beach Non-Ad Valorem Revenue Anti-Dilution -I'est
Prior T$o-Year
,{vcragct-\'2022 I \ :021
Relenuel
Covernmental Funds Revenues
Less: Ad Valorem Revenues
Total Non-Ad Valorem Revenues
Add: Stormwater Revenues Available to Repay Bondsrrxr'
Less: Restricted Funds
General Fund Intergovemmental Revenues
General Fund Special Assessment Revenues
Grants
Cornmunity Redcvclopment Fund
Building Fund
Debt Service Fund
Capital Projects Fund
Nonmajor Gor emmental Funds
Adjusted Non-Ad Valorem Revenues
Expenditures
Essential Expenditures
Public Safety
General Govemment
Total Essential Expenditures
Less: Ad-Valorem Revenues Available to Pay Essential
Expenditures
Adjusted Essential Expenditurcs
\ct Non-Ad Valorcrn Rcrcnues arailablc tirr Dcbl Scnicc
s7l(.i{ I 13.6.10
27.419.933
$75.013.656
30.424.701
S76.916.r.18
51.3gri.657
1.n02.000
44.603.955
1.802.000
-13 .00-t . !t0 6
r.ri01.000
558.695
7.214.819
5.621,698
214.345
5.511.330
5.1I
629.679
575.905
6.937.O76
10.230.366
143.4-35
6.159.653
2l
130,287
4,548,325
5.1t..r85
7.492.561
1.013.029
285.2i4
4,863.006
1,060
I,129,071
4.305.714 l 127 0:0
11.175.589 76.'779.'7'7 5 15.627.681
10.832.50i
7.li76.5 l5
32.888.,+.15
8.098.16.1
34.891.385
8.3 r9.812
1s.759.020 ll.t ll.l97
t0.,12.1.70 r
10.986.609
2T .1t9 93i l3 .)l l.lll
f1.t39,037 12.789,,196 12.064.267
s 8.136.552 $13.990.279 S 13.563.416
Test - Prior T$o l'ear Average ofNet Non-Ad l'alorem Revcnues covers projected MADS by at least l50yo
Nct Non-Ad valorem Revenues available for Dcbt Scn icc S I 3.1 3 6,5 52 $ I 3.990,2 79 S | 3.563..1 I 6
Maximum Arnual Non-Ad Valorem Debt Serviccir) $3.0115.673 53.035.673 $3.085.673
Coverage 125.'7on 453.40 439.6'
Source: Citv of Dania Beach. Florida Financc Dcpartmcnt.
'1)As described under the heading "SECURITY AND SOURCES OF PAYML.NT -- The Covenant to Budget and
Appropriate - Stormwater Revenues," above, the Borrower has detcrmined that an amount of Stormwatcr
Revenues equal to maximum annual debt service on the Bonds will be treated as Non-Ad Valorem Revenues lbr
purposes of the Loan Agreement. Such Stormwater Rcvcnucs arc not available to pay debt service on the Series
2022 Notc or thc Scrics 2022B Note.
(2)Estimated based on existing debt and proposcd Bonds in thc aggrcgatc principal amount of S_ \r'ith a
true interest cost of %.
2t
City of Dania Beach Historical Non-Ad Valorem Revenues
FY 2019 through 2023
F}'
2019
Ft-
2020
Fl'
2021
FY
2022
Fl'
2023
Non-.{d Valorem Revenues:
Special Assessments
Franchise Taxes
Utility Ta\cs
Licenses and Permits
lntergovernmental
Charges for Services
Fincs and Forfeiturcs
Iil! estment Income
Grants
Miscellaneous
Total Non-Ad Valorem Revenues
s6,333,45,1
2.8.11,162
,1.065,n72
,1,3 5 1,890
5,268,361
4.709.569
459.442
510,769
2.66t,937
s6,7 ii9.857
2.991 .t t9
1.t t5.'101
8.123.712
6.252.155
5 )OS t7l
328,499
86.292
80.1,290
$6,937.076
17)) t(O
4,472,t43
9,069,680
6,938,521
5.665,106
lqq 415
267,626
10,275,331
$7,:192.561
4.245,4t7
5,165,296
5.938,1l6
1,530,473
5,979,615
387.536
3,267,856
I,069,349
3.532.5062115761.l 221 256 1,751 593
$36,743,088 533,,118,217 $39.527,161 551,391J,657 5.14.608.955
While the tables above are not intended to represent revenues of the Borrower
which would necessarily be available to pay Loan Repayments under the Loan Agreement,
they are an indication of the relative amounts of legally available Non-Ad Valorem
Revenues of the Borrower which may be available for the payment of amounts due under
the Loan Agreement and other Debt taking into account competing general governmental
expenditures or other restrictions. The ability of the Borrower to appropriate Non-Ad
Valorem Revenues in sufficient amounts to pay amounts due under the Loan Agreement is
subject to a variety of factors, including the responsibility to provide essential
governmental services, and the obligation of the Borrower to have a balanced budget. No
representation is being made by the Borrower that any particular Non-Ad Valorem
Revenue sources will be available in future years, or if available, will be budgeted to pay
amounts due under the Loan Agreement. For further information regarding Non-Ad
Valorem Revenues ofthe Borrower, reference is made to APPENDIX F attached hereto.
Continued consistent receipt of Non-Ad Valorem Revenues is dependent upon a variety
of factors, including formulas spccificd under Florida law for thc distribution of certain of such
tunds which take into consideration the ratio of residents in the City of Dania Beach to total
Broward County residents. The amounts and availability of any of thc Non-Ad Valorem
Revenues to the Borower are also subject to change, including reduction or elimination by
change of State law or changcs in thc facts or circumstances according to lvhich certain of the
Non-Ad Valorem Revenues are allocated. In addition. the amount of certain of the Non-Ad
Valorem Revenues collcctcd by thc Borrower is directly relatcd to the general economy of the
Borrower. Accordingly, adverse economic conditions could have a material adverse effect on
the amount of Non-Ad Valorcm Rcvcnues collected by thc Borrower. The Borroil'er may also
pledge cetain of the Non-Ad Valorem Revenues to future obligations that it issues. Such Non-
Ad Valorem Revenues would be required to be applied lo such obligations prior to their being
available to pay amounts due under the Loan Agreement. See "INVESTMENT
22
Set forth below is a tablc showing historical Non-Ad Valorcm Revenues ofthe Borrower:
s6.316,109
2.936,979
4,108,466
8,403,,119
5 .7.18,0,1It
4,688,126
55,1.902
I.129,,166
216
2.857.35'7
Source: Citv ofl)ania Beach. Florida-
CONSIDERATIONS lmpacts of COVID-19" fbr a discussion on thc impacts on Non-Ad
Valorem Revenues due to the COVID-19 pandemic.
Citl Pension Plans
The Borrou-er maintains two single-employer defined benetit pension plans tbr its t'ull
time police officers and firetighters, and its gcncral employccs. which at the conclusion of fiscal
year 2023 showed a net pension liability of $1,641,150 and $15,121,124. respectively. See
"APPENDIX F -- Financial lnformation Regarding the City of Dania Bcach. Flonda."
I \\' [-SI'}I !- \I' CO\SI DI]RAI'IONS
General
Thc purchasc of the Bonds involves a degrce of risk, as is thc case with all investments.
Factors that could alfect the Issuer's ability to perform its obligations under the lndenture,
including thc timcly payment of principal of and intercst on thc Bonds, include, but are not
necessarily lrmited to. the following:
Limited Special Obligations
The Bonds are limited, special obligations ofthe Issuer, the principal ot, premium, if any,
and interest on rvhich are payable from and sccurcd solcly by amounts hcld in the funds and
accounts established under the lndenture and amounts paid under the Loan Agreement, which are
in turn secured by a corenant to budget and appropriate Non-Ad Valorem Revenues as described
herein.
THE BONDS ARE NOT A GENERAL DEBT, LIABILITY OR OBLICATION OF
THE ISSUER, BUT ARE LIMITED OBLIGATIONS OF THE ISSUER, PAYABLE
SOLELY FRONI (I) THE PAYNIENTS TO BE \'IADE BY THE BORROWER
PURSUANT TO THE LOAN AGREENIENT, (II) ALL AMOUNTS IN CERTAIN FUNDS
AND ACCOUNTS CREATED PURSUANT TO THE INDT]NTURE, AND (III) ALL
REVENUES, A.\Y AND ALL OTHER PROPERTY, RIGHTS AND INTEREST OF
EVERY KIND AND NATURE FROM TINIE TO TI}IE HE,REAFTER BY DELIVERY
OR BY WRITING OF ANY KIND SUBJECTED TO THE INDENTURE, AS AND FOR
ADDITIO\AL SECURITY FOR THE BONDS, BY THE ISSUER OR BY ANY OTHER
PERSON O\ ITS BEHALF OR WITH ITS WRITTEN CONSENT, AS NTORE FULLY
DESCRIBED HEREIN. See "SECURITY AND SOURCES OF PAYNIENT - The
Covenant to Budget and Appropriate" herein. The obligation of the Borrower pursuant to
the Loan Agreement is not a general debt, liability or obligation of the Borrower, but is a
limited obligation of the Borrower payable from the sources and in the manner described
herein. The Bonds and the Loan are not a debt, liabilitv or obligation of the State of
Florida or anv political subdivision or entif.v" thereof other than the Issuer and the
Borrower, respectively.
2l
Limited Remedies Under the lndenture and Loan Agrcement
The remedies availablc to owncrs of thc Bonds upon thc occurrcncc and continuancc of
an Event of Default under the lndenture and Loan Agreement are liniited to the seeking of
spccific performance or a writ of mandamus or othcr suit, action or procecding compclling and
requiring the Issuer and the Borrower and their respective of'licers to observe and perfomi any
covenant. condition or obligation prescribcd in the lndcnturc and Loan Agrccment, rcspcctively.
The remedies available under the lndenture and the Loan Agreement depend in many respects
upon regulatory andjudicial actions that arc oftcn subjcct to discretion and dclay. Undcr cxisting
law, such remedies may not be readily available. In addition, enfbrcement of such remedies (i)
may be subject to gcneral principlcs of equity, which may pcrmit thc cxcrcisc of judicial
discretion, (ii) are subject to the exercise in the t'uture by the State and its agencies and political
subdivisions ofthe policc porvcr inhcrcnt in thc sovcreignty ofthc Statc, (iii) arc subjcct, in part.
to the provisions of the United States Bankruptcy Code and other applicable bankruptcy.
insoh,ency, reorganization. moratorium or similar laws rclating to or affecting thc cnforccment
of creditors' rights generally. now or hereafier in effect. and (iv) are subject to the exercise by the
United Statcs of thc porvers delegatcd to it by thc fcdcral Constitution. Thc various lcgal
opinions to be delivered concurrently with the delivery of the Bonds *ill be qualified to the
extcnt rhat thc cnforceability of certain Icgal rights rclatcd to thc Bonds is subjcct to limitations
imposed by bankruprcy. reorganization. insolvency or other similar laws at'fecting the rights of
creditors generally and by cquitable remcdics and procccdings gcncrally.
Bankruptcl Risks
Both the Issucr and the Borrower arc authorized to filc for bankruptcy undcr Chaptcr 9 of
the United States Bankruptcy Code under certain circumstances. including the approval of the
Govcmor of thc State of Florida. Thc rights of thc Owncrs of thc Bonds could be adversely
all'ected by a restructuring ofthe Borrorver's obligations under such Chapter 9. Should either the
lssuer or the Borrowcr filc for bankruptcy, thcre could bc adversc cffects on thc holders of the
Bonds.
Since the covenant to budget and appropriate Non-Ad Valorem Revenues contained in
the Loan Agrecment docs not create a licn on any specific rcvcnuc sourcc. Non-Ad Valorem
Revenues collected afier the commencement of a bankruptcy case by the Borrower would likely
not bc availablc to pay amounts due undcr thc Loan Agrcemcnt.
If thc Issucr or the Borrower is in bankruptcy, thc parties (including thc Trustce and the
holders ofthe Bonds) may be prohibited f'rom taking any action to collect any amount from the
Issuer or the Borrowcr or to cnforcc any obligation of thc Issucr or thc Borrower. unlcss thc
pemission of the bankruptcy court is obtained. These restrictions may also prevent the Trustee
from making payments to the holders ofthe Bonds fiom funds in the Trustee's possession.
As described herein under the heading "SECURITY AND SOURCES OF PAYMENT
The Covenant to Budget and Appropriate." and "SECURITY AND SOURCES OF PAYMENT
21
Pledging of Non-Ad Valorem Revenue Sourccs
- Outstanding Indebtedness; Calculation of Anti-Dilution Test Compliancc; Historical Pro
Forma Debt Service Coverage," specific Non-Ad Valorem Revenue sources from which the
Borrower has covenanted to budget and appropriate amounts suf'ficient to make Loan
Repayments may be pledged by it to secure other indebtedness of the Borrower. In such
situation, such Non-Ad Valorcm Rcvcnue sources lvould be applicd to such other indebtedness
prior to being applied to pay said Loan.
No Feasibilitv Consrltant
This Offlcial Statement provides historical information in connection with the Non-Ad
Valorcm Revenues of the Borrowcr available to make Loan Rcpaymcnts and thtts pay debt
service on the Bonds. [n connection with the issuance of the Bonds, the Borower determined
not to cngagc an independent feasibility consultant to provide an analysis of projccted Non-Ad
Valorem Revenues. As a result, while the Borrower reasonably believes its Non-Ad Valorem
Rcvenues will be sufficient to makc Loan Repayments, no forecasts or projcctions of Non-Ad
Valorem Revenues to make Loan Repayments are included in this Official Statement.
Climate Change Issues
Numerous scientific studies on climate change show that, among other effects on the
global ccosystcm, sea lelels will rise, extreme temperaturcs will bccomc more common, and
extreme weather events will become more frequent as a result of increasing global temperatures.
Sca levels will continue to rise in the futurc duc to the increasing temperature of thc occans
causing thermal expansion and growing ocean volume from glaciers and ice caps melting into
the ocean. Most of Florida is at risk of substantial flood damage over time, affecting privatc
development and public infrastructure, including roads. utilities, emergency services, schools,
and parks. Like*ise, Florida is hurricane-prone and thc Borrowcr has suffcred damage from past
hurricanes. As a result, the Borrower could lose considerable tax revenues and many residents,
businesses, and govemmental operations could be displaced, and the Borrower could be requrred
to mitigate these efl'ects at a potentially material cost. The Borrower has taken certain mitigation
measures regarding climate change, including ensuring the placement of all city structures and
amenities beyond hrstoric flood levels and the development of an emergency plan to manage
extreme weather events, and the Southwest Flonda Water Management District has a long-term
plan to protect against rising waster through the use of an outfall on Lake Lena prior to storm
events. However, the Borrower is unable to predict whether sea level nse or other impacts of
climate change or flooding lrom a major storm will occur, when they may occur, and ifany such
events occur, lvhether they will have a material adverse effect on the business operations or
hnancial condition of the Borrower. Additionally, climate change concems have led, and may
continue to lead, to new laws and regulations at the federal and state levels (including but not
limited to air, water, hazardous substances and waste regulations) that could have a material
adverse effect on the operations of the Borrower.
Cybersecurity
Computer netr.orks and systems used for data transmission and collection are vital to the
efficient operations of the Borrower. Borrower systems provide support to departmental
25
operations and constituent services by collecting and storing sensitive data, including intellcctual
propefty. security intbrmation. proprietary business process inlormation, information applying to
suppliers and busincss partncrs, and personally idcntifiablc information of customers,
constituents and employees. The secure processing, maintenance and transmission of this
information is critical to dcpartment operations and thc provision of citizen serr,ices.
Increasingly. governmental entities are being targeted by cyberattacks (including, but not limited
to, hacking, viruses, malware and other attacks on computers and other sensitive digital networks
and systems) seeking to obtain confidential data or disrupt critical services. A rapidly changrng
cyber risk landscapc may introduce new mlnerabilities and avenues that attackersihackers can
exploit in attempts to cause breaches or service disruptions. Employee error and,,or malfeasance
may also contributc to data loss or other systcm disruptions. Additionally, the Borrower's
computer networks and systems routinely interface and rely on third party systems that are also
subject to the risks prcviously dcscribcd. Any such brcach could compromise networks and the
confidentiality, integrity and availability of systems and the information stored there. The
potential disruptions. acccss. modification. disclosurc or dcstruction of data could rcsult in
intemrption of the efficiency of Borrower commerce. initiation of legal claims or proceedings.
liability under laws that protect the privacy of personal information, regulatory penalties,
disruptions in operations and the services provided, and the loss of confidence in Borrower
operations, ultimately adversely affecting Bonower revenues. The Borower has established an
intrusion prevention system. anti-virus next-generation firewall, and redundant backups,
including offline backup in place, to mitigate the risk and vulnerability of cyberattacks and
threats. Hou,ever, no assurances can be given that any cyberattacks, ifsuccessful, will not have a
matcrial advcrsc cffcct on thc opcrations or financial condition ofthe Borrolver.
Impacts of COVID-19
The outbreak of the highly contagious COVID- I 9 pandcmic in thc United Statcs in
March 2020 generally had a disruptive financial impact on local. state and national economies
around thc country, including without limitation fueling inflation and creating supply chain
issues. COVID-19 was considered a Public Health Emergency of lnternational Concem by the
World Health Organization. This led to quarantine and other "social distancing" measures
throughout the United States, including recommendations and wamings to limit non-essential
travel and promotc tclccommuting. Thcrc can bc no guarantee that State and,ror local shut downs
or closures similar to those implemented in 2020 rvill not happen in the future. lt is possible the
United States. including the State and the County, may experience increased COVID-19 cases,
hospitalizations, and deaths as a result of current or future variants. or mry experience a new
viral pandemic. which could, in turn, impact State and local govemment finances.
(REMAINDER OF PACE INTENTIONALLY LEF'T BLANK)
26
DEBT SERVICE REQUIRENIENTS
Thc fbllowing table sets forth thc total annual scheduled debt servicc requirements for the
Bonds
Period
Ending
October 1 Pnncipal Interest
Total Annual
Debt Service
TOTALS
(REMAINDER OF PAGE INTENTIONALLY LEFT BLANK)
27
TAX MATTERS
General
The Codc cstablishcs ccfiain requircmcnts which must bc mct subsequent to the issuancc
of the Bonds in order that interest on the Bonds be and remain excluded tiom gross income tbr
purposes of federal income taxation. Non-compliancc may causc intcrest on the Bonds to be
included in federal gross income retroactive to the date of issuance of the Bonds- regardless of
thc date on rvhich such non-compliance occurs or is ascertained. Thesc rcquircmcnts include,
but are not limited to, provisions which prescribe yield and other limits within which the
proceeds of thc Bonds and thc other amounts are to be invested and require that certain
investment eamings on the foregoing must be rebated on a periodic basis to the Treasury
Department of thc Unitcd Statcs. The Issuer has covenantcd in thc Indenture and the Borrower
has covenanted in the Loan Agreement to comply with such requirements in order to maintain
the erclusion from fcdcral gross incomc of thc intcrcst on thc Bonds.
In thc opinion of Bond Counscl, assuming compliance with certain covcnants, undcr
existing laws, regulations, judicial decisions and mlings, interest on the Bonds is excluded tiom
gross incomc for purposcs offcdcral incomc taxation. Interest on the Bonds is not an itcm oftax
prefbrence for purposes of the federal altemative minimum tax; however, interest on the Bonds
may bc includcd in thc "adjustcd financial statement income" of certain "applicablc
corporations" that are subject to the 15-percent altemative minimum tax under section 55 ofthe
Codc.
Except as described above. Bond Counsel will express no opinion regarding other federal
income tax consequences resulting fiom the o."vnership of, receipt or accrual of interest on. or
disposition of the Bonds. Prospective purchasers of the Bonds should be aware that the
ownership of the Bonds may result in collateral 1'ederal income tax consequences, including (i)
the denial of a deduction for interest on indebtedness incuned or continued to purchase or carryr
Bonds; (ii) the reduction of the loss reserve deduction fbr property and casualty insurance
companies by fifteen percent (15%) of cefiain items, including interest on the Bonds; (iii) the
inclusion of interest on the Bonds in eamings of cerlain fbreign corporations doing business in
the United States for purposes of the branch profits tax; (iv) the inclusion of interest on the
Bonds in passive income subject to f'ederal income taxation of certain Subchapter S corporations
with Subchapter C eamings and profits at the close of the taxable year; and (v) the inclusion of
interest on the Bonds in "modified adjusted gross income" by recipients of certain Social
Security and Railroad Retirement benefits for the purposes of determining rvhether such benefits
are included in gross income fbr f'ederal income tax purposes.
28
As to questions of lact material to the opinion of Bond Counsel, Bond Counsel will rely
upon representations and covenants made on behalf of the Issuer and the Bororver, certiticates
of appropnate officers and cenificates ofpublic officials (including certifications as to the use of
proceeds of the Bonds and of the property financed or refinanced thereby), without undertaking
to verily the same by rndependent investigation.
PURCHASE. OWNERSHIP, SALE OR DISPOSITION OF THE BONDS AND THE
RECEIPT OR ACCRUAL OF THE INTERIST THEREON MAY HAVE ADVERSE
FEDERAL TAX CONSEQUENCES FOR CERTAIN INDIVIDUAL AND CORPORATE
BONDHOLDERS. INCLUDING, BUT NOT LIMITED TO, THE CONSEQUENCES
DESCRIBED ABOVE. PROSPECTIVE BONDHOLDERS SHOULD CONSULT WITH
THEIR TAX SPECIALISTS FOR INFORMATION IN THAT REGARD.
Information Reporting and Backup Withholding
Interest paid on tax-exempt bonds such as the Bonds is subject to intbrmation reporting to
thc Intcmal Revenue Service in a manncr similar to interest paid on taxable obligations. This
reporling requirement does not affect the excludability of interest on the Bonds from gross
income for fcdcral income tax purposes. Howcvcr, in conjunction with that information
reporling requirement, the Code subjects cefiain non-corporate owners of Bonds, under certain
circumstanccs. to "backup r.vithholding" at thc rate specified in the Codc with respect to
payments on the Bonds and proceeds fiom the sale of the Bonds. Any amount so withheld
would bc refunded or allowed as a credit against the federal income tax of such owner of the
Bonds. This withholding generally applies if the owner of the Bonds (i) thils to fumish the payor
such owner's social security numbcr or other taxpayer identification numbcr ("TIN"), (ii)
furnished the payor an incorrect TlN, (iii) fails to properly report interest, divrdends, or other
"reportablc payments" as defined in the Codc, or (iv) under certain circumstanccs, fails to
provide the payor or suoh owner's securities broker with a certified statement. signed under
penalty of perjury, that thc TIN provided is correct and that such o'*'ner is not subject to backup
withholding. Prospective purchasers of the Bonds may also wish to consult with their tax
advisors with respect to the need to fumish certain taxpayer information in order to avoid backup
withholding.
Other Tax N{atters
Prospective purchasers of the Bonds should consult their orvn tax advisors as to the tax
consequences of owning the Bonds in their particular state or local jurisdiction and regarding any
pending or proposed federal or state tax legislation. regulations or litigation, as to which Bond
Counsel expresses no opinion.
29
During recent years, Iegislative proposals have been introduced in Congress, and in some
cases enacted, that altered certain federal tax consequences resulting from the onnership of
obligations that are similar to the Bonds. In some cases, these proposals have contained
provisions that altered these consequences on a retroactive basis. Such alteration of federal tax
consequences may have affected the market value of obligations similar to the Bonds. From
time to time, legislative proposals are pending which could have an effect on both the federal tat
consequences resulting liom ownershrp of the Bonds and their market value. No assurance can
be given that Iegislative proposals will not be enacted that rvould apply to, or have an adverse
effect upon, the Bonds.
Tax Treatment of Original Issue Discount
Under the Code. the difference between the mailrity amount of the Bonds maturing on
October I ol the year (the "Discount Bonds"), and the initial offering price to the
public, cxcluding bond houses, broksrs or similar pcrsons or organizations acting in the capaciry
of underwriters or wholesalers. at which price a substantial amount ofthe Discount Bonds of the
samc maturity and, if applicable, interest rate, was sold is "original issuc discount." Original
issue discount will accrue over the term of the Discount Bonds at a constant interest rate
compoundcd pcriodically. A purchaser who acquires the Discount Bonds in the initial offcrin_s
at a price equal to the initial ofl'ering price thereof to the public will be treated as receir,ing an
amount of intercst cxcludablc from gross incomc for f'cderal income tax purposes equal to the
original issue discount accruing during the period he or she holds the Discount Bonds, and will
incrcasc his or hcr adjusted basis in the Discount Bonds by the amount of such accruing discount
for purposes of determining taxable gain or loss on the sale or disposition ofthe Discount Bonds.
Thc fcdcral income tax consequences of the purchase, ownership and redemption, sale or other
disposition of the Discount Bonds which are not purchased in the initial ofl'ering at the initial
offering price may bc dctcrmincd according to rules which differ from thosc abovc.
Bondholders of the Discount Bonds should consult their own tar advisors with respect to the
precise determination for fcdcral incomc tax purposcs of interest accrued upon salc, rcdcmption
or other disposition of the Discount Bonds and with respect to the state and local tax
conscqucnccs of owning and disposing ofthe Discount Bonds.
Tax Treatment of Bond Premium
The difference between the principal amount of the Bonds matunng on October 1 of the
year (the "Premium Bonds") and the initial offering price to the public (excluding bond
houses, brokers or similar persons or organizations acting in the capacrty of under-rvriters or
wholesalers) at which price a substantial amount of the Premium Bonds of the same maturity
and, if applicable, interest rate, was sold constitutes to an initial purchaser amortizable bond
premium which is not deductible from gross income for federal income tax purposes. The
amount of amortizable bond premium for a taxable year is determined actuarially on a constant
interest rate basis over the term of each of the Premium Bonds. which ends on the earlier of the
maturity or call date for each of the Premium Bonds which minimizes the yield on the Premium
Bonds to the purchaser. For purposes of determining gain or loss on the sale or other disposition
of a Premium Bond, an initial purchaser who acquires such obligation in the initial offenng is
required to decrease such purchaser's adjusted basis in the Premium Bond annually by the
amount of amortizable bond premium for the taxable year. The amofiization of bond premium
may be taken into account as a reduction in the amount of tax-exempt income fbr purposes of
determining various other tax consequences of owning the Premium Bonds. Bondholders ofthe
Premium Bonds are advised that they should consult with their own tax advisors rvith respect to
the state and [ocal tax consequences ofowning the Premium Bonds.
30
LITIGATION
The Borower cxpcricnccs claims, litigation, and various lcgal proccedings which
individually are not expected to have a material adverse efl-ect on its operations or financial
condition, but may, in thc aggrcgatc, have a material impact thereon. On thc date of delivery of
the Bonds, the Borrower will certiiy that, except as disclosed in this Official Statement. there is
no action, suit, procccding or investigation at law or in equity bcforc or by any court, public
board or body, pending. or to the best of the Borrower's knowledge, threatened, against or
affecting the Borowcr r.vhcrcin an unfavorable decision, ruling or finding would materially and
adversely atl'ect the Borrower, its financial condition or its ability to comply with its obligations
undcr the Loan Agreement or the validity or enforceability ofthc Loan Agreement.
On thc date of delivery of the Bonds, the lssucr will ccrtifu that there is no action. suit,
proceeding or investigation at law or in equity before or by any court, public board or body,
pending, or to the best knowledge of the Issucr, thrcatcncd, against or affecting the Issuer,
wherein an unfavorable decision, ruling or linding would materially and adversely affect the
validity of the Bonds, the Indenture or the Loan Agrccmcnt.
LEGAL MATTERS
Ccrtain lcgal matters incident to the authorization, issuancc and salc by the Issuer of the
Bonds are subject to the approving opinion of Bryant Miller Olive P.A., Miami, Florida. Bond
Counscl. Bond Counsel has not been engaged to, nor has it undcrtakcn to, review the accuracy,
completeness or sul-liciency of this Official Statement or any other off'ering material relating to
the Bonds; provided, however, that Bond Counsel shall render an opinion to the Underwriter of
the Bonds (upon which only it may rely) relating to the accuracy of certain statements contained
herein under the heading "TAX MATTERS" and certain statements which summarize provisions
of cerlain documents described herein. Certain legal matters will be passed upon tbr the Issuer
by David Cruz. Esqurre, counsel to the Issuer. as deputy general counsel to the Florida League of
Cities. Inc. and Nabors, Giblin & Nickerson, P.A., Tampa. Florida, as Disclosure Counsel.
Certain legal matters will be passed upon for the Borrower by Eve Boutsis, Esq.. Dania Beach,
Florida. counsel to the Borrower.
The proposed text ofthe approving opinion ofBond Counsel to be delivered concurrently
rvith the delivery of the Bonds is set forth as APPENDIX E to this Official Statement. The
actual legal opinion to be delivered may vary ilom the text of APPENDIX E, if necessary, to
reflect facts and law on the date of delivery of the Bonds. The opinion will speak only as of its
date, and subsequent distribution of it by recirculation of this Official Statement or otherwise
shrll create no implication that Bond ( ounsel has reviewed or expresses an1 opinion eonceming
any of the matters ref'erenced in the opinion subsequent to its date.
The legal opinions to be delivered by Bond Counsel, Disclosure Counsel, counsel to the
Issuer, and counsel to the Borrower concurrently with the delivery of the Bonds are based on
existing law, which is subject to change. Such legal opinions are further based on lactual
representations made as of the date thereof. The attorneys rendering legal opinions concurrently
with the delivery ofthe Bonds assume no duty to update or supplement their respective opinions
31
to reflect any facts or circumstances. including changes in law that may thereafter occur or
become effectire. In addition, such legal opinions express the professional judgment of the
attomeys rendering the opinions regarding the legal issucs cxprcssly addrcsscd in such opinions.
By rendering a legal opinion. the opinion giver does not become an insurer or guarantor of the
result indicated by that expression of professional judgment, of thc transaction on which the
opinion is rendered, or of the future performance of parties to the transaction. Nor does the
rcndcring of an opinion guarantce the outcomc of any lcgal dispute that may arisc out of thc
transaction.
The fees ofBond Counsel. Disclosure Counsel, and Borrower's Counsel. and payment of
the Underwriter's discount, which includes the fees ofcounsel to the Underwriter. are contingent
upon the issuance of the Bonds.
FINANCIAL STATEMENTS
Included in APPENDIX F are the audited financial statements of the Borrou,er as ol
September 30, 2023, for the year then ended. Such financial statcmcnts, including thc auditor's
repoft. have been included in this Official Statement as a public document, and consent from the
auditor was not requestcd. Thc auditor has not pcrformed any sen'ices relating to, and is
therefore not associated r.l ith, the issuance of the Bonds.
S&P Global Ratings ("S&P") has assigned a rating to the Bonds of "
outlook). The rating reflects only the view of S&P and an explanation of the significance of the
ratings may be obtained only lrom S&P. The rating is not a recommendation to buy. sell or hold
the Bonds. and there is no assurance that such rating will remain in effect for any given period of
time or that they will not be revised downward or withdrawn entirely ii, in the judgment of S&P,
circumstances so \r'arrant. Any downrvard revision or withdrawal of such ratings may have an
adverse efl'ect on the market price of the Bonds. The Underwnter has not undertaken
responsibility to bring to the attention of the holders of the Bonds any proposed revision or
withdrawal ofthe rating ofthe Bonds, or to oppose any proposed revision or withdrawal.
U:\iDERWRITINC
(which rncludes net bond [premium] [discount] of $_ and
Undenvriter's discount of S , and to reoflbr the Bonds at the prices shown on the
inside cover hereof. The initial public offering prices may be changed from time to time by the
Underwriter.
There can be no assurance that there will be a secondary market lbr purchase or sale of
the Bonds. Depending upon prevailing market conditions, including the financial condition or
market positions of firms which may make the secondary market, evaluation of the Borrower's
capabilities and the financial condition and results of their operations, there may not be a
price of $
32
RATINGS
I
(the "Underwriter"). has agreed to purchase the Bonds at a
secondary market for the Bonds tiom time to time, and invcstors in the Bonds may bc unable to
divest themselves of their interests therein.
The Underwriter and its afllliates are full service financial institutions engaged in various
activities, which may include securities trading, commercial and invcstment banking, financial
advisory, investment management, principal investment, hedging. financing. and brokerage
scrvices. The Underwritcr and its respective affihatcs have, from time to timc, performed, and
may in the future perfbrm, various investment banking services for the Issuer or the Borrower,
for rvhich they rcccivcd or u'ill receive customary fccs and expenses.
In thc ordinary course of their various business activitics, the Underwriter and its
respective affiliates may make or hold a broad array of investments and actively trade debt and
equity secunties (or rclated derivative securities, which may include credit default sr.vaps) and
financial instruments (including bank loans) for their own account and for the accounts of their
customers and may at any time hold long and short positions in such securitics and instruments.
Such in\estment and securities activities may involve securities and instruments ofthe Issuer and
the Borrower.
Thc Underwriter and its rcspcctive affiliates may also communicate independent
investment recommendations, market color or trading ideas and/or publish or express
indcpcndcnt research views in respect of such asscts, securities or instruments and may at any
time hold, or recommend to clients that they should aoquire, long and/or short positions in such
asscts. securities and instruments.
Bond Counsel and Disclosure Counsel may, from time-to-time. serve as counsel to the
Underw'riter on matters unrelated to the issuance ofthe Bonds.
FINANCIAL ADVISOR TO THE ISSUER
The Issuer has retained Public Resources Advisory Group. Inc., St. Petersburg. Florida,
as Financial Advisor in connection with the Bonds. The Financial Advisor is not obligated to
undertake and has not undertaken to make, an independent veriflcation or to assume
responsibility for the accuracy, completeness or fairness of the information contained in this
Oflicial Statement. Public Resources Advisory Group, Inc. is an independent advisory firm and
is not engaged in the business of underwriting, trading or distributing municipal or other public
securities.
CONTINUING DISCLOSUR.E
In compliance with Securities and Exchange Commission Rule 15c2-12 under the
Securities Exchange Act of 1934, as amended (17 CIFR Part 240, 210.15c2-12) (the "Rule"), the
Issuer and the Borrower have each entered into a covenant (a "Continuing Disclosure
Agreement") that constitutes the written undertaking for the benefit of the holders of the Bonds
required by Section (b)(5)(i) of the Rule. The fbrms of the Continuing Disclosure Agreements
for the Borrower and the Issuer are contained in Appendices A and B hereof.
As notcd elscwhcrc in this Official Statement, the Bonds constitutc thc thidy-third series
of bonds issued by the Issuer. The Issuer's prior bond issues funded loans to various borrowers
(the "Prior Borrowcrs"), in a fashion similar to that described herein with respcct to thc Bonds.
In connection with its prior bond issues, the Issuer and each of the Prior Borrowers entered into
continuing disclosurc agrccmcnts (the "Prior Undertakings") pursuant to the Rulc. Pursuant to
the Prior Undertakings, the Issuer and each Prior Borrorver agreed to provide certain annual
financial information on or bcfbrc certain specified dates after the end of each fiscal year of thc
Issuer and the respective Prior Borrowers. The Borrorver has not entered into a continuing
disclosurc agrcement under the Rule.
DISCLOSURE REQUIRED BY FLORIDA BLUE SKY REGULATIONS
Rulc 69W-400.003. Rules of Govemment Securities under Section 517.051(l), Florida
Statutes, promulgated by the Florida Department of Financial Services. Office of Financial
Regulation. Division of Sccuntics and Financc ("Rule 69W-400.003"), requires the lssuer to
disclose each and every default as to the payment of principal and interest with respect to
obligations issucd or guarantccd by the Issuer aftcr December 31, 1975. Rule 69W-,100.003
fuither provides. hou'ever. that if the Issuer, in good faith, believes that such disclosures would
not be considered material by a reasonablc invcstor, such disclosures may bc omittcd.
Except as described below, thc Issucr is not, and sincc Dcccmbcr 31,1975, has not been,
in default as to principal of and interest on bonds or other debt obligations. The Bororver has
certified that it is not, and sincc Dcccmbcr 31, 1975, has not been, in default as to principal of
and interest on bonds or other debt obligations fbr which either ad valorem or non-ad valorem
revcnucs ofthc Borrowcr wcrc pledgcd.
(REMAINDER OF PAGE INTIINTIONALLY LEFT BLANK)
31
The Borrowcr has not undcrtaken an independent review or investigation of bonds or
other debt obligations as to which it has served only as a conduit issuer. To the extent any of
bonds or other debt obligations are in default as to principal and/or intorest, thc obligation of the
Borrower thereunder is limited solely to payment from funds received by the party on whose
behallsuch bonds or other debt obligations wcrc issucd, and the Borrower is not obligated to pay
the principal of or interest on such bonds or other debt obligations from any funds of the
Borrower.
MISCELLANEOUS
The summaries of and rcfbrences to all documents. statutos, reports and other instruments
ref-erred to herein do not puryort to be complete, comprehensive or definitive. and each such
refcrcncc or summary is qualified in its entirety by referencc to cach such document. statutc,
report or other instrument. So iar as any statements made in this Official Statement involve
matters of opinion or arc estimates, whether or not cxprcssly stated. they are sct forth as such and
not as representations of fact, and no representation is made that any of the estimates will be
realized.
FLORIDA MUNICIPAL LOAN COUNCIL
By'
Its: Chairman
CITY OF DANIA BEACH. FLORIDA
By
Its: Mavor
35
APPENDIX A
FOR-NI OF CONTINUING DISCLOSURE ACREEMENT FOR THE BORROWER
This CONTINUING DISCLOSURE AGREENIENT dated as of October 1.2024 (the
"Continuing Disclosure Agreement") is executed and delivered by the City of Dania Bcach,
Flonda. a Florida municipality ("Obligated Entity"), and by Florida League of Cities, Inc., a
Florida corporation not-for-profit. as Disscmination Agcnt (thc "Dissemination Agent")
hereunder. Additional capitalized terms used herein shall have the meanings ascribed thereto in
Section 2 hereof
SECTION 1. Nature of Undertakins. This Continuin g Disclosure Agreement
constitutes an undertaking by the Obligated Entity under paragraph (b)(5) ofthe Rule to provide
Financial Information and noticc ofthe occumence of ccrtain cvcnts with rcspcct to the Bonds, as
provided in paragraph (b)(5Xi)(C) of the Rule, and otherwise to assist the Participatrng
Undenvriter in complying with paragraph (b)(5) of the Rule with respect to the Offering of the
Bonds. Among other things. the Obligated Entity is hereby undertaking (i) to disseminate an
Annual Report not later than the June 30 following the end of cach Fiscal Ycar of the Obligated
Entity in accordance .,vith Section 4 hereoi which contains Financial lnformation with respect to
thc Obligatcd Entity, (ii) if an Annual Rcport docs not contain the Audited Financial Statements,
to disseminate the Audited Financial Statements in accordance with Section 4 hereof as soon as
practicablc after thcy shall havc bccn appror-cd by the Governing Body, (iii) to provide notice in
a timely manner, in accordance with Section 6 hereof, of the occurrence of any of the Listed
Events related to the Obligated Entity and (iv) to provide notice in a timely manner. in
accordance with Section 4(e) hereof, of any failure to disseminate an Annual Report in
accordance with the preceding clause (i) of this sentence.
SECTION 2. Definitions. In addition to the definitions set forth above and in the
herein-defined lndenture, rvhich shall apply to any capitalized terms used herein. the following
capitalized terms shall have the following meanings, unless otherwise defined therein:
"Annual Report" means a document or set of documents ivhich (a) identifies the
Obligated Entity; (b) contains (or includes by ref-erence to documents which were filed with the
SEC or EMMA pnor to the date that the Annual Report containing such reference is provided to
the Dissemination Agent in accordance with Section 4 hereof): (i) Financial infbrmation and
Operating Data for the Obligated Entity; (ii) Audited Financial Statements if such Audited
Financial Statements shall have been approved by the Goveming Body at the time the Annual
Reporl is required to be provided to the Dissemination Agent in accordance with Section 4
hereol and (iii) Unaudited Financial Statements if the Audited Financial Statements shall nor
have been approved by the Gor.eming Body at the time the Annual Report is required to be
provided to the Dissemination Agent in accordance with Section 4 hereof: (c) in the event that
the Obligated Entity delivers a Continuing Disclosure Certificate to the Dissemination Agent
pursuant to Section 5(b) hereof. contains (in the case of the Annual Report disseminated on or
immediately after the date such Continuing Disclosure Cefiificate is so delivered) a narratil e
explanation of the reasons fbr the changes in Financial Infbrmation an&or Operating Data set
A-l
fbrth in such Continuing Disclosure Certificate and the effect of thc changes on thc types of
Financial Information and/or Operating Data being provided in such Annual Report; and (d) in
thc cvcnt that the Obhgated Entity authorizes a change in the accounting principles by r.vhich its
Audited Financial Statements are prepared, contains (in the case of the Annual Report
disscminated on or immcdiately after the datc of such change) (l) a comparison betwccn the
Financial Information prepared on the basis ofthe neu,accounting principles which is contained
in such Annual Rcport and the Financial Information preparcd on the basis of thc former
accounting principles which was contained in the previous Annual Report disseminated
immediately prior to such Annual Report and (2) a discussion of the differences betwccn such
accounting principles and the efi'ect of such change on the presentation of the Financial
Information being providcd in such Annual Report.
"Annual Report Certificate" mcans an Annual Report Ccrtificate in the form attached
hereto as Exhibit A.
"Annual Report Date" means the June 30 following the end of a Fiscal Year
"Audited Financial Statements" means the financial statements of the Obligated Entity
which have becn cxamincd by independent certificd public accountants in accordancc with
generally accepted auditing standards.
"Bondholder" means (i) the registered orvner of a Bond and (ii) the beneficial owner of
a Bond, as the term "bencficial owner" is used in any agreemcnt with a securities depository for
the Bonds and as the term may be modified by an intelpretation by the SEC of paragraph (b)(5)
of the Rule.
ItBonds, means the $_* Florida Municipal Loan Council Refundrng and
Improvement Revenue Bonds, Series 7024C (City of Dania Beach Series).
"Continuing Disclosure Agreement" means this Continuing Disclosure Agreement, as
the same may be supplemented and amended pursuant to Section 8 hereof.
"Continuing Disclosure Certi{icate" means a Continuing Disclosure Certificate in the
form attached hereto as Exhibit B delivered by the Obligated Entity to the Dissemination Agent
pursuant to Sectron 5 hereof.
"Dissemination Agent" means Florida League of Cities. Inc.. acting in its capacity as
Dissemination Agent hereunder, or any successor Dissemination Agent which is appointed
pursuant to Section 3 hereof or to which the responsibilitres of Dissemination Agent under this
Continuing Disclosure Agreement shall have been assigned in accordance with Section t hereof'.
means the Electronic Municipal Market Access System as described in
Securities and Exchange Commission Release No. 34-59062 and maintained by the Municipal
Securities Rulemaking Board fbr purposes of the Rule as further described in Sections 4 and 6
hereof.
A-2
"Final Official Statement" mcans thc Final Official Statement prepared in conncction
with the Offering of the Bonds.
"Financial lnformation" means financial information related to the Obligated Entity ol
the typcs identified in the Continuing Disclosure Certificatc most rcccntly delivered by the
Obligated Entity to the Dissemination Agent in accordance with Section 5 hereo| The Financial
Information (i) shall be prepared for the Fiscal Year immediately preceding thc datc of the
Annual Report containing such Financial Information, and (ii) shall be prepared on the basis of
the Auditcd Financial Statcments to be provided to the Dissemination Agent concurrently with
the Annual Report, provided that, if the Audited Financial Statements are to be provided to the
Disscmination Agent subsequent to the date that the Annual Report is provided to the
Dissemination Agent. such Financial Information may be prepared on the basis of the Unaudited
Financial Statcmcnts.
"Governing Body" shall mcan the govcming body of thc Obligatcd Entity which shall
approve the Audited Financial Statements.
"Indenture" means the Trust Indenture dated of even date herewith by and between
Florida Municipal Loan Council, as Issuer, and Thc Bank of Ncw York Mcllon Trust Company,
N.A.. as Trustee.
["Insurer" shall mean , as insurer of the Bonds.l
'rl-oan Agreement means the Loan Agreement dated of even date herewith, between
the Issuer and the Obligated Entity.
"Listed Events" means any ofthe events which are set forth in Section 6 hereot'.
"MSRB" means the Municipal Securities Rulemaking Board.
"Offering" means the primary offering of the Bonds for sale by the Participating
lJnderwriter.
"Operating Data'r means operating data of the types identified in the Continuing
Disclosure Certificate most recently delivered by the Obligated Entity to the Dissemination
Agent in accordance wrth Section 5 hereof. The Operating Data shall be prepared fbr the Fiscal
Year immediately preceding the date ofthe Annual Report containing such Operating Data.
" Participating Underlvriter" means
A-3
"Event Notice" mcans notice ofthe occurrence ofa Listed Evcnt.
"Rating Agency" means _! or any successor thereto.
"Rule" mcans Rule l5c2l2 adoptcd by the SEC under the Securities Exchangc Act of
lqJ4, as amended. as the Rule may be amended from time lo lime. or an) successor provision
thereto.
"Trustee" means The Bank of New York Mellon Trust Company, N.A., as trustee under
the Indenture.
"Unaudited Financial Statements" means unaudited financial statements of the
Obligated Entity for any Fiscal Year which have bccn prepared on a basis substantially
consistent with the Audited Financial Statements to be subsequently prepared for such Fiscal
Ycar.
SECTION3. Aonointment of Dissemination A p ent: Ob lisa ti ons of o b liqa ted Enti tv
Respecting Undertaking.(a) The Obligated Entity hereby appoints Florida League of Cities,
Inc. to act as the initial Dissemination Agent hereundcr. Florida League of Citics, Inc. hcrcby
accepts such appointment. The Obligated Entity may, from time to time, appoint a successor
Dissemination Agcnt or discharge any then acting Disscmination Agent, with or without causc.
If at any time there shall be no Dissemination Agent appointed and acting hereunder or the then
appointed and acting Dissemination Agent shall fail to perform its obligations hereunder, the
Obligated Entity shall discharge such obligations until such time as the Obligated Entity shall
appoint a successor Dissemination Agcnt or the then appointed and acting Dissemination Agent
shall resume the performance of such obligations.
(b) The Obtigated Entity hereby acknowledges that the Obligated Entity is
obligated to comply with this Continuing Disclosure Agreement and that the appointment of the
Dissemination Agent as agent ofthe Obligated Entity for the purposes herein provided does not
relieve the Obligated Entity of its obligations with respect to this Continuing Disclosure
Agreement.
SECTION 4. Annual Financial Information.(a) The Financial Information shall be
contained in the Annual Reports and, if provided separately in accordance with Section 5(b)
hereof, the Audited Financial Statements which the Obligated Entity is required to deliver to the
Dissemination Agent for dissemination in accordance with this Section 4.
(b) The Dissemination Agent shall notifu the Obligated Entity of each
Annual Report Date and ofthe Obligated Entity's obligation hereunder not more than 60 and not
less than 30 days prior to each Annual Reporl Date. The Obligated Entity shall provide an
Annual Reporl to the Dissemination Agent, together with an Annual Repon Certificate, not later
than each Annual Report Date, provided that. if the Annual Report does not include the Audited
Financial Statements, the Obligated Entity shatl provide the Audited Financial Statements to the
Dissemination Agent as soon as practicable after they shall have been approved by the
Goveming Body.
A-4
"SEC" mcans the Securities and Exchange Commission.
(c) The Dissemination Agent shall providc thc Annual Report and, if received
separately in accordance with Section 4(b) hereof. the Annual Financial Statements. to EMMA,
thc Trustee, the Issuer, the Rating Agency and the lnsurer within flve (5) Busincss Days after
receipt thereof from the Obligated Entity.
(d) The Dissemination Agent shall provide the Issuer, the Obligated Entity and
thc Trustee written confirmation that the Annual Repot and, ifreceived separately in accordancc
with Section 4(b) hereof. the Annual Financial Statements, were provided to EMMA in
accordancc with Scction 4(c) hcrcof.
(") If thc Disscmination Agcnt shall not have filed thc Annual Rcpoft by thc
Anmral Reporl Date, the Dissemination Agent shall so notifi/ the Obligated Entity, EMMA, the
Trustcc and the Insurer within five (5) Business Days ofthe Annual Report Date.
SECTION 5. Continuins Disclosure Certificates. (a) Thc Obligatcd Entity shall
prepare a Continuing Disclosure Certificate in the form attached hereto as Exhibit B in
connection with the Offering ofthe Bonds and shall dclivcr thc samc to thc Disscmination Agent
fbr dissemination to the Parlicipating Underwriter. Issuer and Trustee.
(b) Prior to the deletion or substitution of any Financial Information and
Opcrating Data in the Continuing Disclosure Ccrtificatc from thc information listcd in Exhibit B
hereto. the Obligated Entity will obtain an opinion of nationally recognized disclosure counsel
(which may also act as outsidc counsel to thc Obligatcd Entity) addressed to the Issuer, thc
Parlicipating Underwriter. the Trustee and the Dissemination Agent. to the effect that said
deletion or substitution is permitted by the Rule and the Financial and Operating Data to be
provided will comply with the Rule, as in et}'ect on the date of the Of'fering of the Bonds and
taking into account any amendment or interpretation ofthe Rule by the SECI or any adjudication
of the Rule by a final decision of a court of competent junsdiction which may have occured
subsequent to the execulion and delivery of this Continuing Disclosure Agreement. The
Dissemination Agent is entitled to rely on such opinion without further investigation.
(d) Any delivery of a Continuing Disclosure Certiflcate pursuant to Section
5(a) hereof shall not be deemed to be an amendment to this Continuing Disclosure Agreement
and shall not be subject to the provisions of Section 8 hereof'.
StrCTION 6. ReDortins o f Listed Events (a) Pursuant to the provisions of
this Section 6, the Obligated Entity shall direct the Dissemination Agent to provide, in the
appropriate fbrmat recluired by law or applicable regulation. in a timely manner such that
A-5
(c) Notwithstanding Section 5(b) hereof, the Obligated Entity shall not be
required to comply with Section 5(b) hereof if such Section shall no longer be deemed to be
required in order for this Continuing Disclosure Agreement to comply with the Rule as a result
of the adoption, rendering or delivery of (i) an amendment or interpretation of the Rule by the
SEC, (ii) an adjudication of the Rule by a final decision ol a court of competent jurisdiction or
(iii) an opinion of nationally recognized disclosure counsel (which may also act as outside
counsel to the Obligated Entity), in each case, to that efI'ect.
notice to EMMA can be provided not in excess often busincss days after the occurrence of thc
event, notice of the occurrence of any of the following events, with respect to the Loan and
the Bonds:
(i")unscheduled draws on credit enhancements reflecting financial
difficulties;
(u) substitution ofcrcdit facility providers, or thcir failurc to perform;
(r'i) adverse tar opinions, the issuance by thc Intemal Revenue Servicc of
proposed or tinal determinations of taxability, Notices ol Proposed Issue
(lRS form 5701-TEB) or other material noticcs or determinations with
respect to the tax status of the Loan or Bonds, or other material events
affecting the tax status ofthc Loan or Bonds;
(i)
(i,
(iiD
(vii)
(viii)
(ix)
(x)
principal and interest payment delinquencies;
non-payment relatcd defaults, if material;
unscheduled draws on debt service reserves reflecting financial
difficulties;
modifications to rights of holdcrs ofthe Bonds, if material:
Bond calls, if material. and tender offers:
deleasances:
release, substitution, or sale of any property securing repayment of the
Loan or Bonds, if matenal;
rating changes;
bankruptcy, insolvency, receivership or similar events of the Obligated
Entity (which is considered to occur when any ofthe following occur: the
appointment of a receiver, fiscal agent or similar officer for the Obligated
Entity in a proceeding under the U.S. Bankruptcy Code or in any other
proceeding under state or federal law in which a court or govemmental
authority has assumed jurisdiction over substantially all of the assets or
business of the Obligated Entity, or if such jurisdiction has been assumed
by leaving the existing goveming body and officials or officers in
possession but subject to the supen'ision and orders of a coufi or
govemmental authority, or the entry of an order confirming a plan of
reorganization, araangement or liquidatron by a court or govemmental
authority having supen'ision or jurisdiction over substantially all of the
assets or business of the Obligated Entity).
(xi)
(xii)
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(xiii)the consummation of a merger, consolidation, or acquisition involving thc
Obligated Entity or the sale of all or substantially all of the assets of the
Obligated Entity, other than in the ordinary course of business, the entry
into a definitive agreement to undertake such an action or the termination
ofa definitrve agreement relating to any such actions. other than pursuant
to its terms, if materiali
(xiv) the appointment ofa successor or additional trustee or the change of name
of the trustee, if material;
(*u) incurrence of a financial obligation of the Obligated Entity, if matcrial, or
agreement to covenants, events of defbult, remedies, priority rights, or
othcr similar tcrms of a financial obligation of thc Obligatcd Entity, any of
which at'fect holders of the Bonds, if material (fbr purposes of the
foregoing and paragraph (xvi) betow. "financial obligation" mcans a (a)
debt obligation; (b) derivative instrument entered into in connection with,
or pledged as security or a source of payment for, an existing or planncd
debt obligation; or (c) a guarantee of(a) or (b));
(xvii) in a timely mannerJ notice of tailure to provide annual Financial
Information before the date(s) specified in Section 4 hereof.
(b) If the Obligated Entity instructs the Dissemination Agent to provrde an Event
Notice pursuant to Section 6(a) hereof, the Dissemination Agent shall, within three (3) Business
Days thereafter, file an Event of Notice with EMMA, the Trustee, the Rating Agency, the Issuer
and the Insurer. The Dissemination Agent shall provide the Obligated Entity, the Issuer and the
Trustee written confirmation that such Event Notice u,as prol ided to EMMA in accordance with
this Section 6(b).
(c) Notwithstanding the fbregoing, whenever the Obligated Entity authorizes a
change in either its Fiscal Year or the accounting principles by which its Audited Financial
Statements are prepared, the Obligated Entity shall provide the Dissemination Agent with written
notice of such change and instruct the Dissemination Agent to file a copy of such notice u-ith
EMMA, the lssuer, the Insurer, the Rating Agency and the Trustee. and the Dissemination Agent
shall, within three (3) Business Days thereafter, file a copy of such notice with EMMA, the
Issuer, the lnsurer, the Ratrng Agency and the Trustee. The Dissemination Agent shall provide
the Obligated Entity written conhrmation that such notice was provided to EMMA in accordance
with this Section 6(c).
A-7
(xvi) default, event ol acceleration, termination event, modifioation of terms, or
other similar cvcnts under the terms of a financial obligation of thc
Obligated Entity, any of which reflect financial difliculties; and
SECTION 7. Additional Information. Nothing in this Continuing Disclosure
Agreement sha[[ be deemed to prevent (i) the Obligated Entity from disseminating any
information or notice of the occurrence of any event using the means of dissemination specified
in this Continuing Disclosure Agreement or other means or (ii) the Obligatcd Entity from
including in an Annual Report any information which shall be in addition to the Financial
Information, Operating Data and Audited or Unaudited Financial Statements required by Section
4 hereof to be included in such Annual Report, provided that this Continuing Disclosure
Agreement shall not bc dccmcd to rcquire the Obligated Entity to includc or updatc any such
additional information in any subsequently prepared Annual Report.
SECTION 8. Amendments: Waivers. This Continuing Disclosure Agreement may be
amended. and any provision hereof may be rvaived, by thc partics hcreto if prior to the effective
date of any such amendment or waiver, the Obligated Entity delivers to the Dissemination Agent,
thc Issucr and the Trustee an opinion of nationally recognized disclosure counscl (which may
also act as outside counsel to the Obligated Entity). to the effect that the amendment is permitted
under thc Rulc and that this Continuing Disclosurc Agrccmcnt (taking into account such
amendment or waiver) complies with the Rule, as in eflbct on the date of the Offering of Bonds
or after the cxccution and delivery of this Continuing Disclosure Agreement, taking into account
any amendment or interpretation of the Rule by the SEC or any adjudication of the Rule by a
final decision of a court of competent jurisdiction which may have occurred subsequent to the
execution and delivery ofthis Continuing Disclosure Agreement. The Dissemination Agent shall
notify EMMA of any such amendment and shall providc EMMA with a copy of any such
amendment.
SECTION 9. Assisnment. The Obl igated Entity may not assign its obligations under
this Continuing Disclosurc Agrccmcnt. The Dissemination Agent may assign its nghts and
responsibilities hereunder to a third party with the consent of the Obligated Entity, which shall
not be unreasonably withheld.
SECTION 10. Compensation of the Dissemination Asent. As compensation to the
Dissemination Agent lbr its services pursuant to this Continuing Disclosure Agreement. the
Obligated Entity agrees to pay all fees and all expenses of the Dissemination Agent including,
without limitation, all reasonable expenses, charges, costs and other disbursements in the
administration and performance of its duties hereunder. and shall to the extent permitted by law
indemnify and save the Dissemination Agent and its officers, directors. attomeys, agents and
employees harmless from and against any costs, expenses, damages or other liabilities (including
attomeys' fees) which it (or they) may incur in the exercise of its (or their) powers and duties
hereunder, except with respect to its (or their) willful misconduct or gross negligence. Nothrng
contained herein rs intended to be nor shall it be construed as a waiver of any immunity from or
limitation of liability that the Obligated Entity may be entitled to pursuant to the Doctrine of
Sovereign Immunity or Section 768.28, Florida Statutes. Notwithstanding anything to the
contrary contained herein, the obligations of the Obligated Entity hereunder shall be limited
obligations payable solely from the sources provided under Section 2.02(a) of the Loan
Agreement.
SECTION ll. Concernins the Dissemination A ent and the Obli ated E nti tv (a)
The Dissemination Agent is not answerable for the exercise ofany discretion or power under this
Continuing Disclosure Agreement or for anything whatever in connection here*ith, except only
its own willful misconduct or gross negligence. The Dissemination Agent shall have no liability
A-li
to the Bondholders or any othcr pcrson with respect to the undertakings described in Scction I
hereof except as expressly set fofih in this Continuing Disclosure Agreement regarding its own
willful misconduct or gross ncgligcncc.
(b) Thc Disscmination Agent has no responsibility or liability hereunder for
determining compliance for any intbrmation submitted hereunder with any law, rule or
regulation or the tcms of this agrccmcnt. The Dissemination Agent shall have no responsibility
for disseminating infbrmation not delivered to it or giving notice of non-delivery except as
spccifi cally rcquircd hcreunder.
(c) The paties to this Continuing Disclosurc Agrccmcnt acknowlcdge and
agree that the Obligated Entity assumes no obligations hereunder other than those specilically
assumed by the Obligated Entity herein.
SECTION 12. Termination of this Continuinq Disqlosure Aqreeqren!. This
Continuing Disclosure Agreement
terminates.
shall terminate at such time as the Loan Agreement
SECTION 13. ESnSfiSlerie!. This Continuing Disclosurc Agrccmcnt shall inure solely
to the benefit of the Obligated Entity, the Dissemination Agent. the Trustee, the Issuer, the
Insurcr, thc Participating Underwriter and the Bondholders. This Continuing Disclosurc
Agreement shall not be deemed to inure to the benetit of or grant any rights to any party other
than the parties specified in the preceding sentence.
SECTION 14. @fpaf!f. This Continuing Disclosure Agreement may be executed
in several counterparts, each of which shall be an original and all of which shall constitute one
and the same instrument.
SECTION 15. Governinq Law This Continuing Disclosure Agreement shall be
govemed by the laws ofthe State ofFlorida.
IN WITNESS WHEREOF, the Obligated Entity and the Dissemination Agent have
caused this Continuing Disclosure Agreement to be executed and dehvered as of the date first
written above.
CITY OF DANIA BEACH, FLORIDA,
Obligated Entity
FLORIDA LEAGUE OF CITIES. INC..
as Dissemination Agent
AS
B.''''
I ts:
A-9
Mavor
By'
Its:
The undersigncd duly appointcd and acting Mayor ofthe City of Dania Beach, Florida a
Florida municipality. as Borrower under the Continuing Disclosure Agreement (hereinaller
describcd) (thc "Borrowcr"), hcrcby ccrtifics on bchalf of thc Borrower pursuant to the
Continuing Disclosure Agreement dated as of October l. 2024 (the "Continuing Disclosure
Agrccment") executed and delivered by thc Borrou'er and acccpted by Florida Lcague of Citics,
Inc.. as Dissemination Agent (the "Dissemination Agent"). as tbllows:
l. Definitions. Capitalized terms used but not delined herein shall have the meanings
ascribcd thcreto in the Continuing Disclosurc Agrccmcnt.
2. Annual Report. Accompanying this Annual Rcport Certificate is the Annual Repon for
the Fiscal Year ended
3. Compliance with Continuins Disclosure Asreement. The Annual Report is being
dclir crcd to the Disscmination Agent hcrcwith not latcr than June 30 following thc cnd of the
Fiscal Year to which the Annual Report relates. The Annual Report contains, or includes by
refcrcncc. Financial Information and Opcrating Data of the types idcntificd in the Continuing
Disclosure Certificate most recently delivered to the Dissemination Agent pursuant to Section 5
of thc Continuing Disclosure Agrccmcnt. To the cxtcnt any such Financial Information or
Operating Data is included in the Annual Report by reference, any document so referred to has
been previously provided to EMMA or filed with the SEC.
Such Financial Information and Operating Data have been prepared on the basis of the
[Audited, Unaudited] Financial Statements. ISuch Audited Financial Statements are included as
parr of the Annual Report.] [Because the Audited Financial Statements have not been approved
by the Goveming Body as of the date hereof, the Unaudited Financial Statements have been
included as part of the Annual Report. The Unaudited Financial Statements have been prepared
on a basis substantially consistent with such Audited Financial Statements. The Borrower shall
delirer such Audited Financial Statements to the Dissemination Agent as soon as practicable
after they have been approved by the Governing Body.l
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EXHIBIT A
Form of Annual Report Certificate
Bv:
lN Wll'NESS WHEREOI', the undersigncd has cxecutcd and dclivcred this Annual
Report C'ertilicate to the Dissemination Agent, which has received such certificate and the
Annual Rcport. all as of the day of the _ day of
City of Dania Beach, Florida, as Borrower
Bv
lts: Mayor
Acknorvlcdgmcnt of Rcccipt:
Flonda League of Cities. lnc.
as Disscmination Agent
Its
A-ll
EXHIBIT B
Form of Section 5(a) Continuing Disclosure Certificate
Florida League of Cities, lnc.
301 Bronough Street, Suite 300
Tallahassee. Florida 32301
The undersigned duly authorized signatory of the City of Dania Beach, Florida (the
"Borrower") hereby certifics on behalf of the Borrower pursuant to the Continuing Disclosure
Agreement dated as of October 1,2024 (the "Continuing Disclosure Agreement") executed and
delivcrcd by the Borower and accepted by Flonda Lcague of Cities, Inc., as Dissemination
Agent (the "Dissemination Agent"), as follows:
l. Definitions. Capitalized terms used but not defined herein shall have the meanings
ascribcd thereto in the Continuing Disclosure Agrccment.
3. Financial. Information and Operatins Data lncluded in Final Officlal S1A!e!r9!l!. The
following types of Financial Information and Operating Data wcrc included in thc Final Official
Statement Ibr the Bonds and are to be included in the Annual Report:
(u) Financiallnfbrmation City of Dania Beach Non-Ad Valorem Revenue
Anti-Dilution Test
City of Dania Beach Historical Non-Ad
Valorem Revenues
None(b) Operating Data:
4. Annual Rgpa{. Until such time as the Borrower delivers a revised Continuing
Disclosure Certificate and an opinion of disclosure counsel to the Dissemination Agent pursuant
to Section 5 of the Continuing Disclosure Agreement, the Frnancial Information and Operating
Data of the types identified in paragraph 3 of this certificate shall be included in the Annual
Reports delivered by the Dissemination Agent pursuant to Section 4 of the Continuing
Disclosure Agreement.
2. Pumose. The Borrowcr is delivering this Continuing Disclosurc Certificate to the
Dissemination Agent pursuant to Section 5(a) ofthe Continuing Disclosure Agreement-
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IN WITNESS WHEREOF, thc undcrsigrcd has cxecuted and dclivcred this Continuing
Disclosure Certificate to the Dissemination Agent, which has received the same, all as of the
day of
City of Dania Beach, Florida, as Borrower
Bv:
Its: Mayor
Acknowlcdgment of Rcccipt:
Florida League of Cities. Inc.. as
Disscmination Agent
By
Its:
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APPENDIX B
FORT'I OF CONTINUING DISCLOSURE AGRI EMENT FOR THE ISSUER
This CONTINUING DISCLOSURE AGREEMENT dated as of October 1,2024 (the
"Continuing Disclosure Agrccmcnt") is executed and dclivcrcd by the Florida Municipal Loan
Council ("Issuer"), and by Florida League of Cities. Inc., a Florida corporation not-1br-prollt, as
Dissemination Agcnt (thc "Dissemination Agent") hcrcundcr. Additional capitalizcd tcrms uscd
herein shall have the meanings ascribed thereto in Section 2 hereof.
SECTION 1.at re of Undertakin This Continuing Disclosure Agreement
constitutcs an undertaking by the lssuer undcr paragraph (b)(5) of the Rulc to provide Annual
Financial information and notice ofthe occurence ofcertain events with respect to the Bonds, as
providcd in paragraph (bXsXr)(C) of thc Rulc, and otherwise to assist thc Participating
Undenvriter in complying with paragraph (b)(5) ol the Rule with respect to the O|'ering of the
Bonds. Among other things, the Issuer is hcrcby undertaking (i) to disseminatc an Annual
Report not later than the June 30 following the end of each Fiscal Year of the Issuer in
accordancc with Section ,1 hereof. which contains Annual Financial Information $'ith respect to
the lssuer, (ii) if an Annual Report does not contain the Audited Financial Statements, to
disseminate the Auditcd Financial Statements in accordance with Section 4 hereof as soon as
practicable after they shall have been approred by the Goveming Body, (iii) to provide notice in
a timely manner, in accordance lvith Section 6 hercof, of the occurrence of any of thc Listcd
Events related to the Issuer and (iv) to provide notice in a timely manner, in accordance with
Section 4(e) hereof, of any failure to disseminate an Annual Report in accordance with the
preceding clause (i) of this sentence.
SECTION 2. Definitions. In addition to the definitions set lbrth above and in the herein-
defined Indenture, which shall apply to any capitalized terms used herein. the following
capitalized terms shall have the following meanings, unless othetwise defined therein:
"Annual Report" means a document or set ofdocuments which (a) identifies the Issuer;
(b) contains (or includes by reference to documents rvhich were filed with the SEC or with
EMMA prior to the date that the Annual Report containing such reference is provided to the
Dissemination Agent in accordance with Section 4 hereof): (i) Financial information and
Operating Data for the lssuer; (ii) Audited Financial Statements if such Audited Financial
Statements shall have been approved by the Goveming Body at the time the Annual Report is
required to be provided to the Dissemination Agent in accordance with Section 4 hereof; and (iii)
Unaudited Financial Statements if the Audited Financial Statements shall not have been
approved by the Governing Body at the time the Annual Report is required to be provided to the
Dissemination Agent in accordance with Section 4 hereol (c) in the event that the Issuer delivers
a Continuing Disclosure Cetificate to the Dissemination Agent pursuant to Section 5(b) hereof,
contains (in the case of the Annual Report disseminated on or immediately after the date such
Continuing Disclosure Certificate is so delivered) a narrative explanation of the reasons fbr the
changes in Financial Information and/or Operating Data set forth in such Continuing Disclosure
Certiflcate and the etl'ect of the changes on the types of Financial Infbrmation andTor Operating
B-l
Data bcing providcd in such Annual Repon: and (d) in thc cvcnt that thc Issuer authorizcs a
change in the accounting principles by which its Audited Financial Staten'rents are prepared.
contains (in the case of the Annual Rcpon disscminated on or immcdiatcly atier the date of such
change) (l) a comparison betrveen the Financial Information prepared on the basis of the new
accounting pnnciplcs which is containcd in such Annual Rcport and thc Financial lnformation
prepared on the basis of the fbrmer accounting principles which was contained in the previous
Annual Rcport disscminatcd immediatcly prior to such Annual Rcport and (2) a discussion ofthe
ditl'erences between such accounting pnnciples and the ef'f'ect of such change on the presentation
ofthc Financial Information bcing providcd in such Annual Rcport.
"Annual Report Date" mcans thc June 30 follorving thc cnd ofa Fiscal Year
"Audited Financial Statements" means the financial statcmcnts of the lssuer *'hich
have been examined by independent certified public accountants in accordance with generally
acccptcd auditing standards.
"Bondholder" mcans (i) thc registered orvner of a Bond and (ii) thc bcneficial owner of
a Bond, as the term "beneticial owner" is used in any agreement with a securities depository for
thc Bonds and as the tcrm may bc modified by an interprctation by thc SEC of paragraph (b)(5)
of the Rule.
"Bonds'r means the $_* Florida Municipal Loan Council Refunding and
lnrprovcnrent Revenue Bonds, Scrics 2024C (City of Dania Beach Scrics).
"Continuing Disclosure Agreement" means this Continuing Disclosure Agreement. as
the same may be supplemented and amended pursuant to Seclion 8 hereotl
"Continuing Disclosure Certificate" means a Continuing Disclosure Certit'icate in the
firrm attached hereto as Exhibit A delivered by the Issuer to the Dissemination Agent pursuant to
Section 5 hereof'.
"Dissemination Agent" means Florida League of Cities, Inc.. acting in its capacity as
Dissemination Agent hereunder, or any successor Dissemination Agent which is appointed
pursuant to Section 3 hereof or to which the responsibilities of Dissemination Agent under this
Continuing Disclosure Agreement shall have been assigned in accordance with Section t hereof.
"EMMA" means the Eleclronic Municipal Market Access System as described in
Securities and Exchange Commission Release No. 34-59062 and maintained by the Municipal
Securities Rulemaking Board for purposes of the Rule as funher described in Sections 4 and 6
hereof'.
"Final Official Statement" means the Final Official Statement prepared in connection
with the Offering of the Bonds.
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"Event Notice" means notice of the occurrence of a Listed Event.
"Financial Information" means financial infbrmation related to thc Issuer of the types
identified in the Continuing Disclosure Certificate most recently delivered by the Issuer to the
Dissemination Agent in accordancc with Section 5 hercofl The Financial Information (i) shall be
prepared for the Fiscal Year immediately preceding the date of the Annual Report containing
such Financial Information, and (ii) shall be prepared on thc basis of the Audltcd Financial
Statements to be provided to the Dissemination Agent concurrently with the Annual Report,
providcd thar, if the Auditcd Financial Statements arc to be provided to thc Dissemination Agent
subsequent to the date that the Annual Report is provided to the Dissemination Agent. such
Financial Infomation may be prepared on the basis of the Unaudited Financial Statements.
"Governing Bod1"' shall mean thc governing body ofthc Issucr which shall approve thc
Audited Financial Statements.
"Indenture" means the Trust lndenture dated of even date herewith, by and between the
Issucr and The Bank of Ncw York Mellon Trust Company, N.A., as Trustee.
["lnsurer" mcans
"Issuer" means Florida Municipal Loan Council.
"Listed Events" means any ofthe events which are set forth in Section 6 hereof.
"MSRB" means the Municipal Securities Rulemaking Board.
"Offering" means the primary offering of the Bonds for sale by the Participating
Underwriter.
"Operating Data" means operating data of the types identified in the Continuing
Disclosure Certificate most recently delivered by the Issuer to the Dissemination Agent in
accordance with Section 5 hereof. The Operating Data shall be prepared for the Fiscal Year
immediately preceding the date ofthe Annual Report containing such Operating Data.
"Rating Agency" means _ , or any successor thereto
"Rule" means Rule l5c2-12 adopted by the SEC under the Securities Exchange Act of
1934, as amended. as the Rule may be amended from time to time. or any successor provtsion
thereto.
"SEC" means the Securities and Exchange Commission
"Trustee" means The Bank of New York Mellon Trust Company, N.A., as trustee under
the Indenture.
B-3
"Participating Underwriter" means _.
"Unaudited Financial Statements" means unaudited financial statements of the Issusr
fbr any Fiscal Year which have been prepared on a basis substantially consistent with the
Audrted Financial Statements to bc subscqucntly prepared for such Fiscal Ycar.
SECTION 3. Appointme nt of Dissemination Asent: Oblisations of Issuer
ResDectinq Undertaking.(a) The Issuer hereby appoints Florida League of Cities, lnc. to act as
thc initial Dissemination Agent hcrcundcr. Florida Lcaguc of Citics, Inc. hereby accepts such
appointment. The Issuer may, Iiom Iime to time, appoint a successor Dissemination Agent or
dischargc any then acting Disscmination Agent, with or without causc. lfat any time thcre shall
be no Dissemination Agent appointed and acting hereunder or the then appointed and acting
Dissomination Agcnt shall fail to pcrform its obligations hercundcr. thc lssuer shall dischargc
such obligations until such time as lhe Issuer shall appoint a successor Dissemination Agent or
thc thcn appointed and acting Disscrnination Agent shall resumc thc pcrformancc of such
obligations.
(b) The lssuer hereby acknowledges that the lssuer is obligated to comply
with this Continuing Disclosurc Agrccmcnt and that the apporntmcnt of thc Dissemination Agcnt
as agent of the Issuer tbr the purposes herein provided does not reliele the lssuer of its
obligirtions with respect to this Continuing Disclosure Agrecmcnt.
SECTION 4. Annual Financial Information. (a) The Financial [nformation shall bc
contained in the Annual Reports and, if provided separately in accordance with Section 5(b)
hcrcof, thc Auditcd Financial Statcmcnts which the Issuer is rcquircd to deliver to the
Dissemination Agent tbr dissemination in accordance with this Section 4.
(b) The Dissemination Agent shall notify the Issuer ol each Annual Report
Date and of the Issuer's obligation hereunder not more than 60 and not less than 30 days prior to
each Annual Report Date. The Issuer shall provide an Annual Report to the Disseminatir,rn
Agent not Iater than each Annual Report Date, provided that, if the Annual Report does not
include the Audited Financial Statements, the Issuer shall provide the Audited Financial
Statements to the Dissemination Agent as soon as practicable after they shall have been approved
by the Governing Body.
(d) The Dissemination Agent shall provide the Issuer and the Trustee written
contirmation that the Annual Report and, if received separately in accordance with Section 4(b)
hereof, the Annual Financial Statements, were provided to EMMA in accordance with Section
4(c) hereof.
B-+
(c) The Dissemination Agent shall provide the Annual Report and, if
recei'"'ed separately in accordance with Section 4(b) hereof, the Annual Financial Statements, to
EMMA. the Trustee, the Rating Agency and the Insurer within tlve (5) Business Days after
receipt thereof from the Issuer.
(e) If the Dissemination Agent shall not have filed the Annual Report by the
Annual Report Date, the Dissemination Agent shall so notify EMMA. the Trustee and the Insurer
within tive (5) Business Days ofthe Annual Report Date.
SECTION 5. Continuing Disclosure Certificates.(a) Thc tssuer shall prcparc a
Continuing Disclosure Certificate in the form attached hereto as Exhibit A in connection with the
Offering of thc Bonds and shall deliver the samc to thc Dissemination Agent for dissemination to
the Panicipating Undenvriter and Trustee.
(b) Prior to the deletion or substitution of any Financial Information and
Opcrating Data in the Continuing Disclosurc Ccrtificate from thc infbrmatron listcd in Exhibit A
hereto, the Issuer will obtain an opinion ofnationally recognized disclosure counsel (which may
also act as outsidc counscl Io thc lssuer) addresscd to the Issucr, thc Participating Undcrwriter,
the Trustee and the Dissemination Agent. to the etfect that said deletion or substitution is
permitted by thc Rule and thc Financial Information and Opcrating Data to bc providcd will
comply rvith the Rule. as in ef'lect on the date of the Offering of the Bonds and taking into
account any amcndmcnt or intcrprctation ofthe Rulc by thc SEC or any adjudication ofthc Rule
by a tinal decision of a court of competent jurisdiction which may have occurred subsequent to
the execution and delivery of this Continuing Disclosure Agreement. Thc Dissemination Agcnt
is entitled to rely on such opinion rvithout further investigation.
(c) Notrvithstanding Section 5(b) hereof, the Issuer shall not be required to
comply rvith Section 5(b) hcrcof if such Section shall no longer be dccmcd to be requircd in
order Ibr this Continuing Disclosure Agreement to comply rvith the Rule as a result of the
adoption, rcndcring or dclivcry of (i) an amcndmcnt or interpretation of thc Rule by the SEC. (ii)
an adjudication of the Rule by a tinal decision of a coufi of competent jurisdiction or (iii) an
opinion of nationally recognized disclosurc counscl (which may also act as outside counscl to thc
Issuer), in each case, to that eftect.
(d) Any delivery of a Continuing Disclosure Certillcate pursuant to Section
5(b) hereof shall not be deemed to be an amendment to this Continuing Disclosure Agreement
and shall not be subject to the provisions of Section 8 hereof.
SECTION 6. Reoortins of Listed Events. (a) Pursuant to the provisions of
this Section 6, the Issuer shall direct the Dissemination Agent to provide. in the appropriate
format required by lau' or applicable regulation, in a timely manner such that notice to EMMA
can be provided not in excess often business days after the occurrence of the event, notice of
the occurrence of any of the fbllowing events, with respect to the Bonds:
(ii) non-paymentrelateddefaults,ifmatenal;
(iii) unscheduled draws on debt service reserves reflecting financial
difficulties;
( i\,)unscheduled draws on credit enhancements reflecting financial
ditflculties:
(v) substitution ofcredit f'acility providers, or their tailure to pertbrm:
B-5
(i) principal and interest payment delinquencies;
(vi) adverse tax opinions, the issuancc by thc Intcmal Rcvcnuc Servicc
of proposed or hnal determinations of taxability, Notices of
Proposcd [ssuc (IRS form 5701-TEB) or other matL-rial notices or
deternlinations with respect to the tax status of the Bonds, or other
material cvcnts affccting thc tax status ofthe Bonds.
(vii) modifications to rights ofholders ofthe Bonds. if matcrialt
(viii) Bond calls, ifmaterial, and tendcr offers;
(ix) defeasances;
(x)releasc, substitution, or sale of any property sccuring rcpayment of
the Bonds, if material;
(xi) rating changes;
(xii) bankruptcy, insolvency, receivership or similar events of the Issuer
(which is considered to occur whcn any of the following occur:
the appointment of a receiver. tiscal agent or similar oflicer for the
Issuer in a procccding undcr thc U.S. Bankruptcy Codc or in any
other proceeding under state or tbderal law in u,hich a court or
governmcntal authority has assunrcd jurisdiction ovcr substantially
all of the assets or business of the lssuer, or if such jurisdiction has
been assumed by leaving the existing goveming body and officials
or oflicers in possession but subject to the superrrision and orders
of a court or govemmental authority, or the entry of an order
confirming a plan of reorganization, arrangement or liquidation by
a court or govemmental authonty having supervrsion or
jurisdiction over substantially all of the assels or business of the
Issuer).
(xiii)the consummation of a merger. consolidation. or acquisition
involving the Issuer or the sale of all or substantially all of the
assets of the Issuer, other than in the ordinary course of business,
the entry into a definitive agreement to undertake such an action or
the termination of a definitive agreement relating to any such
actions. other than pursuant to its terms, if matenal:
(xiv) the appointment of a successor or addrtional trustee or the change
of nanre of thc trustee, if material;
(x") incurrence of a financial obligation of the Issuer, if material, or
agreement to covenants, events of defhult. remedies. priority rights,
or other similar terms of a financial obligation of the lssuer. any of
which afl'ect holders of the Bonds, if material lfor purposes of the
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fbrcgoing and paragraph (xvi) bclow, "tlnancial obligation" mcans
a (a) debt obligation; (b) derivative instrument entered into in
connection with. or pledgcd as security or a sourcc ofpayment fbr,
an existing or planned debt obligation: or (c) a guarantee of (a) or
(b));
(xvi)default, evcnt of accelcration, tcrmination event, modification of
terms, or other similar events under the terms of a financial
obligation of the Issuer. any of which rcflect financial difficultics:
and
(xvii) in a timely manner. notice of failure to provide annual Financial
lnformation before the datc(s) specificd in Section 4 hereof.
(b) If thc [ssuer instructs the Disscmination Agcnr to providc an Event Noricc
pursuant to Section 6(a) hereot, the Dissemination Agent shall, within three (3) Business Days
thcrcaftcr, filc an Event Noticc with EMMA, the Trustcc, the Rating Agency and the Insurcr.
The Dissemination Agent shall provide the Issuer and lhe Trustee written confirmation that such
Evcnt Noticc rvas provided to EMMA in accordance with this Section 6(b).
(c) Notwithstanding thc foregoing, whcncver thc lssuer authorizcs a changc in
either its Fiscal Year or the accounting principles by which its Audited Financial Statements are
prcpared, the Issuer shall providc the Dissemination Agcnt with written notice of such chanqc
and instruct the Dissemination Agent to tile a copy of such notice u,irh EMMA, the Insurer. lhe
Rating Agency and the Trustee, and the Dissemination Agenr shall, within three (3) Business
Days thereafter, file a copy of such notice with EMMA, the Insurer, the Rating Agency and the
Trustee. The Dissemination Agent shall provide the Issuer written confirmation that such notice
was provided to EMMA in accordance with this Section 6(c).
SECTION 7, Additional Information. Nothing in this Continuing Disclosure
Agreement shall be deemed to prevent (i) the Issuer from disseminating any information or
notice of the occurrence of any event using the means of dissemination specihed in this
Continuing Disclosure Agreement or other means or (ii) the Issuer tiom including in an Annual
Report any inlbrmation which shall be in addition to the Financial Information, Operating Data
and Audited or Unaudited Financial Statcments required by Section 4 hereof to be included in
such Annual Report, provided that this Continuing Disclosure Agreement shall not be deemed to
require the Issuer to include or update any such additional inftrrmation in any subsequently
prepared Annual Repon.
SECTION 8. Amendments: Waivers. This Continuing Disclosure Agreement may be
amended. and any provision hereof may be waived, by the parties hereto ifprior to the effective
date of any such amendment or waiver, the Issuer delivers to the Disseminatron Agent and the
Trustee an opinion of nationally recognized disclosure counsel (which may also act as outside
counsel to one or more members of the Issuer), to the effect that the amendment is permitted
under the Rule and that this Continuing Disclosure Agreement (taking into account such
amendment or waiver) complies with the Rule, as in efl'ect on the date of the Otl-ering of Bonds
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or atier the execution and delivcry ofthis Continuing Disclosure Agrecmcnt. taking into account
any amendment or interpretation of the Rule by the SEC or any adjudication of the Rule by a
tlnal decision of a court of competent jurisdiction which may havc occurred subscqucnt to the
execution and delivery of this Continuing Disclosure Agreement. The Dissemination Agent
shall notify EMMA of any such amendmcnt and shall provide EMMA u'ith a copy of any such
amendment.
SECTION 10. Compensa tion of the Dissemination Agent. As com pensation to the
Dissemination Agent for its services pursuant to this Continuing Disclosure Agreement. the
Issucr agrecs to pay all fees and all expcnscs of the Disscmination Agcnt including, without
limitation. all reasonable expenses, charges, costs and other disbursements in the administration
and performancc of its duties hereunder. and shall to thc cxtcnt permittcd by law indcmnily and
save the Dissemination Agent and its oflicers, directors. attomeys, agents and employees
hannlcss from and against any costs, expenscs, damages or other liabilitics (including attomcys'
f'ees ) which it (or they) may incur in the exercise of its (or their) porvers and duties hereunder,
cxccpt with respcct to its (or thcir) willful misconduct or gross negligencc.
SECTION I l. Concernins the Dissemination Agent and the Issuer.(a) Thc
Dissemination Agent is not answerable lbr the exercise of any discretion or power under this
Continuin-e Disclosure Agreement or for anything whate\ er in connection herelr'ith. except only
its own rvillful misconduct or gross negligence. The Dissemination Agent shall have no liability
to the Bondholders or any other person with respect to the undertakings descnbed in Section I
hereof except as expressly set tbrth in this Continuing Disclosure Agreement regarding its own
rvillt'ul misconduct or gross negligence.
(b) The Dissemination Agent has no responsibility or liability hereunder for
determining compliance for any information submitted hereunder with any law, rule or
regulation or the terms of this agreement. The Dissemination Agent shall have no responsibility
ibr disseminating information not delivered to it or giving notice of non-delivery except as
specr fi cally required hereunder: and
(c) The parties to this Continuing Disclosure Agreement acknowledge and
agree that the lssuer assumes no obligations hereunder other than those specifically assumed by
the Issuer herein.
SEC'I'IoN 12. Termination tlf this Continuins Discl0sure .{.srccnre nt. This
Continuing Disclosure Agreement shall terminate at such time as the Bonds are no longer
oulstanding.
SECTIO\ 13. Beneficiaries. This Continuin g Disclosure Agreement shall inure solely
to the benefit of the Dissemination Agent, the Trustee, the Issuer, the Insurer, the Participating
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SECTION 9. Assignment. The Issuer may not assign its obligations under this
Continuing Disclosure Agrccmcnt. Thc Dissemination Agent may assign rts rights and
responsibilities hereunder to a third party with the consent of the lssuer. u'hich shall not be
unrcasonably withheld.
Underwriter and the Bondholders. This Continuing Disclosurc Agreement shall not be deemed
to inure to the benefit of or grant any rights to any party other than the parties specified in the
preceding sentence.
SECTION 14. @!SSEE. This Continuing Disclosure Agrccmcnt may bc cxccutcd
in several counterparts, each of which shall be an original and all of which shall constitute one
and thc samc instrumcnt.
SECTION 15. Governing Law. This Continuing Disclosure Agreement shall be
gorerned by the laws ofthe State ofFlorida.
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IN WITNESS WHEREOF, the Issuer and thc Dissemination Agent have caused this
Continuing Disclosure Agreement to be executed and delivered as ofthe date first written above.
FLORIDA MTINICIPAL LOAN COUNCIL.
as Issuer
By:
Its: Chairman
FLORIDA LEAGUE OF CITIES. INC..
as Dissemination Agent
By
Its: Executive Director/CEO
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Florida Lea-gue of Cities. Inc.
Tallahassee. Florida
The undersigned duly appointed and acting Chairman of Florida Municipal Loan Council
(the "lssuer") hereby certifies on behalf of the issuer pursuant to thc Continuing Disclosure
Agreement dated as ol October 1. 202,1 (the "Continuing Disclosure Agreement") executed and
delivered by the Issuer and accepted by Florida League of Citics, Inc., as Disscmination Agent
(the "Dissemination Agent"), as follows:
l. Definitions. C apitalized terms used but not detlned herein shall have the meanings
ascribed thereto in the Continuing Disclosure Agreement
2. Purpose, The Issuer is delivering this Continuing Disclosure Ccrtificatc to the
Dissemination Agent pursuant to Section 5(a) ofthe Continuing Disclosure Agreement.
).
Continuin
Written I indertakin On behalf of the Issuer, the Issuer hereby designates the
g Disclosure Agrecment to bc thc writtcn undcrtaking under paragraph (b)(5) of the
Rule with respect to the $ * Florida Municipal Loan Council Refunding and
Improvement Revenue Bonds, Series 2024C (City of Dania Bcach Scrics).
4. Financial Information aud Operating Data Included in Final Official Statement
The fbllowing types of Financial Information and Operating Data were included in the Final
Official Statement for the Bonds and are to be included in the Annual Report:
(a) Financial Information None
(b) Operating Data None
5. Annual Repe4. Until such time as the Issuer delivers a revised Continuing
Disclosure Certificate and an opinion of disclosure counsel to the Dissemination Agent pursuant
to Section 5 of the Continuing Disclosure Agreement, the Financial Information and Operating
Data of the R?es identihed in paragraph 4 of this certificate shall be included in the Annual
Reports delivered by the Dissemination Agent pursuant to Section 4 of the Continuing
Disclosure Agreement.
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EXHIBIT A
Form of Section 5(a) Continuing Disclosure Certificate
lN WITNESS WHEREOF, thc undersigned has executed and dclivcrcd this Continuing
Disclosure Certificate to the Dissemination Agent, which has received the same, all as of the
_ day of 2024.
FLORIDA MUNICIPAL LOAN COUNCIL.
as Issuer
By'
Its: Chauman
Acknowledgment of Receipt:
FLORIDA LEAGUE OF CITIES, INC.,
as Dissemination Agent
By:
Its:Executive Director/CEO
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APPENDIX C
FORM OF THE INDENTURE
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APPENDIX D
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FORM OF THE LOAN AGREEMENT
APPENDIX E
FORNI OF OPI\IO)i OF BO\D COUNSEL
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APPENDIX }-
FINA).ICIAL I\FORNIATION RECARDINC THE
CITY OF DANIA BEACH. FLORID,{
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